305 Regulatory Guidelines Jobs - Page 5

Job Description Team Supervisor Wholesale Banking Credit Audit Grade: M5/M6/M7 Location: Mumbai Job Role Experience in undertaking credit audit for wholesale banking. Performing Credit Audits for lending business (working capital as well as term loan products) as per the Risk Based Audit Plan. Review of credit due diligence process, documentation, post-sanction conditions review Review adherence to internal processes as well as regulatory guidelines Identify potential weaknesses in credit risk evaluation, credit monitoring and overall credit related processes, and recommend appropriate corrective actions Conducting Independent financial analysis and identify miss outs, if any, in credit assessment notes. Responsible for: Preparation of Business Understanding Document and Audit Checklist ensuring adequate audit scope coverage. Finalization of Sampling. Review of Audit Findings and Discussion/Closure of the same with auditee. Preparation of audit reports with adequate documentation and post-report activities like closure of the audits in system and closure of actionable. Job Requirements CA/MBA qualified or prior experience in credit audit (working capital and term loan products) or credit underwriting Knowledge about corporate credit analysis for working capital and term loan products, assessment and monitoring, Trade products. policies, key regulatory requirements. Excellent understanding of banking business processes and internal controls related to lending area High energy, Passion & Self-starter attitude with good presentation skills Team handling experience. Credit Audit, Corporate Credit Audit, Wholesale Banking Audit, Lending Business audits, Credit Monitoring audit, RBI-RBS framework,

KYC Associate Position Overview Job Title: KYC Associate Location: Bangalore, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

KYC Associate Position Overview Job Title: KYC Associate Location: Mumbai, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the bank's clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOP's) and Operation Level Agreements (OLA's) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG (DB), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the bank's internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the bank's internal policies Manage exception ensuring that all SLA's defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process How we'll support you Training and development to help you excel in your career. Coaching and support from experts in your team. A culture of continuous learning to aid progression. A range of flexible benefits that you can tailor to suit your needs. About us and our teams Please visit our company website for further information: We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

AVC:SKY - Wealth RM INTERNAL USAGE: No. of Vacancies:1Manager:AVC:SYK - Unit Manger - Wealth Is a Team leaderNoTeam Size:NA Grade: Business:Retail BankingDepartment: Axis Virtual CentreSub-Department: Location:Gurgaon, Pune, Mumbai, Bangalore, Chennai About Axis Virtual Centre Axis Virtual Centre engages with Axis Banks customers and prospects, virtually, through digital media to provide a seamless experience to customers while fulfilling their service requirements and using the opportunity to provide financial solutions via cross-sell and upsell. About the Role Relationship Manager is responsible for managing his / her portfolio and drive business through cross sell of third -party products. He/She is also responsible for building balance sheet growth in ETB / NTB relationships.RM will closely work along with Virtual Relationship manager for maximum reach and optimizing business on their existing / NTB relationships. Key Responsibilities .Proactively engage with clients to establish financial needs, understand client requirement and provide the best financial solution to their existing and NTB relationships. .Use financial acumen and investment expertise to review client personal data , align clients need through superior service thereby helping the clients reach short term and log term inv goals .Achievement of product wise targets and cross sell products as per demographics, lifestyle and risk profiling .Responsible for acquiring deepening and upgrading all ETB and NTB relationships of the bank. .Ensuring a steady granular balance-sheet growth and up migrating clients to the right segment .Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation ,its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications Optimal qualification for success on the job is: .Post graduate from a recognized institute .5- 8 years in a relevant role/ BFSI sector .AMFI , IRDA & PMS certified Role Proficiencies: For successful execution of the job, the candidate should possess the following: .Knowledge of industry, technology, marketing, and product trends .Knowledge of regulatory guidelines and norms .Good communication (both verbal and written) skill in both English and the local language .Ability to manage complex client situations .Ability to manage risk and uncertainty for self within a dynamic priority-setting environment .Ability to handle pressure and meet deadlines

