Compliance Officer Operations

Role Overview: As a Compliance Operations position, you will be responsible for disseminating, tracking, and monitoring Regulatory Communications and Circular Dissemination to stakeholders. Your role will involve maintaining various trackers, preparing reports, and supporting compliance operations activities. Key Responsibilities: - Disseminate Regulatory communication to internal stakeholders and track responses, ensuring timely submission to regulators. - Maintain Regulatory Communication Tracker, including publishing monthly MIS reports under supervision. - Manage a repository of Regulatory communications. - Track regulatory guidelines in the Circular Tracker, prepare monthly CIT MIS reports for Senior Management. - Create, modify, and discontinue returns based on regulatory guidelines, track them in the Returns Tracker. - Prepare and circulate fortnightly Regulatory Returns MIS reports to Senior Management. - Contribute to Compliance projects, automation initiatives, and other operational activities. - Assist in data entry, submission uploading, ID creations, and reconciliation on Regulatory portals. - Engage in liaison activities with regulators, quasi-regulators, and internal stakeholders. - Participate in departmental audits and implement corrective measures to address identified gaps. Qualification Required: - Bachelor's degree in a relevant field. - Strong understanding of regulatory compliance and operations. - Excellent communication and coordination skills. - Ability to work independently and collaboratively in a fast-paced environment. - Experience in compliance operations or similar role is preferred. (Note: No additional details about the company were provided in the job description.),