778 Regulatory Guidelines Jobs - Page 7

We are looking for a Deputy Head of Editorial Compliance to work towards making the editorial compliance process effective, ensuring that all audio-visual and text content created/published meets the standards required by the BBC Editorial Guidelines and relevant regulatory norms. To maintain regular communication with the BBC Liaison team and keep a log of interaction, and action necessary editorial steps. Who We Are From April 2024, the majority of the BBC's Indian operations are moving to the Collective Newsroom which has been set up by some of the BBC's most experienced journalists in India. It has more than 250 journalists and operational staff, bringing you distinctive, impartial and w...

Company Description Mialtus Insurance Broking is an IRDAI-approved brokerage firm driven by a team of seasoned experts with decades of experience in the insurance industry. Our mission is to simplify insurance processes, from obtaining quotes to making claims, ensuring a seamless experience for our customers. Dedicated to delivering excellence, we aim to provide tailored solutions that meet the unique needs of individuals and businesses. Role Description This is a full-time, on-site role based in Ahmedabad for a Sales Manager. The Sales Manager will oversee the development and execution of sales strategies to achieve business objectives. The responsibilities will include identifying potentia...

As a Senior Portfolio Counsellor at EWPL, you will play a crucial role in managing Investment Portfolios of HNI Families. Your responsibilities will include: - Assisting Relationship Managers in managing Investment Portfolios of HNI Families. - Achieving desired investment returns for clients by creating & implementing investment strategies. - Conducting market research and analysis to select appropriate investment vehicles. - Monitoring portfolio performance and making necessary adjustments to align with client's goals & risk tolerance. - Developing and implementing a comprehensive risk management plan to mitigate potential risks to client portfolios. - Maintaining high levels of client sat...

In this role as a Senior Statistician at YouV, you will play a crucial role in overseeing statistical analysis activities across multiple clinical trials. You will be expected to provide expert statistical guidance to project teams and stakeholders, develop innovative statistical methodologies, and contribute to research publications. Your responsibilities will include leading and managing statistical analysis projects, conducting complex statistical analyses, guiding the development and review of study protocols, and ensuring compliance with regulatory requirements and industry standards. Additionally, you will collaborate with cross-functional teams and external partners, stay updated with...

Role Overview: You will be working as a KYC VP/AVP in Mumbai, India for DIPL, which is a subsidiary of Deutsche Bank serving as a talent pool for the Wealth Management division. Your role will involve managing a team of KYC Analysts and overseeing the KYC execution process to support the KYC Business Segment Head. You will also be responsible for coordinating with various stakeholders to ensure efficient and consistent management of KYC cases. Key Responsibilities: - Act as the lead of 7-10+ KYC Analysts, actively involved in the KYC execution process - Provide planning and execution support for large Client Groups to ensure efficient processing and a superior client experience - Manage rela...

Role & responsibilities Main Responsibilities: KEY RESPONSIBILITIES 1) To maintain high degree of quality of documents required for submissions to get the approval without deficiency / non-critical deficiency. 2) Timely readiness and submission of documents / dossier for variation / new submissions and renewals in different countries. 3) To follow Global Working Instructions and local SOPs for new submissions, variations and renewals and also support DRA initiatives. 4) Proven expertise in scientific writing and regulatory documentation 5)Strong project management capabilities and ability to work independently 6) Familiarity with global regulatory requirements and submission processes Key Co...

Manage overall branch operations and ensure timely, high-quality service delivery. Primary Responsibilities: Assist Branch Head in achieving branch targets and driving sales campaigns. Monitor unusual transactions daily and ensure timely resolution. Identify and plug income leakages; manage branch costs efficiently. Oversee all branch operations including cash, ATM (onsite/offsite), key movement, lockers, and stationery. Supervise client and internal accounts, including deposits, closures, suspense, payables/receivables, DDs, and POs. Monitor critical accounts; coordinate with processing centers and clearing units for smooth operations. Act as custodian for vouchers, reports, registers, and ...

Responsibilities: * Conduct internal audits using software & tools * Ensure compliance with regulatory guidelines * Analyze data, identify risks & recommend improvements * Collaborate on quality assurance processes

Manage overall branch operations and ensure timely, high-quality service delivery. Primary Responsibilities: Assist Branch Head in achieving branch targets and driving sales campaigns. Monitor unusual transactions daily and ensure timely resolution. Identify and plug income leakages; manage branch costs efficiently. Oversee all branch operations including cash, ATM (onsite/offsite), key movement, lockers, and stationery. Supervise client and internal accounts, including deposits, closures, suspense, payables/receivables, DDs, and POs. Monitor critical accounts; coordinate with processing centers and clearing units for smooth operations. Act as custodian for vouchers, reports, registers, and ...