AVC:SKY - Wealth RM INTERNAL USAGE: No. of Vacancies:1Manager:AVC:SYK - Unit Manger - Wealth Is a Team leaderNoTeam Size:NA Grade: Business:Retail BankingDepartment: Axis Virtual CentreSub-Department: Location:Gurgaon, Pune, Mumbai, Bangalore, Chennai About Axis Virtual Centre Axis Virtual Centre engages with Axis Banks customers and prospects, virtually, through digital media to provide a seamless experience to customers while fulfilling their service requirements and using the opportunity to provide financial solutions via cross-sell and upsell. About the Role Relationship Manager is responsible for managing his / her portfolio and drive business through cross sell of third -party products. He/She is also responsible for building balance sheet growth in ETB / NTB relationships.RM will closely work along with Virtual Relationship manager for maximum reach and optimizing business on their existing / NTB relationships. Key Responsibilities .Proactively engage with clients to establish financial needs, understand client requirement and provide the best financial solution to their existing and NTB relationships. .Use financial acumen and investment expertise to review client personal data , align clients need through superior service thereby helping the clients reach short term and log term inv goals .Achievement of product wise targets and cross sell products as per demographics, lifestyle and risk profiling .Responsible for acquiring deepening and upgrading all ETB and NTB relationships of the bank. .Ensuring a steady granular balance-sheet growth and up migrating clients to the right segment .Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation ,its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Qualifications Optimal qualification for success on the job is: .Post graduate from a recognized institute .5- 8 years in a relevant role/ BFSI sector .AMFI , IRDA & PMS certified Role Proficiencies: For successful execution of the job, the candidate should possess the following: .Knowledge of industry, technology, marketing, and product trends .Knowledge of regulatory guidelines and norms .Good communication (both verbal and written) skill in both English and the local language .Ability to manage complex client situations .Ability to manage risk and uncertainty for self within a dynamic priority-setting environment .Ability to handle pressure and meet deadlines

About Retail Portfolio Management Group The RPMG department focuses on the lending business of the bank by offering various loan products like Home Loans, Car Loans, and Personal Loans among others. They also offer working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank About the Role The Circle Portfolio Manager handles multiple geographies on delinquent portfolio for specific products. Circle Portfolio Manager ensures NPA resolution and manages the portfolio as per the existing process. Circle Portfolio Manager also ensures compliance with the audit procedures of the bank Key Responsibilities .Ensure maximum release from the NPA pool by achieving the required resolution target as per the business requirement .Ensure minimum addition to the NPA pool by keeping the portfolio in check by maintaining the delinquency level .Prepare contingency plan for all collection related activities. .Manage the team of Bucket Managers and ensure achievement of the monthly resolution targets .Ensure that all collection agencies are fully compliant with RBI guidelines and bank's collection policy .Ensure adherence to the set process and audit requirements in place .Ensure minimum forward flow from the buckets .Ensure that assigned locations and collections agencies have sufficient manpower .Create a performance oriented environment leading to high employee motivation and productivity .Ensure that all staff are adequately trained on the products of the bank, processes and various policies of the bank Qualifications Optimal qualification for success on the job is: .Graduation/ Post-Graduation from a recognized institute .10 to 15 years with relevant experience. Role Proficiencies: For successful execution of the job, the candidate should possess the following: .Knowledge and understanding of collections and market dynamics. .Knowledge of regulatory guidelines and norms .Good communication (both verbal and written) skill in both English and the local language. .Ability to manage complex client situations. .Extensive geographical knowledge. .Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment. .Ability to handle pressure and deadlines.

About Retail Portfolio Management Group The RPMG department focuses on the lending business of the bank by offering various loan products like Home Loans, Car Loans, and Personal Loans among others. They also offer working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank About the Role The Portfolio Manager handles multiple vendors which handle the Write off portfolio for respective products. The Portfolio manager ensures maximum recovery and manages the portfolio as per the existing process. The Portfolio Manager also ensures compliance with the audit procedures of the bank. Key Responsibilities .Achieve the required recovery target as per the business requirement. .Customer Escalation management and Response within TAT, Structured review mechanism / Allocation Strategies / SMS Allocation / Billing TAT / Settlement conversion & Waiver% .Ensure maximum ROR across vintages. .Legal Filling, Coverage & Execution. .Manage outsourced staff /vendors and ensure achievement of the monthly resolution targets. .Ensure adherence to the set process and audit requirements in place. .Create a performance-oriented environment leading to high employee motivation and productivity. .Ensure that all staff are adequately trained on the products of the bank, processes, and various policies of the bank Qualifications Optimal qualification for success on the job is: .Graduation/ Post-Graduation from a recognized institute .Min 5 years of relevant experience in NBFC/ Banking industry Role Proficiencies: For successful execution of the job, the candidate should possess the following: .Knowledge and understanding of collections and market dynamics. .Excellent vendor management skills. .Knowledge of regulatory guidelines and norms .Good communication (both verbal and written) skill in both English and the local language. .Ability to manage complex client situations. .Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment. .Ability to handle pressure and meet deadlines

