Compliance Officer

Job Description

Dear Candidates, Greetings from Infinity Career Connect! We are hiring Compliance Officer for one of the reputed Investment firm in Gujarat. Candidates based in Gujarat only apply Job Title: Compliance Officer – IFSC GIFT Branch CTC - Up to 18 LPA (15 LPA fixed+ variable) Location: GIFT City, Gandhinagar, Gujarat Department: Compliance & Operations Reports to: Group Compliance Head Key Responsibilities: Regulatory & Legal Compliance: Oversee overall compliance requirements and aspects of the company at the IFSC GIFT City Branch & assist in compliance Ensure full adherence to IFSCA, SEBI, SEZ, and other applicable regulatory frameworks for Portfolio Management Services (PMS), Alternative Investment Funds (AIF), and Anti-Money Laundering (AML). Interpret and implement IFSCA regulations applicable to the branch. Manage AML/CFT compliance programs including client onboarding checks and monitoring. Engage with IFSCA officials for approvals, clarifications, and resolution of regulatory queries. Handle regulatory inspections and manage responses to queries from regulators. Ensure compliance with marketing, distribution, and investor communication regulations. Review legal documentation including fund structures, Trust Deeds, Investment Management Agreements, etc. Coordinate timely and accurate submission of regulatory filings and reports to IFSCA, SEZ authorities, and other bodies. Implement and monitor risk management processes in line with regulatory requirements. Manage SEZ online portal logins and ensure all relevant actions and filings are up to date. Reporting & Governance: Prepare and present periodic compliance reports to the Board of Directors, Group Compliance Head, and Legal Team. Provide support in internal audits and regulatory examinations. Conduct compliance testing and monitoring as required. Operations & Stakeholder Management: Assist in daily operations of the branch including trading, fund administration, and investor servicing. Support offshore teams in handling compliance-related tasks and projects. Coordinate with service providers, custodians, brokers, auditors, and legal counsel for smooth functioning of compliance and operational workflows. Ensure quick turnaround times and compliance alignment for new business initiatives. Training & Development: Prepare training modules and conduct sessions/seminars on compliance topics and regulatory updates for IFSC Branch employees. Create awareness on legal responsibilities and compliance best practices across functions. Qualifications & Experience: Qualified Company Secretary (CS) or LLB ; preference given to candidates holding both qualifications. 3 to 4 years of relevant experience in compliance or legal roles, preferably in financial services, PMS/AIF, or capital markets. Sound knowledge of SEBI , IFSCA , SEZ , and AML regulations. Skills & Attributes: Strong regulatory interpretation, drafting, and communication skills. Detail-oriented, with ability to work independently and take ownership. Ability to liaise effectively with regulators and senior stakeholders. Familiarity with SEZ/IFSCA online systems and regulatory portals. Proficient in MS Office; knowledge of compliance tools is an advantage. Eagerness to learn and grow within a dynamic regulatory environment. Interested candidates please share updated resume to swapnali.khamkar@jobbo.in Show more Show less