Manage overall branch operations and ensure timely, high-quality service delivery. Primary Responsibilities: Assist Branch Head in achieving branch targets and driving sales campaigns. Monitor unusual transactions daily and ensure timely resolution. Identify and plug income leakages; manage branch costs efficiently. Oversee all branch operations including cash, ATM (onsite/offsite), key movement, lockers, and stationery. Supervise client and internal accounts, including deposits, closures, suspense, payables/receivables, DDs, and POs. Monitor critical accounts; coordinate with processing centers and clearing units for smooth operations. Act as custodian for vouchers, reports, registers, and ...

Manage overall branch operations and ensure timely, high-quality service delivery. Primary Responsibilities: Assist Branch Head in achieving branch targets and driving sales campaigns. Monitor unusual transactions daily and ensure timely resolution. Identify and plug income leakages; manage branch costs efficiently. Oversee all branch operations including cash, ATM (onsite/offsite), key movement, lockers, and stationery. Supervise client and internal accounts, including deposits, closures, suspense, payables/receivables, DDs, and POs. Monitor critical accounts; coordinate with processing centers and clearing units for smooth operations. Act as custodian for vouchers, reports, registers, and ...

Activities to be performed : 1. The role would require the individual to understand the financial concepts, apply logic and follow the procedures related to work requests from initiation through completion. 2. Carrying out analysis/ research activities, and necessary communication along with updating of relevant databases/systems and process documentation 3. Taking responsibility for the delivery and SLA of the assigned process 4. Proactively participating in team discussions, suggesting operational improvements 5. Ensure those procedure manuals are regularly maintained and kept up to date. 6. Participate in a wide range of projects and collaborate across multiple work streams or teams; cons...

As a Regulatory Advisory specialist, your role will involve providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. Key Responsibilities: - Serve as the primary point of contact for retail business compliance, covering areas such as housing loans, personal loans, digital lending, and LAP. - Review retail products, new initiatives, or processes and lead compliance advisory, queries, and clarifications for the retail business. - Review and update policies and procedures for the retail business to ensure compliance with regulatory requirements. - Monitor regulatory developments and assess their impact o...

As a Clinical Data Manager at Statistics & Data Corporation (SDC), your role will involve participating in all data management activities to support clinical and/or non-clinical research studies. You will work closely with lead Clinical Data Managers and/or Clinical Data Analysts to manage project activities throughout the lifecycle of the projects. Your primary responsibilities will include: - Independently performing study setup activities such as CRF design, database structure design, annotation, DMP, CRF completion guidelines, and data entry screen design - Serving as a primary or backup resource for data management issues - Assisting with management of timelines and communication relate...

As an IT Project Manager focusing on digital initiatives in a manufacturing environment, you will play a crucial role in leading, planning, and delivering projects that drive digital transformation. Your responsibilities will include: - Project Planning & Delivery: - Leading end-to-end execution of digital projects across plants and corporate teams. - Defining project scope, deliverables, timelines, resources, and budgets. - Monitoring project progress and managing risks, issues, and change requests. - Ensuring compliance with PMO standards, governance, and documentation. - Digital Transformation: - Driving digital roadmaps to improve productivity, quality, automation, and compliance. - Lead...

Objective The incumbent would be primarily responsible for conducting Compliance reviews of Bank's functions and new products to give reasonable assurance to the Management regarding compliance with regulatory norms. Responsibilities Preparation of Compliance Review plan to be put up to the Board. Preparation and updating of Compliance review checklists in line with the regulatory guidelines/internal policies. Managing the Compliance Review team to ensure that the compliance reviews are completed as per the Compliance review plan. Undertaking field work and ensuring that the review is completed within the prescribed timelines. Preparation of Draft Compliance Review report and discuss the sam...

WBCG:NEGFS - Relationship Manager NEG INTERNAL USAGE: No. of Vacancies: 1 Reports to: Is a Team leader No Team Size: Grade: Business: Department: Wholesale Banking Coverage Group Sub - Department: Location: About Wholesale Banking Coverage Group The Wholesale Banking Coverage Group (WBCG) focusses on doing business with customers such as the Government, Strategic, large and mid-corporates and the SMEs across industries like Infrastructure, Engineering, Chemicals, Oil& Gas, Metals, textiles etc. The Corporate lending business emphasizes on doing business with higher rated corporates with a focus on garnering a higher share of the cash flows by providing working capital facilities. AbouttheRol...

