52 Regulatory Risk Jobs

Inviting applications for the role of Senior Manager, Risk Specialist! In this role, you will support the Country Head of Financial Compliance (FCC) in Singapore and the ASEAN Cluster by driving data-led risk analysis, coordinating critical advisory activities, and ensuring robust compliance. You will act as a key liaison across the three lines of defense and with external regulatory bodies to strengthen the financial risk control environment aligned with the Conduct, Financial Risk and Compliance (CFCC) Target Operating Model. Key Responsibilities: Data Analysis and Risk Identification: assist all aspects of FCC Singapore and ASEAN work by extracting, interrogating, and analysing the banks ...

As an AVP - Corporate & Institutional Banking Financial Crime Risk Steward at HSBC, you will play a crucial role in identifying and managing financial crime (FC) risks within the business. Your responsibilities will include: - Taking a proactive approach to identifying FC risk changes and their potential impacts - Supporting product reviews presented at relevant governance forums - Providing necessary assessments and solutions for identified FC risks in the business - Collaborating with stakeholders to offer expertise and support on financial crime matters - Driving consistency in messaging throughout the organization and fostering transparency between FC and 1LOD - Ensuring alignment of ope...

Role Overview: As the Compliance Manager at Gandhinagar (GIFT City Office), your mission is to develop and own the entire compliance framework from ground zero. You will be responsible for navigating regulatory changes, embedding compliance in products, managing audits, and interfacing with regulators effectively. Key Responsibilities: - Regulatory Tracking & Implementation: - Monitor IFSCA updates and RBI, NPCI (UPI, BBPS, PA/PPI) regulations, and implement them across operations. - Translate circulars into actionable compliance tasks. - Proactively interact and participate with regulatory authorities. - Product & Process Governance: - Lead compliance for GIFT City PSP offerings, TPAP onboa...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? Responsible for contacting clients with overdue accounts to secure the settlement of the account. Also they do preventive...

Job Description: In Scope of Position based Promotions (INTERNAL only) Job Title: Associate Global Reporting Location: Pune, India Role Description Finance It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. With our diverse teams in 47 countries, we offer a broad portfolio of capabilities. Our key functions range from Group Finance, Treasury, Planning and Performance Ma...

Job Description Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm...

As a Regulatory Risk and Compliance Consultant working with clients in the US, your role will involve assisting them with various projects related to regulatory requirements, regulatory reporting, remediation process, process governance and documentation, regulatory compliance, and reporting. Your key responsibilities in this engagement will include: - Conducting regulatory reporting - Developing tools and accelerators - Driving process improvement initiatives - Implementing Target Operating Model (TOM) for CCAR and BASEL reporting for major US Bank Holding Companies To excel in this role, you should possess the ability to comprehend the existing reporting process, replicate it accurately, a...

Key Responsibilities: The objective of the Director Compliance Testing is to identify, assess, mitigate, and report on Compliance / Regulatory Risk within the multiple processes for American Express Banking Corp. (AEBC) to ensure adherence to regulatory standards, internal policy and enhance the Bank’s resilience through managing a clear methodology of inherent and residual risk. To lead a diverse team of high-performing professionals focused on Compliance testing. This will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Director will: Providing 2nd line credible challenge to protect American Express Banking Corp....

Role Overview: As a Cyber Risk Management Specialist at Hitachi Energy, you will play a crucial role in safeguarding the business and ensuring the delivery of secure products and services to customers. Your primary responsibility will involve collaborating with multi-stakeholder partnerships to protect the supply chain from organizational risks. You will work closely with various departments to review strategies, manage cyber risk management tools, identify vulnerabilities, and report threats to internal stakeholders. Key Responsibilities: - Communication with Stakeholders: - Communicate ongoing updates for the CRM-S program, including updates to Cybersecurity Standard, Supplier (CS-S), CRM-...