RPMG: Circle Portfolio Manager - SBB Loans INTERNAL USAGE: No. of Vacancies: Reports to: National Portfolio Manager Is a Team leader Y Team Size: Grade: AVP/VP Business: Department: Retail Portfolio Management Group Sub - Department: SBB Loans Location: PAN India About Retail Portfolio Management Group The RPMG department focuses on the lending business of the bank by offering various loan products like Home Loans, Car Loans, and Personal Loans among others. They also offer working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank About the Role The Circle Portfolio Manager handles multiple geographies on delinquent portfolio for specific products. Circle Portfolio Manager ensures NPA resolution and manages the portfolio as per the existing process. Circle Portfolio Manager also ensures compliance with the audit procedures of the bank Key Responsibilities Ensure maximum release from the NPA pool by achieving the required resolution target as per the business requirement Ensure minimum addition to the NPA pool by keeping the portfolio in check by maintaining the delinquency level Prepare contingency plan for all collection related activities. Manage the team of Bucket Managers and ensure achievement of the monthly resolution targets Ensure that all collection agencies are fully compliant with RBI guidelines and bank's collection policy Ensure adherence to the set process and audit requirements in place Ensure minimum forward flow from the buckets Ensure that assigned locations and collections agencies have sufficient manpower Create a performance oriented environment leading to high employee motivation and productivity Ensure that all staff are adequately trained on the products of the bank, processes and various policies of the bank Qualifications Optimal qualification for success on the job is: Graduation/ Post-Graduation from a recognized institute 10 to 15 years with relevant experience. Role Proficiencies: For successful execution of the job, the candidate should possess the following: Knowledge and understanding of collections and market dynamics. Knowledge of regulatory guidelines and norms Good communication (both verbal and written) skill in both English and the local language. Ability to manage complex client situations. Extensive geographical knowledge. Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment. Ability to handle pressure and deadlines.

About Retail Portfolio Management Group The RPMG department focuses on the lending business of the bank by offering various loan products like Home Loans, Car Loans, and Personal Loans among others. They also offer working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank About the Role The Portfolio Manager handles multiple vendors which handle the Write off portfolio for respective products. The Portfolio manager ensures maximum recovery and manages the portfolio as per the existing process. The Portfolio Manager also ensures compliance with the audit procedures of the bank. Key Responsibilities .Achieve the required recovery target as per the business requirement. .Customer Escalation management and Response within TAT, Structured review mechanism / Allocation Strategies / SMS Allocation / Billing TAT / Settlement conversion & Waiver% .Ensure maximum ROR across vintages. .Legal Filling, Coverage & Execution. .Manage outsourced staff /vendors and ensure achievement of the monthly resolution targets. .Ensure adherence to the set process and audit requirements in place. .Create a performance-oriented environment leading to high employee motivation and productivity. .Ensure that all staff are adequately trained on the products of the bank, processes, and various policies of the bank Qualifications Optimal qualification for success on the job is: .Graduation/ Post-Graduation from a recognized institute .Min 5 years of relevant experience in NBFC/ Banking industry Role Proficiencies: For successful execution of the job, the candidate should possess the following: .Knowledge and understanding of collections and market dynamics. .Excellent vendor management skills. .Knowledge of regulatory guidelines and norms .Good communication (both verbal and written) skill in both English and the local language. .Ability to manage complex client situations. .Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment. .Ability to handle pressure and meet deadlines

