745 Regulatory Guidelines Jobs

Key Responsibilities: - Process Drafting, Process changes - Process Reviews/ monitoring - Managing Audit, Compliance, RCSA testing - Responsible for the overall process adherence and assuring compliance with respect to KYC/AML/Regulatory guidelines/internal policies including audit and compliance Key Competencies / skill set: - Expertise in managing microfinance operations of products like SHG, JLG etc - Comprehensive understanding of Business Correspondent (BC) & Direct model of business. - Evaluate and drive key avenues for digitization with the objective of enhancing customer onboarding, servicing and improving business efficiencies - Good knowledge on Systems and processes related to Mic...

As an Assistant Manager in the KYC and onboarding team, your role involves verifying data submitted by customers, performing due diligence of new and existing clients, and managing the risk assessment process. You will also be responsible for verifying KYC documentation, managing new client adoption or periodic review stream, and ensuring compliance with regulatory requirements and internal policies. Additionally, you will manage teams of verifiers, suggest process automations, and prepare metrics for the leadership team. Your interaction with stakeholders will be crucial for the smooth functioning of the unit. Key Responsibilities: - Verify data submitted by customers - Perform due diligenc...

Role Overview: As a Project Specialist 2 in the Third Party Management Program Execution at Citi, you will play a crucial role in supporting and executing day-to-day activities related to Citis Third-Party Management Program. Your responsibilities will include implementing key standardized processes, ensuring compliance with Citis policies and standards, guiding internal stakeholders, and ensuring data accuracy for reporting third-party related metrics. It is essential to have strong communication and diplomacy skills to excel in this role. Key Responsibilities: - Learn in detail about Third Party Lifecycle Management, Regulatory guidelines, Contract Terms & conditions, Information Security,...

Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign exchange. Through our continued commitment, DBS has cultivated long-standing relationships with its customers in the region that are based on account relationship management, service differentiation, product development and rigorous credit standards. Job Purpose To originate NTB's, manage & grow NTB/ETB Liability relationships for Institutional Liabilities Business -IBG 3 (Mid to Large sized Companies) Key Accountabilitie...

Job Description Medidata Rave Location: Pune Experience: 6yrs 9yrs Choosing Capgemini means choosing a place where you'll be empowered to shape your career, supported by a collaborative global community, and inspired to reimagine what's possible. Join us in helping leading healthcare and life sciences organizations deliver clinical trials efficiently and compliantly across the globe. Your Role As a Clinical Database Designer/eCRF Specialist at Capgemini, you will design and maintain clinical study databases that ensure accurate data collection and compliance with global standards. You'll work independently and collaborate with cross-functional teams to deliver robust technical solutions for ...

About Compliance The Compliance department assists the Board and Top Management in managing the compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer as a result of its failure to comply with the applicable laws, regulations or code of conduct applicable to banking activities. It ensures strict observance of all statutory provisions in various legislations such as Banking Regulation Act, Foreign Exchange Management Act, Prevention of Money Laundering Act, Reserve Bank of India Act, etc. as well as the regulatory guidelines issued from time to time, the standards and codes prescribed by BCSBI, FEDAI, FIMMDA, etc. and ...

About Acquiring and Cards: The Acquiring and Cards department focuses on the Cards and merchant acquiring business of the bank. The Bank offers a wide range of cards designed for the customers specific needs along with offering POS services under the Acquiring business vertical within the cards team. The department is also responsible for driving growth in the UPI payments space About the Role: The Credit Cards Portfolio Manager is responsible for developing and initiating portfolio management strategy to drive increase in billings, ANR and revenue across all card products. The Portfolio Manager is also responsible for managing the customer life cycle and for driving profitability of the por...

Job Opening: Regulatory Reporting Finance & Accounts (CA Mandatory) Location: Mumbai / Pune Experience: 5 – 15 Years Salary: 25 LPA – 65 LPA (depending on experience & expertise) Qualification: CA (Mandatory) Industry: Banking / NBFC (Experience in Indian Banks / NBFCs is mandatory) About the Role: We are looking for an experienced Finance & Accounts professional with strong expertise in RBI & Regulatory Reporting , RBI Returns , RBI Inspection , and Regulatory Framework including Basel Norms & Implementation for banks and NBFCs. Key Responsibilities: End-to-end preparation, submission, and review of RBI regulatory returns and reports. Adzuna Ensure compliance with RBI regulations , regulato...

