Associate, Compliance & Control Representative I

Chennai-TN

In this role, you’ll make an impact in the following ways:

• With minimal guidance and supervision, Candidate is responsible for proactively identifying, monitoring and mitigating risk associated with Financial crime. Conduct internal quality review for the cases processed by Level 1 analysts.
• Investigate and research cases and potentially suspicious situations, conducting high-level complex case investigations, efficiently arriving at sound risk-based conclusions.
• Analyze, investigate, and resolve financial crime related red flags flagged as potentially suspicious transactions or exceptions. Escalate potential risk proactively to the Management.
• Ensure all documents are accurately checked processed and released in compliance with regulatory and internal operational instructions.
• Maintain Subject matter expertise by keeping up to date on changes to policies and standards.
• Uses strong communication skills to engage in challenging conversations with internal stakeholders and complex external clients in order to support an accurate data-gathering process and resolve any open issues.
• Provides guidance to less experienced AML staff as and when needed. No direct reports. Manages situations which may require adaptation of response or extensive research according to client response.
  

To be successful in this role, we’re seeking the following:

• 2-6 years of experience in AML and other financial crime related areas.
• Ability to analyze and interpret information exercising sound judgement and attention to detail.
• Good understanding of AML, Sanctions, Transaction Monitoring and other financial crime related rules and regulations.
• Ability to identify and recommend possible improvements to enhance AML risk and process efficiency.
• Strong knowledge of BSA, AML, OFAC, CIP, USA Patriot Act requirements and regulations.
• Banking knowledge in terms of Customers, Products and transactions with expertise in retail, Corporate, private or correspondent banking.
• Possess strong Linguistic and articulations/report writing skills.
• Possess Positive attitude with good analytical and presentation skills.
• Any AML related certification would be preferred.
• Exposure to applications such as Actimize.
  

Here’s a Few Of Our Recent Awards

• America’s Most Innovative Companies, Fortune, 2025
• World’s Most Admired Companies, Fortune 2025
• “Most Just Companies”, Just Capital and CNBC, 2025
  

Our Benefits And Rewards