Role Overview: As a Market Trading Risk Senior Consultant at Northern Trust, you will be responsible for developing analytical & reporting tools to support Chicago trading risk management, including monitoring FX trading. Your role will involve managing market and regulatory risk to ensure the firm's risk appetite is maintained. Key Responsibilities: - Perform core daily risk management oversight for FX Trading business, including VaR analysis, open position monitoring, adherence to limits, and stress scenario modeling. - Monitor market volatility through quantitative techniques to ensure principal exposure is within the firm's risk appetite. - Maintain data and provide information for regul...

Neo San | Clean tech Responsibilities: * Conduct regular compliance tests * Ensure regulatory compliance * Prepare compliance reports * Monitor regulatory risks * Report non-compliances * Regularly doing site visits

Shift - US Shift Position Purpose The candidate would be Part of Derivative Execution and clearing team, working along with the DEC Market Fees Reconciliation and Brokerage team.The role would concentrate To clear and allocate exchange traded derivatives trade on behalf of the client. Ensure all top day trades are cleared and reconciled against cleaning house by the end of day. The role requires a high level of attention to detail, to ensure BNPP SAs external end client fees are validated and any required corrections or amendments are processed accurately and according to procedure. The candidate would be working with large volumes of trade data so should be comfortable using Excel to summar...

Position Purpose Within the GM CCCO department, the GM Operational Permanent Control & TAC/NAC Coordination team (GM OPC) serves as subject matter expert on the Front Office (FO) supervision structure, operational risks assessment, controls and governance. We are looking for a HEAD of OPC/ RPC team. The candidate will have to split the work between 80% to produce the BAU of the team as any other of his teammates and 20% to manage the OPC/ RPC team. Responsibilities Direct Responsibilities 1 . PROTECTION & RISK REMEDIATION: o Strengthen FO to End control set up through the declaration, investigation, analysis of operational risk incidents o Contribute to determine risk reduction actions & coo...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the worlds most sophisticated clients using leading technology and exceptional service. Job Summary: Northern Trust is looking to recruit professionals for its Bangalore Centre. The ideal candidate will play a ke...

About The Role : B usiness Division Compliance Functional Title: Compliance Officer Corporate Title Assistant Vice President Job Posting Title: Compliance Officer Location IFSC Banking Unit (IBU), Gift City, Gandhinagar, Gujarat Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which entails providing guidance on applicable regulations, managing risk assessments, providing compliance advisory, designing compliance programs/frameworks, monitoring, executing on compliance strategies, finalizing policies and procedures and implementation of global projects. You will gain exposure to the variety of corporate bank ...

Job Description Job Purpose The Analyst, Third Party Risk Management will be the first point of contact for any new third-party service request and will coordinate the end-to-end lifecycle process for third party onboarding. Responsibilities Conduct Risk assessments in compliance with the ICE TPRM policy. Work with stakeholders across business to ensure that the ICE TPRM policy is complied with and helping to resolve issues. Utilize GRC tools Service Now & Process Unity, to execute risk assessments of ICEs direct and indirect third parties in accord with program standards. Aggressive follow up with stakeholders-business & suppliers to get assessments closed. Ownership of Identifying Risks, d...

As a Marketing Executive at United Overseas Bank Limited (UOB), your role involves marketing and promoting a wide range of banking products and services, such as Unit Trust, Insurance, and Deposits to both existing and potential customers. You will engage in cross-selling other banking products based on customer needs and focus on managing and developing long-term relationships with customers while providing after-sales services. It is crucial to adhere to company policies, regulatory risk, and compliance standards. Upon joining, you will be required to obtain recognized industry qualifications like FIMM, PCE, CEILI, and IPPC. Your qualifications should include having obtained a Diploma or B...

As a Risk Analyst within Transaction Banking (TxB) at Goldman Sachs, you will be responsible for identifying, assessing, and mitigating a wide range of risks that could impact the organization's objectives. This role offers a unique opportunity to work across various risk domains, including Operational, Client, Credit, Fraud, Activity Monitoring, Regulatory, and Financial risk, providing you with a comprehensive understanding of enterprise-wide risk management. Key Responsibilities: - Assist in identifying, assessing, and mitigating risks across the organization - Support the development and maintenance of risk management policies and procedures - Conduct data analysis to support risk assess...