About Retail Portfolio Management Group The RPMG department focuses on the collections for lending business of the bank including Retail, Rural and Agri and SME Businesses among others. They also provide recovery resolutions for working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank. About the Role The Compliance and Risk Officer (CARO) Team is responsible for ensuring the risk and compliance culture within the Retail Portfolio Management Group. Role of CARO function involves taking steps and corrective actions, wherever required, so that the processes within the department are compliant with the regulatory guidelines. Also, CARO team ensures mitigation of potential risks associated with the functions of the department through effective controls. Any gaps in processes or controls are identified and addressed by CARO either by strengthening existing controls or by designing new ones. In addition to this, CARO is also responsible for formulating management action plan (MAP) for internal audit observations, Risk Assessment Review reports resulting from RBI audit, ensuring housekeeping parameters such as review/ renewals, internal rating, EWS and RFA triggers, pending security creation, etc. are within the minimum thresholds, providing regular updates to Senior Management on status of implementation of Risk Mitigation Plan advised by RBI, sharing any new or changes in regulatory guidelines with all members of the department and ensuring facilitation of Compliance testing and RAR sustenance testing by Compliance department. For all the above function CARO team is required to coordinate across cross-functional departments such as Operational Risk, Compliance, Credit Risk, CBO, IAD and F & A. Key Responsibilities .Respond to RBI queries during annual RBS audit. .Co-ordinate for all the activities related to Risk Based Supervision / other regulatory inspections including the submission of data / documents and represent the department for all the queries raised during the RBI inspections. .Formulate responses to RAR observations from RBI in coordination with various Business Segments and Credit Underwriting, .Keep abreast with the regulatory changes and ensure dissemination and Implementation of regulations / amendments / actionable/ compliance communication in line with the milestones committed and within the timelines prescribed by regulators / internal timelines. .Supervise activities of CARO team members which includes various financial reporting. monitoring of Key Risk Indicators and Key Compliance Indicators, assessment of all Risks and associated control, timely and vetted response of regulatory/ statutory correspondence to Compliance Department for onward submission, facilitation of Operational Risk and Financial Risk walkthrough, Remediation of operational risk issues and control gaps, responses to audit observations. .Design new processes/ controls to address gaps highlighted by Operational Risk after risk assessment exercise and IAD after audit review. .Review of Policies pertaining to Retail Lending and Collections in alignment with the regulatory guidelines .Monitoring the Compliance Risk / Operational risk dashboards / risk movements of assessment units and flagging of the concerns to Head of the Department. .Monitor parameters such as review/ renewals, internal rating, EWS and RFA triggers, pending security creation, etc. and ensure they are done within due dates so that the overdue cases are within the minimum thresholds, .Provide regular updates to Segment Heads and Senior Management on status of implementation of Risk Mitigation Plan advised by RBI through weekly dashboards and bi-monthly RMP meeting with all Department Heads and MANCOM members. Qualifications Optimal qualification for success on the job is: .Education (CA ) .Experience (12-15 yrs in Banks Retail Credit, Collections, Compliance or Internal Audit for Retail Lending, Risk ) Role Proficiencies: .In-depth knowledge of key drivers and indicators in the relevant sectors .A solid understanding of financial statements, ratios .Understanding of compliance, regulatory norms and operating procedures .Good relationship management and strong communication and presentation skill

RPMG: Circle Portfolio Manager - Reach Market INTERNAL USAGE: No. of Vacancies: Reports to: National Portfolio Manager Is a Team leader Y Team Size: Grade: SM/AVP Business: Retail Products Department: Retail Portfolio Management Group Sub - Department: Location: PAN India About Retail Portfolio Management Group The RPMG department focuses on the lending business of the bank by offering various loan products like Home Loans, Car Loans, and Personal Loans among others. They also offer working capital loans and Business loans for Small Businesses and is also responsible for the receivables/collections business of the bank About the Role The Circle Portfolio Manager handles multiple geographies on delinquent portfolio for retail products. Circle Portfolio Manager ensures NPA resolution and manages the portfolio as per the existing process. Circle Portfolio Manager also ensures compliance with the audit procedures of the bank Key Responsibilities Ensure maximum release from the NPA pool by achieving the required resolution target as per the business requirement Ensure minimum addition to the NPA pool by keeping the portfolio in check by maintaining the delinquency level Prepare contingency plan for all collection related activities. Manage the team of Bucket Managers and ensure achievement of the monthly resolution targets Ensure that all collection agencies are fully compliant with RBI guidelines and bank's collection policy Ensure adherence to the set process and audit requirements in place Ensure minimum forward flow from the buckets Ensure that assigned locations and collections agencies have sufficient manpower Create a performance oriented environment leading to high employee motivation and productivity Ensure that all staff are adequately trained on the products of the bank, processes and various policies of the bank Qualifications Optimal qualification for success on the job is: Graduation/ Post-Graduation from a recognized institute 10 to 15 years with relevant experience. Role Proficiencies: For successful execution of the job, the candidate should possess the following: Knowledge and understanding of collections and market dynamics. Knowledge of regulatory guidelines and norms Good communication (both verbal and written) skill in both English and the local language. Ability to manage complex client situations. Extensive geographical knowledge. Ability to manage risk and uncertainty for self and team within a dynamic priority-setting environment. Ability to handle pressure and deadlines.

Biostatistician Responsible for statistical tasks in clinical trials including design, analysis, reporting, SAPs, and meta-analyses. Provide consultation, ensure quality deliverables, support publications, and comply with GCP/regulatory guidelines.

