Commercial banking Auditor

Team Supervisor – Commercial Bank Audits

Location: Mumbai

Job Role

• Planning, Scheduling, Conducting and Reviewing Audits as per the approved Audit Plan
• Expert knowledge of audit process. Testing the design and effectiveness of Risk Controls Policy, Process & Systems and play a role in improvement of overall environment of the group.
• Discussion of Audit report with Senior Management, highlighting the critical gaps & finalising actionable for further follow up, closure.
• Submission for Regulatory requirements / Risk based audit planning for the areas under supervision. Preparation of presentation for First Tier Audit Committee / Audit Committee of the Board.
• Dynamic management of Audit objectives, schedule, logistics and review the work of team members.
• To oversee audit planning, field work & review work papers of the team, business understanding and finalize control areas for review. Ensuring maintenance of detailed work papers to assure clarity & well organized documentation
• Supervise audit team to ensure quality and on-time delivery. Supervise, guide and train junior staff members regarding audits procedures and ensure building a competent team.
• To assist the Team Leader / Head Internal Audit to analyse the ongoing effectiveness of all audit programs, recommend change. Learn and strengthen Internal Audit practices in line with Industry Standards
• Constantly evaluate & monitor the audit procedures to ensure compliance with the auditing standards outlined
• Actively follow-up on compliance to the audit reports issued
• Monitor in-house concurrent audits

Job Requirements

• Should possess strong understanding & knowledge of Business , Risk and Control environment from Banking / financial domain
• Preferably having experience in conducting Internal Audit of Commercial Bank business verticals like Retail & Corporate Agriculture, Infrastructure Finance, Commercial Vehicle, Tractor Finance, Relationship Banking Group Business, Micro Finance, Gold loan etc.
• To demonstrate effective report writing & presentation skills.
• Sound knowledge of RBI circulars
• Effective project and relationship management skills, preferable with team handling experience and good managerial skillsets
• High order thinking, analytical skills, efficient data handling skills
• High energy, Passion & Self-starter attitude with good presentation skills, strong time management and organizational skills, including ability to multi-task.
• Strong interpersonal skills and ability to work as a team.
• Willing to travel as needed.