Compliance Officer Operations

The role of Compliance Operations includes disseminating, tracking, and monitoring Regulatory Communications and Circular Dissemination to relevant Stakeholders. You will be responsible for maintaining trackers for Regulatory Communications, Circular Implementations, and Regulatory Returns. Additionally, you will be required to publish Management Information System (MIS) reports related to Regulatory communications, circulars, and returns. Your core responsibilities will involve disseminating Regulatory communications to internal stakeholders, tracking responses, and submitting responses to regulators. You will maintain the Regulatory Communication Tracker, publish monthly MIS reports with guidance from supervisors, and manage a repository of Regulatory communications. You will also be responsible for managing the Circular Tracker by disseminating regulatory guidelines, tracking them, and preparing monthly MIS reports for Senior Management. In addition, you will handle the Regulatory Returns Tracker by creating, modifying, and discontinuing returns as per regulatory guidelines and preparing fortnightly MIS reports for Senior Management. Other Compliance Operations activities include contributing to Compliance projects and automation initiatives. You will also be involved in data entry, uploading submissions, ID creations, and reconciliation on Regulatory portals. Furthermore, you will liaise with regulators, quasi regulators, and internal stakeholders. Participation in departmental audits and implementing improvement practices based on audit findings will also be part of your responsibilities.,