We are seeking a highly skilled and strategic Senior Manager Governance Controls & Excellence to drive efficiency, governance, and process excellence across the COO domain. This role will work closely with the COO, function heads, and cross-functional teams to design and implement systemic, productivity-oriented processes that enable sustainable organizational growth. The role demands a blend of financial acumen, process transformation expertise, and governance oversight , with a strong focus on business efficiency, regulatory alignment, and technology-led improvements . Key Responsibilities Process Improvement & Excellence Lead business transformation projects to enhance efficiency, reduce turnaround times (TATs), and improve customer experience. Drive process re-engineering initiatives aligned with stakeholder, distributor, and regulatory expectations. Design process flows and frameworks for new requirements, regulatory guidelines, product launches, and process enhancements. Review critical operational processes (New Business, Underwriting, Policy Servicing, Complaints, Claims, etc.) to strengthen governance and compliance. Process Management & Governance Guide functions to standardize processes , implement best practices, and improve productivity. Monitor KPIs, dashboards, and MIS to track performance, provide constructive challenge, and ensure efficiency. Facilitate the adoption of technology solutions as key levers to improve accuracy, scalability, and cost efficiency. Collaborate across COO functions to ensure integrated and non-siloed operations. Evaluate and challenge technology investments based on cost-benefit analysis, industry maturity, and business impact. Strategic & Advisory Role Act as a trusted advisor to the COO and function heads by constructively challenging the status quo and driving cross-functional improvements. Support budgeting, forecasting, and strategic planning initiatives to align governance practices with business objectives. Provide oversight on vendor management and process improvements for Operations and IT functions. Qualifications Education: Chartered Accountant (CA) – mandatory Experience: 6–11 years in governance, audit, process excellence, or transformation roles (Insurance/BFSI preferred). Strong understanding of regulatory guidelines, critical operational processes, and risk governance . Proven ability to drive process improvements, cost efficiency, and business transformation projects . Strong analytical, strategic thinking, and leadership skills. Key Skills Governance Controls & Excellence Process Re-engineering & Excellence Business Transformation Projects Regulatory Compliance & Oversight Process Management & Standardization Technology & Automation for Efficiency Vendor & Stakeholder Management Audit, Risk & Controls

4+ Yrs of exp in Compliance audits,User Access Reviews,Data Analysis. Reviewing Access logs, Identifying discrepancies, Collaborating with DT & CDR teams to rectify access related issues. proficiency in data management & access management tools.

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the tools and insights they need to succeed in an increasingly digital world. At BDO India, we believe in the power of our people and foster a culture of collaboration, growth, and continuous learning. With a workforce of over 10,000* professionals, we operate from 19 offices across 14 key cities, including Ahmedabad, Bengaluru, Bhopal, Chandigarh, Chennai, Coimbatore, Delhi NCR, Goa, Hyderabad, Kochi, Kolkata, Mumbai, Pune and Vadodara. Our diverse team is united by a shared vision of delivering exceptional service and building lasting relationships with clients. We embrace new technologies and innovative approaches to ensure we meet the evolving needs of businesses, while also staying future-ready in a fast-paced world. About Ethics & Independence Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual as part of their evaluation will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues and Independence threats . Other responsibilities include diligently producing deliverables on timely manner and ensuring highest quality considering the work product may also be subject to review and scrutiny by outside regulators. Key Responsibilities Develops comprehensive knowledge of BDO local Ethics & Independence policies, regulatory requirements and apply them in the day to day assessment of conflict check evaluation. Apply fundamental understanding of the applicable ethics and independence rules and regulations in executing procedures that contribute to provide basic guidance to firm professionals on application of firm policy and regulatory requirements. Perform basic independence technical research and assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal. Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update of the same. Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement. Acts as a liaison between the client teams, other members of the Ethics & Independence team. Attention to detail and manage the tasks and activities in a timely manner. Uses analytical and project management methodology and tools. Learn the firm structure, business strategies and service lines of the firm. Create, update, and publish critical Ethics and Independence updates and messages using appropriate communication channels. Knowledge, skills, and experience requirements: Good analytical thinking / ability to take pro-active decisions. Good analytical skills with a logical mind-set. Strong data interpretations skills to analyse and document relevant findings. Highest standard of ethics, integrity, and values. Self-directed, adaptable to changes in the work environment/rules/directions. Must be flexible to work extra hours during peak volume period. Qualifications, certifications, and education requirements: Postgraduate (MBA Finance) degree from a reputed college 0 1 years’ work experience (preferably in a research background). Fresher’s may be considered. Strong interpersonal and excellent communication skills, both written and verbal. Good in MS Excel