AVC:SKY - Virtual RM INTERNAL USAGE: No. of Vacancies:1Manager:AVC:SKY - Unit Manager - Tele Is a Team leaderNoTeam Size:NA Grade:DM/Mgr/SM Business:Retail BankingDepartment: Axis Virtual CentreSub-Department: Location:Mumbai, Gurgaon, Pune, Bangalore, Mumbai About Axis Virtual Centre Axis Virtual Centre engages with Axis Banks customers and prospects, virtually, through digital media to provide a seamless experience to customers while fulfilling their service requirements and using the opportunity to provide financial solutions via cross-sell and upsell. About the Role Relationship Manager is responsible for managing his / her portfolio and drive business through cross sell of third -party ...

International Banking:Overseas - Compliance The Key Responsibility of as Manager Compliance Manager Compliance: 1.Assisting teams with Risk allied Software. 2.Assisting team with filing CBWTR 3.Assisting department for ensuring timely collation and correctness of data, Timely submission of requirements of regulator 4.Assisting in Timely review of policies and obtaining required sign off 5.Assisting with Implementation of regulatory guidelines / actionable disseminated by Compliance Department (CD) in time About the Role: Overseas - GIFT City Compliance The Manger Compliance will assist in overseeing and managing the compliance, AML function of GC IBU branch. He / She will be responsible for ...

As an ALM Specialist in the Retail Risk department, your main responsibility is to supervise the development of the bank's balance sheet from a funding and capital perspective. This includes providing insights on liquidity risk exposure compared to the established risk appetite. Your key roles and responsibilities will include: - Identifying, assessing, measuring, reporting, and monitoring risks associated with ALM such as interest rate, equity, foreign exchange, credit, and liquidity risks. - Providing recommendations and implementing updates to ALM measurement and reporting metrics as outlined in the ALM. - Maintaining a clear understanding of the bank's Risk Management Policies related to...

In this role as a Program Management Jr Analyst at Citi, you will be responsible for supporting the execution of Citis Third-Party Management Program. Your key responsibilities will include implementing standardized processes to ensure compliance with Citis policies, guiding internal stakeholders, completing activities related to the Third Party lifecycle, and ensuring data accuracy for reporting third-party related metrics. It is essential for you to have strong communication and diplomacy skills to excel in this role. **Key Responsibilities:** - Demonstrate Strong knowledge about Third Party Lifecycle Management, Regulatory guidelines Contract Terms & conditions, Information Security, Regu...

Role Overview: As a Compliance Operations position, you will be responsible for disseminating, tracking, and monitoring Regulatory Communications and Circular Dissemination to stakeholders. Your role will involve maintaining various trackers, preparing reports, and supporting compliance operations activities. Key Responsibilities: - Disseminate Regulatory communication to internal stakeholders and track responses, ensuring timely submission to regulators. - Maintain Regulatory Communication Tracker, including publishing monthly MIS reports under supervision. - Manage a repository of Regulatory communications. - Track regulatory guidelines in the Circular Tracker, prepare monthly CIT MIS repo...

Role & responsibilities The QA & Regulatory Affairs Manager leads and oversees all regulatory and quality assurance activities within the company, ensuring that all products comply with local and international medical device regulations . The role is responsible for developing and executing regulatory strategies , managing submissions and approvals , and maintaining strong relationships with health authorities, notified bodies, and certification agencies to support product launches and lifecycle management. A core aspect of this position is to build and implement a full Quality Management System (QMS) compliant with ISO 13485:2016 , and to ensure regulatory readiness for global markets inclu...

Role & responsibilities: Study Synopsis Preparation Preparation and Compilation of study Protocol Synopsis. Preparation and review of Clinical Study Protocols as per sponsor and/or applicable regulatory authorities. Preparation of informed consonant form. Clinical Protocol Preparation Preparation of and review of Clinical Study Reports as per sponsor and/or applicable regulatory authorities. Preparation and review of Clinical study report as per sponsor and/or applicable regulatory authorities. Preparation and review of Bio Summary Tables/ clinical Summaries/CSBE for different regulatory submissions. Responsible for designing and reviewing scientific and technical inputs for pharmacokinetic ...

As a Claims Management Associate at Accenture, your role will involve assessing claims, conducting thorough research, and ensuring compliance with regulatory guidelines. Your qualifications should include a graduation degree and a minimum of 2 years of experience in the UK Life, Pensions, and Investment domain. It is essential to have strong analytical skills, proficiency in Microsoft Office tools, and excellent organizational abilities. Your responsibilities will include determining coverage eligibility, validating policy details, and responding to queries from Business Partners/Client Support Teams promptly. Additionally, you will be expected to contribute to process improvements, adhere t...