As a Marketing Executive at United Overseas Bank Limited (UOB), you will be responsible for promoting a diverse range of banking products and services, such as Unit Trust, Insurance, and Deposits, to both existing and potential customers. Your role will involve engaging in cross-selling activities to cater to customer needs, managing and nurturing long-term relationships with clients, and providing after-sales services. It is crucial to adhere to the company's policies, regulatory risk, and compliance standards to ensure ethical and sustainable business practices. To excel in this role, you will be expected to obtain recognized industry qualifications like FIMM, PCE, CEILI, and IPPC upon joi...

As an Associate Global Reporting at Deutsche Bank in Pune, India, you will play a crucial role in the Finance department's efforts to understand the profitability of the bank's various business activities. You will be responsible for analyzing resource commitments related to clients and transactions, including costs, capital, funding, liquidity, and risk. By working closely with diverse teams across 47 countries, you will contribute to simplification and effective financial resource management. The Global Reporting teams, of which you will be a part, are responsible for conducting reporting, analysis, and quality assurance activities related to critical risk and regulatory topics that impact...

In Scope of Position based Promotions (INTERNAL only) Job Title: Associate Global Reporting Location: Pune, India Role Description Finance It is crucial for the bank to understand how profitable each businesses activity is and Finance has a responsibility to understand precisely the resource commitment the bank makes to any given client or transaction e.g. cost, capital, funding, liquidity and risk. Finance is playing a central role in keeping the bank focused on simplification and financial resource management. With our diverse teams in 47 countries, we offer a broad portfolio of capabilities. Our key functions range from Group Finance, Treasury, Planning and Performance Management, and Inv...

As an AVP - Corporate & Institutional Banking Financial Crime Risk Steward at HSBC, you will play a crucial role in identifying and managing financial crime risks to ensure the safety and security of the organization. With your proactive approach, you will be responsible for analyzing potential impacts of FC risk changes, supporting product reviews, and providing necessary assessments and solutions to mitigate risks effectively. Your primary responsibilities will include collaborating with stakeholders to offer expertise and support on financial crime related matters, ensuring alignment with global FC standards and regulatory risks, and maintaining the FC Risk Framework. You will be expected...

Roles and Responsibilities: Take end-to-end ownership over advisory and validation of residual risk issues Lead and execute formal risk reviews and assessments Review and challenge risk exception requests Collaborate with internal stakeholders to ensure remediation dependencies are captured and managed Identify and act upon opportunities to improve Risk Governance processes Participate in global and regional governance committees Act as a role model for Risk Excellence Interface Regulator Exams (RBI/IFTAS/SEBI/NPCI) Identify/Assess/Manage Risks against LRR and internal policies, and Track them to closure through Issue Management Experience Required: Bachelor's degree in Information Technolog...

As the Head of Risk at our NBFC, your primary responsibility will be to oversee the risk management framework and ensure strong governance in the credit, operational, and regulatory risk areas. Your key responsibilities will include developing and supervising the enterprise-wide risk management framework, establishing the risk appetite aligned with our strategic business objectives, monitoring portfolio performance with the implementation of early warning systems, ensuring adherence to credit risk policies, underwriting guidelines, and scorecards, collaborating with compliance, audit, operations, and technology teams for risk mitigation, presenting regular risk reviews to the Board and Risk ...

You are looking for a Senior Manager/AVP position in Credit Compliance at a bank in Mumbai. With 3-9 years of experience, you will be responsible for various key tasks related to regulatory compliance within the credit department. Your role will involve reviewing credit proposals presented to the Credit Committee, ensuring regulatory consistency, and highlighting any discrepancies. You will also evaluate credit policies, processes, and notes to provide feedback and advice for comprehensive and compliant bank operations. In this position, you will support the bank's business and credit functions by offering guidance on credit and lending matters from a compliance perspective. This includes ad...