Job Description QA / Sr. QA Analyst (Treasury, Derivatives, Murex, Kondor with Core Banking Position Type: Full Time Location: Bengaluru / Mumbai (Work from Office 5 Days) Interview Mode: Virtual Experience: 2 6 Years Notice Period: Immediate to Maximum 30 Days Role Overview We are looking for an experienced QA / Sr. QA Analyst with strong expertise in Treasury, Derivatives, Murex, and Kondor along with Core Banking experience . The ideal candidate should be proficient in manual/functional testing of Treasury modules, FX, MM, Repo, Swaps, and Derivatives, with recent project exposure (within last 2 years). Key Responsibilities Analyze functional requirements from BRD documents. Prepare, review, and execute test scenarios and test plans. Perform manual and automation testing for Treasury applications. Log, track, and manage defects to closure with effective defect management practices. Collaborate with stakeholders, business users, and technical teams for issue resolution. Ensure adherence to regulatory and compliance requirements in Treasury operations. Create clear bug reports, documentation, and provide feedback to developers and product owners. Be willing to travel and manage client interactions confidently. Requirements Strong hands-on experience in Treasury domain FX, MM, Repo, Swap, Derivatives, and Murex . Good knowledge of Money Market, Forex, Spot/Forward Deals, Back Office, and Swift Messages . In-depth knowledge of Treasury operations and regulatory guidelines . Experience with core banking systems such as Flexcube, Finacle, or FIS for Treasury modules. Familiarity with Trade Finance product changes/customizations testing and certification. Knowledge of functional, GUI, and regression testing (automation is an advantage). Strong communication (verbal & written), analytical, and problem-solving skills. Ability to drive issues from identification to resolution independently. Professional certifications in QA / Treasury domain will be an added advantage. Show more Show less

Formulation Experience Mandatory: Well aware of EU, Australia, Ukraine & UK market requirement Dossier Preparation in ACTD & CTD Format ICH guidelines Communication skills Documents Management Stakeholder Communication

As a Pharmacovigilance/Senior Pharmacovigilance Associate at ICON plc, you will play a crucial role in reviewing and processing safety events, including pre-marketing, post-marketing, medical device, and drug-related information. You will be responsible for conducting safety reviews of clinical and diagnostic data, generating data listings from the safety database, and ensuring the accuracy and quality of the data. Additionally, you will support the development of safety management plans, post-marketing safety activities, and participate in safety-related meetings and teleconferences. Your key responsibilities will include collaborating with cross-functional teams to support safety-related inquiries, conducting signal detection and risk assessment activities, and ensuring timely and accurate reporting of adverse events in compliance with regulatory guidelines. You will also assist in the preparation of safety reports and regulatory submissions, staying up-to-date with pharmacovigilance regulations and industry best practices. To qualify for this role, you should hold a Bachelor's degree in life sciences, pharmacy, or a related field, with an advanced degree being preferred. Previous experience in pharmacovigilance, drug safety, or a related area within a clinical or pharmaceutical environment is desirable. Strong analytical skills, attention to detail, excellent communication, and interpersonal skills are essential for effective collaboration with team members and stakeholders. You should demonstrate a commitment to maintaining high standards of quality and compliance in all pharmacovigilance activities. At ICON, we value our people and aim to create a diverse culture that fosters talent and rewards high performance. In addition to a competitive salary, we offer a range of benefits designed to promote well-being and work-life balance for you and your family. These benefits include various annual leave entitlements, health insurance offerings, retirement planning options, and a Global Employee Assistance Programme. If you require a reasonable accommodation due to a medical condition or disability during the application process, please inform us. Even if you are unsure whether you meet all the requirements for the role, we encourage you to apply as you may be exactly what we are looking for at ICON. Visit our careers site to learn more about the benefits we offer and explore exciting opportunities to shape the future of clinical development with us.,

As an experienced professional with a minimum of 15+ years of relevant industry experience in API (Bulk Drugs), your role will involve leading, planning, and monitoring the day-to-day activities of the Warehouse. You will be responsible for maintaining API, Bulk drugs, and Chemical warehouses in compliance with ISO, cGMP, and regulatory guidelines. Your key responsibilities will include preparing and leading the department during Financial Audits, conducting Yearly Stock Audits, and maintaining Monthly Stock Statements. You will also be involved in the preparation of stores SOPs, monthly planning with production, and coordinating with the planning department. Furthermore, you will be accountable for ensuring warehouse security, maintaining accountability of inventory, and liaising with PCB. Your educational background should include a B.sc/M.sc in Chemistry (Mandatory) with an MBA qualification. If you are a dynamic professional seeking to make a significant impact in a challenging and rewarding environment, this opportunity based at the Factory location could be the ideal fit for you.,

