Vice President- BX Business Oversight Compliance Technology Barclays

8.0 - 12.0 years

0 Lacs

pune, maharashtra

On-site

As the Vice President- BX Business Oversight Compliance Technology at Barclays, you will play a critical role in providing oversight coverage for Barclays technology functions globally. You will work within a highly skilled and dedicated team to oversee Compliance risk within the diverse group of businesses comprising Barclays Execution (BX) services. Your responsibilities will include offering expert compliance advisory, regulatory risk management, and governance oversight to support the BX business areas. Your role is crucial in implementing the Compliance strategy aligned with Barclays" purpose of protecting customers, clients, and colleagues, promoting trust and integrity in the financial system, and delivering the vision of a world-class influential Compliance function known for its proactivity, deep expertise, and data-driven insight. To be successful in this role, you should have a strong technical understanding and product-related knowledge of regulatory compliance systems, reporting tools, and financial services products governed by UK and global regulatory frameworks. You must possess strong knowledge of Compliance policies related to Customer Protection, Privacy, Conduct, and regulatory compliance. Your ability to assess complex regulatory matters independently, manage Technology functions from a risk and control perspective, and execute change-management initiatives with regulatory impact is essential. Additionally, proficiency in communication, analytics, decision-making, and managing senior stakeholders and compliance teams is crucial. Proficiency in Microsoft Office tools is also required. Valued skills for this role may include expertise in Compliance operations and business activities, technical proficiency in regulatory platforms and tools, professional certifications (e.g., ACAMS, ICA, CIA, CISI), experience with regulatory reporting systems, and strong commercial awareness. A degree in Law, Finance, Risk, or a related field is preferred. Your role will involve identifying and assessing compliance risks, investigating potential market abuse, conducting compliance risk events or breaches investigations, implementing compliance policies in line with regulatory requirements, and collaborating with relevant functions to facilitate a comprehensive approach to compliance and risk management. You will also be responsible for contributing to strategy, managing resources and budgets, maintaining policies and processes, and driving continuous improvements. As a Vice President, you are expected to advise key stakeholders, manage and mitigate risks, demonstrate leadership and accountability for managing risk, understand the organization's functions to contribute to business goals, collaborate with other areas, and create solutions based on analytical thought. You are also expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset of Empower, Challenge, and Drive in your behavior. This role is based in the Pune office at Barclays.,

Posted 1 day ago

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AVP - Program Management Sr Analyst (Third Party Management) Citi

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

The Program Management Sr Analyst role at Citi is a senior professional position that requires a deep understanding of the discipline, contributing to the development of new techniques and enhancement of processes within the area. You will integrate subject matter expertise and industry knowledge to drive improvements and workflow efficiencies. Your responsibilities will include evaluating complex issues, coordinating with various stakeholders, and influencing decisions to meet the objectives of the function and overall business. Strong analytical skills are essential to filter, prioritize, and validate information from multiple sources. Effective communication and diplomacy are key attributes required for this role. As a Program Management Sr Analyst, you will be responsible for supporting the planning, directing, and coordination of day-to-day activities related to running a program or portfolio of programs. You will work closely with stakeholders to develop business cases, review requirements, conduct feasibility studies, and finalize project plans. Additionally, you will be involved in gathering, analyzing, and reviewing data requirements, as well as prioritizing and creating conceptual prototypes and mock-ups. Collaboration with cross-functional teams is crucial to ensure successful project delivery and effective communication. In this role, you will lead a team of business analysts and testers to achieve on-time delivery of system enhancements for multiple projects. You will also be involved in risk assessment, mitigation planning, and project status reporting to stakeholders. Continuous process improvement, compliance with regulatory requirements, and implementation of best practices across teams are integral parts of this role. Your contribution will have a significant impact on project size, geography, and overall business performance. The ideal candidate for this role should have 5-8 years of experience in managing projects and teams within the finance sector, with at least 2 years in a professional management role. A Bachelor's degree or equivalent experience is required. Strong analytical, problem-solving, communication, and collaboration skills are essential for success in this position. Proactive, adaptable, and detail-oriented individuals with expertise in risk management frameworks, governance, and compliance will excel in this role. If you are looking to join a dynamic team and make a positive impact within the organization, this Program Management Sr Analyst role at Citi offers a challenging yet rewarding opportunity to drive business success through effective program management and strategic decision-making.,

Posted 2 weeks ago

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