Job Description: As a Client Relationship Manager (Field Sales) at Bigul.co, you will play a crucial role in acquiring and managing new and existing clients for financial products such as Mutual Funds, Insurance, and Broking. Your expertise in financial products and proven track record in sales and client relationship management will be instrumental in driving revenue growth and achieving sales targets through field sales activities. You will provide financial advisory services to clients based on their investment needs and build long-term customer relationships through trust and consultative selling. Conducting regular meetings, client visits, and presentations to promote products and servi...

Job Description : Execution Analyze the customer segmentation, sales trends in terms of demographics, geography, characteristics etc. to assess the potential for business Conduct trainings at the branch for all banking partners around regulatory guidelines and products. Plan for activation of branches through R&R activities to increase the penetration in active branches to realize full potential of the bank partner in the given geography Relationship Management Drive the campaign/contest for the Partner Bank to drive sales in profitable segments. Assist banking partners in pitching product to crucial customers & driving sales closure for the same. Identify cross sell opportunities for existi...

Role Overview: As a Senior Executive - AQA at Jubilant Pharmova Limited in Nanjangud, Mysore, you will play a crucial role in ensuring analytical compliance in alignment with regulatory guidelines, monograph requirements, customer needs, and internal procedures. Your responsibilities will involve reviewing laboratory metrics to identify areas for improvement, ensuring right first-time laboratory performance, and overseeing various quality management system processes such as OOS, OOT, deviations, change management, incidents, CAPA, and effectiveness checks. Additionally, you will be responsible for reviewing and approving SOPs, specifications, analytical procedures, and conducting training on...

Role Overview: You will be responsible for reviewing internal audit reports to ensure uniformity and parity across various audit areas. Your primary objective will be to maintain the effectiveness of the Internal Audit function under the supervision of the Team Leader and guidance of the Group Head. Key Responsibilities: - Conducting quality checks (QCs) on audit reports to achieve uniformity and parity across different audit areas - Proposing and conducting ad hoc reviews to enhance audit coverage and identify areas for improvement - Assisting the team leader in coordinating and preparing notes for the Board and Audit Committee, including presentations - Supporting the team leader in develo...

As a Clinical Data Coordinator I at ICON, you will be responsible for assisting the Data Management Study Lead in developing eCRF, Data Validation Specifications, and Study Specific Procedures. You will review clinical and third-party data based on edit specifications and data review plans. Additionally, issuing clear, accurate, and concise queries to investigational sites will be a crucial part of your role. Effective communication with peers, clinical data scientists, and functional management will also be required. Other project activities may be assigned to ensure study timelines are met, such as filing and archiving study documentation and dispatching queries to investigator sites for r...

Company Description Capital Small Finance Bank, headquartered in Jalandhar, Punjab, began its operations in 2000 and became India's first Small Finance Bank in 2016. Guided by the principle Vishwas se Vikas Tak, the bank focuses on fostering trust and enabling sustainable progress for individuals, families, and communities. With over two decades of experience, the bank specializes in providing retail banking services, including affordable credit, deposits, and everyday banking solutions to the middle-income group. Its offerings span across agriculture, MSMEs, mortgages, and retail banking, empowering livelihoods and driving regional growth. Capital Small Finance Bank remains committed to hel...

Role Overview: As a Regulatory Affairs Manager, you will be responsible for monitoring the company's production activities to ensure compliance with applicable regulations and standard operating procedures. Your key responsibilities will include devising regulation compliance strategies, creating training programs for staff, conducting internal inspections, and staying updated with the latest rules and regulations. Key Responsibilities: - Possess in-depth technical knowledge of CMC aspects, dossier compilation, review, evaluation, and compilation for new marketing authorizations. - Review and approve submission documents in line with regulatory guidelines, evaluate changes in CMC documentati...

About the Role: The role entails efficiently manage chest operations within the regulatory guidelines. Coordinating with Reserve bank of India, Circle Office and Branches. Key Responsibilities Liasoning with the CIT/Sorting agencies for continuous support Liasoning with the peer banks for inward/outward remittance, placement of fixed deposit in Cash. Liasoning with Circle Office /Central office functionaries Liasoning with NSM vendors for procurement of machine. Ensure error free entries in CCMS Qualifications Post-graduation & 2 + years of experience in branch banking operations and controls Role Proficiencies : .Excellent problem solving and communication skills and managing team efficient...