The role of Associate at Tarun Kumar Gupta & Co. is a full-time on-site position based in Shahkot, Jalandhar, Punjab. As an Associate, you will play a crucial role in supporting various client projects by conducting research, preparing reports, and managing daily tasks related to client accounts. Additionally, you will collaborate with senior team members to execute strategies for client growth and ensure compliance. To excel in this role, you should possess strong analytical and research abilities, along with proficiency in report preparation and client account management. Effective communication skills, both written and verbal, are essential. You should be capable of working independently as well as part of a team, demonstrating attention to detail and strong organizational capabilities. While not mandatory, prior experience with compliance and regulatory standards would be advantageous. A Bachelor's degree in Business, Accounting, Finance, or a related field is preferred for this position.,

The Senior Analyst-Treasury Operations position in the Treasury Backoffice department requires you to be responsible for processing Treasury FX and Merchant transactions, specifically Interbank and Merchant FX transactions. Your role involves scrutinizing these transactions in accordance with regulations and internal SOPs before validation. To excel in this role, you must possess a strong understanding of Forex, regulatory guidelines, relevant clauses in the back paper used for validation, and settlements. Your key responsibilities include: - Validation of various FX products such as CTS, Forwards, Loans, and deposits by verifying pre-deal requirements and deal parameters agreed upon by the front office with the counterparty. - Processing settlements for client transactions, including preparing settlement advice, confirming cash flows with the counterparty, and ensuring accuracy and completion of all settlements for the day. - Preparing deal confirmations post-validation, containing deal parameters and clauses based on the counterparty type, and updating the confirmation status in the tracker. - Ensuring accurate and timely reporting from the system or manual reporting and monitoring the reporting status for completion. - Interacting effectively with stakeholders for daily activities and possessing good communication skills. - Adhering to regulatory guidelines, associated risks, and mitigants in a regulated environment. - Participating in testing system bugs, improvements, enhancements, and highlighting process deficiencies and gaps. - Additional responsibilities include testing IT-provided system fixes and enhancements, supporting audits by providing data and responding to queries, conducting deal-level reconciliations, and interacting with various stakeholders regularly. For this role, you are required to have any graduation degree, an MBA/PGDM or equivalent post-graduation qualification, a CA or equivalent professional certification, and 5-10 years of relevant experience. Good communication skills, clarity of thought process, and the ability to work collaboratively with different stakeholders are essential for success in this position.,

You are looking for a Senior Manager/AVP position in Credit Compliance at a bank in Mumbai. With 3-9 years of experience, you will be responsible for various key tasks related to regulatory compliance within the credit department. Your role will involve reviewing credit proposals presented to the Credit Committee, ensuring regulatory consistency, and highlighting any discrepancies. You will also evaluate credit policies, processes, and notes to provide feedback and advice for comprehensive and compliant bank operations. In this position, you will support the bank's business and credit functions by offering guidance on credit and lending matters from a compliance perspective. This includes advising on credit monitoring, CRILC reporting, LDS, regulatory returns, EWS parameters, fraud monitoring, and fraud reporting. Additionally, you will conduct testing and monitoring of regulatory risk areas in credit to align with RBI guidelines. You will actively participate in the implementation of new circulars at the bank level concerning credit and lending matters. During RBI audits, you will assist the team by coordinating with stakeholders to provide requested information and address any regulatory concerns raised in inspection reports. This may involve conducting root cause analysis for any violations and engaging with regulators as necessary to ensure compliance with regulations. Key responsibilities in this role include Credit Compliance, Regulatory Guidelines, RBI Guidelines, Policy Review, Compliance Advisory, Credit Monitoring, Fraud Monitoring, Regulatory Risk Management, RBI Audit Coordination, Compliance Testing, Regulatory Reporting, CRILC, LDS, EWS, Fraud Reporting, Regulatory Compliance, Credit Risk Management, Audit Coordination, Regulatory Inspection, Risk Management, Compliance Monitoring, Policy Compliance, Lending Compliance, and Root Cause Analysis.,

