Capital Markets Operations New Associate

As a Capital Markets Operations New Associate at Accenture, you will be part of the Investment Compliance team responsible for ensuring compliance with various regulatory, client-directed, and internal investment restrictions for portfolios managed by the client. Your role will involve on-boarding new accounts, overseeing amendments to existing accounts, and programming restrictions into the Charles River compliance monitoring system. **Key Responsibilities:** - New account on-boarding, amendments to existing client documentation, and coding using CRD - Liaising with client operations and/or product on new accounts or changes for existing clients to provide compliance feedback, manage priorities, and meet inception deadlines - Reviewing investment restrictions in proposed new account documentation and guideline amendment language to ensure the ability to code the compliance system and clarify intent if necessary - Programming logic-based rules in CRD to effectively monitor client and regulatory requirements - Collaborating with investment staff to ensure rule coding aligns with client/regulatory requirements and investment strategy - Performing quality assurance testing and review of rules programmed by other team members - Evaluating compliance system functionality and available data elements to capture restrictions in compliance systems - Providing coding solutions and alternatives to capture complex requirements - Assessing impacts of code changes and testing restrictions to ensure functionality as intended - Escalating operational roadblocks or risks in new client requirements to management **Qualifications Required:** - Bachelor's degree or equivalent combination of education and relevant experience - 2-4 years of total relevant work experience - Experience with Trading/IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform - Practical understanding of investment security types (e.g. stocks, bonds, derivatives) - Proven analytical skills within investment compliance or a related field - Strong attention to detail and commitment to quality - Strong customer service orientation - Strong interpersonal skills with effective written and oral communications - Ability to adapt and thrive in a dynamic environment with evolving priorities - Strong organizational skills and proficient in handling multiple tasks simultaneously - Strong research and problem-solving skills As a member of the Investment Compliance team at Accenture, you will play a crucial role in ensuring compliance with various requirements while contributing to projects assigned by the Investment Compliance leadership team. Your ability to analyze regulatory changes, new investment strategies, and data changes will be essential in maintaining compliance. Additionally, your dedication to process improvement, risk reduction, and automation will drive efficiency and innovation within the team. As a Capital Markets Operations New Associate at Accenture, you will be part of the Investment Compliance team responsible for ensuring compliance with various regulatory, client-directed, and internal investment restrictions for portfolios managed by the client. Your role will involve on-boarding new accounts, overseeing amendments to existing accounts, and programming restrictions into the Charles River compliance monitoring system. **Key Responsibilities:** - New account on-boarding, amendments to existing client documentation, and coding using CRD - Liaising with client operations and/or product on new accounts or changes for existing clients to provide compliance feedback, manage priorities, and meet inception deadlines - Reviewing investment restrictions in proposed new account documentation and guideline amendment language to ensure the ability to code the compliance system and clarify intent if necessary - Programming logic-based rules in CRD to effectively monitor client and regulatory requirements - Collaborating with investment staff to ensure rule coding aligns with client/regulatory requirements and investment strategy - Performing quality assurance testing and review of rules programmed by other team members - Evaluating compliance system functionality and available data elements to capture restrictions in compliance systems - Providing coding solutions and alternatives to capture complex requirements - Assessing impacts of code changes and testing restrictions to ensure functionality as intended - Escalating operational roadblocks or risks in new client requirements to management **Qualifications Required:** - Bachelor's degree or equivalent combination of education and relevant experience - 2-4 years of total relevant work experience - Experience with Trading/IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform - Practical understanding of investment security types (e.g. stocks, bonds, derivatives) - Proven