WBCG:NEGFS - Relationship Manager NEG INTERNAL USAGE: No. of Vacancies: 1 Reports to: Is a Team leader No Team Size: Grade: Business: Department: Wholesale Banking Coverage Group Sub - Department: Location: About Wholesale Banking Coverage Group The Wholesale Banking Coverage Group (WBCG) focusses on doing business with customers such as the Government, Strategic, large and mid-corporates and the SMEs across industries like Infrastructure, Engineering, Chemicals, Oil& Gas, Metals, textiles etc. The Corporate lending business emphasizes on doing business with higher rated corporates with a focus on garnering a higher share of the cash flows by providing working capital facilities. AbouttheRol...

RC - Technical Manager - Mortgages Credit INTERNAL USAGE: No. of Vacancies: Reports to: Zonal Credit Manager Retail Credit Is a Team leader Team Size: Grade: SM/AVP Business: Department: Sub - Department: Retail Credit Location: About Wholesale Credit The Wholesale Credit department in the Bank is a Credit Underwriting department for all Large/ mid and SME clientele of the Bank. It is also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes About the Role The Legal & Technical Manager manages the valuation, under construction project approval (APF) and vendor management of the Retail Credit vertical for the designated area ....

RC - Credit Officer - Mortgages Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader N Team Size: NA Grade: Business: Corporate Center Department: Retail Credit Sub - Department: CVCE Credit Location: About Wholesale Credit The Retail Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. It is also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes About the Role The CPC Credit Manager CV/CE manages the credit activities and processes for Commercial Vehicle and Construction Equipment products under Retail Credit. The Credit Manage...

About Retail Credit The Retail Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. It is also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes About the Role The Area Credit Manager - CV/CE manages the credit activities and processes for Commercial Vehicle and Construction Equipment products under Retail Credit for the Region assigned to him. The Area Credit Manager is responsible for smooth functioning of the Credit appraisal activities and hence managing the portfolio quality and also ensures adherence to the processes designed by the bank. Key Responsibilities . M...

RC - Credit Officer - Mortgages Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader N Team Size: NA Grade: Business: Corporate Center Department: Retail Credit Sub - Department: CVCE Credit Location: About Wholesale Credit The Retail Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. It is also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes About the Role The CPC Credit Manager CV/CE manages the credit activities and processes for Commercial Vehicle and Construction Equipment products under Retail Credit. The Credit Manage...

RC - Area Credit Manager - B2C - Rural Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader Y Team Size: 2 to 5 Grade: Business: Corporate Center Department: Retail Credit Sub - Department: Rural Credit Location: About Rural Credit Rural Lending is a part of Retail Credit and caters to all financial needs of the Rural Clientele including Farming community, Farm Mechanization ie Tractor & Harvestor, Traders & Processors mostly based out of Rural & Semi Urban areas along with the credit needs of the industries dependent on the Agriculture /allied activities and MSME businesses based in rural areas, and Micro Finance, which is Lending to economically act...

RC - Credit Officer - B2B - Rural Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader N Team Size: NA Grade: Business: Corporate Center Department: Retail Credit Sub - Department: Rural Credit Location: About Rural Credit Rural Lending is a part of Retail Credit and caters to all financial needs of the Rural Clientele including Farming community, Farm Mechanization ie Tractor & Harvestor, Traders & Processors mostly based out of Rural & Semi Urban areas along with the credit needs of the industries dependent on the Agriculture /allied activities and MSME businesses based in rural areas, and Micro Finance, which is Lending to economically active poor ...

RC - Area Credit Manager - B2C - Rural Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader Y Team Size: 2 to 5 Grade: Business: Corporate Center Department: Retail Credit Sub - Department: Rural Credit Location: About Rural Credit Rural Lending is a part of Retail Credit and caters to all financial needs of the Rural Clientele including Farming community, Farm Mechanization ie Tractor & Harvestor, Traders & Processors mostly based out of Rural & Semi Urban areas along with the credit needs of the industries dependent on the Agriculture /allied activities and MSME businesses based in rural areas, and Micro Finance, which is Lending to economically act...

RC - Credit Officer - B2B - Rural Credit INTERNAL USAGE: No. of Vacancies: Reports to: Regional Credit Manager Is a Team leader N Team Size: NA Grade: Business: Corporate Center Department: Retail Credit Sub - Department: Rural Credit Location: About Rural Credit Rural Lending is a part of Retail Credit and caters to all financial needs of the Rural Clientele including Farming community, Farm Mechanization ie Tractor & Harvestor, Traders & Processors mostly based out of Rural & Semi Urban areas along with the credit needs of the industries dependent on the Agriculture /allied activities and MSME businesses based in rural areas, and Micro Finance, which is Lending to economically active poor ...