As an Intern in CMC (Formulation) at Ferring India FHPDC R&D, you will be part of the CMC (Formulation) department in Hyderabad for a duration of 12 months. Reporting to the Lead Scientist - CMC (Formulation), you will receive a stipend for your work. To qualify for this position, you should have a Masters degree in Pharmaceutical Sciences (Pharmaceutics) or a related discipline from a reputable institution. A strong academic background in pharmaceutics is essential, along with basic knowledge of formulation principles and analytical techniques. Familiarity with regulatory guidelines such as ICH, FDA, and EMA is advantageous. Proficiency in MS Office (Word, Excel, PowerPoint) and scientific writing, as well as excellent communication, organizational, and problem-solving skills, are required. Your role as a Formulation R&D Intern will involve supporting the development of pharmaceutical dosage forms through hands-on laboratory work, data analysis, and documentation. You will gain exposure to formulation science, regulatory requirements, and industrial practices in a dynamic and collaborative environment. Key responsibilities include assisting in the design and optimization of formulations for various dosage forms, conducting pre-formulation studies, participating in excipient selection, preparing lab-scale and pilot-scale batches, operating laboratory equipment, maintaining accurate documentation, ensuring compliance with Good Laboratory Practices (GLP), collaborating with other departments such as Analytical R&D, Quality Control, and Regulatory Affairs, and contributing to formulation strategy discussions. This internship offers a unique opportunity to enhance your skills and knowledge in the field of CMC (Formulation) while working in a supportive and innovative environment at Ferring India FHPDC R&D.,

To apply to a Varex Imaging position, please create an account and sign-in. CURRENT VAREX IMAGING EMPLOYEES: Please apply by logging into your internal Workday Account. Varex Imaging, headquartered in Salt Lake City, USA, is a leading innovator, developer, and manufacturer of X-ray imaging component solutions, which includes X-ray tubes, digital flat panel detectors, software, and other key components of X-ray imaging systems. With a 70+ year history of successful innovation, you will find our components in numerous medical, industrial, and security imaging applications worldwide. Through the talent of our people and vision of customers, we help improve and save lives throughout the world by making the invisible visible. We are looking for a motivated Quality Engineer for our Xray flat panel detectors technology team based in Vizag, India. Your Role: - Perform incoming inspections, in-process quality checks & final checks for products. - Create, design, implement & maintain SOPs & templates. - Conduct periodic training sessions on different regulatory guidelines to educate shop floor people & make everyone aware of regulations. - Provide support with audit/inspection requirements to ensure department compliance/readiness. Participate in internal and external audits and inspections. - DHR final review as per global process to ensure products shipped comply with standards. - Perform investigations/route cause analysis for internal and external nonconformances. - Review all documentation in compliance with cGMP GDP. - Demonstrate proficiency in job-related computer applications, e.g., SAP. Your Profile: - 4+ years of experience in the Pharmaceutical/Medical device industry, including experience in a Quality function. - Degree in Science, Engineering, or similar. - Strong verbal and written communication ability to work with the global workforce at multiple levels. - Ability to manage priorities and workflow in a rapidly changing environment. - Proven organizational skills and excellent attention to detail. - Proficiency in Microsoft Office and job-related computer applications required, e.g., SAP. - Demonstrated ability to work independently and fully realize improvement initiatives with a moderate level of guidance. - Proven decision-making capability with accountability and responsibility. - Demonstrated ability to solve problems. What we offer: - A unique opportunity to become part of a growing organization in India being part of a global market leader in X-ray imaging components. - Excellent development potential. - An international work environment with global teams collaborating on various projects across several countries. - Competitive compensation package including participation in Varex incentive plans. - Corporate Health Benefits. - Additional benefits will be added as we grow. Time Type: Full time Job Type: Regular Work Shift: N/A Salary: Not mentioned in the provided Job Description.,

The Third Party Management Program Execution provides operational support, process guidance, and quality assurance and quality control oversight to businesses across Citi, leveraging a central utility infrastructure, standardized processes, and operating procedures to execute robust risk management activities throughout the third-party management life cycle. As a Project Specialist 2, you will be responsible for performing relatively complex assignments with a direct impact on the business by ensuring the quality of the tasks or services provided. You will work under little to no direct supervision and may service an expansive and/or diverse array of products/services. It is essential to apply working knowledge of technical and professional principles and concepts, along with in-depth knowledge of team objectives. You should understand how your assigned duties contribute to the work of the team/unit and how the units coordinate their efforts and resources to achieve the objectives of the function. Ensuring the quality and service of yourself and others, you may recommend new options to enhance productivity in accordance with guidelines. It is important to display tact and diplomacy when exchanging complex or sensitive information with others and be sensitive to audience diversity. Basic knowledge of the organization, the business, and its policies is required. You will typically be responsible for resolving basic to moderately complex problems based on practice and precedence. You should be able to assess the applicability of similar experiences and evaluate options under circumstances not covered by procedures. **Responsibilities:** - Learn in detail about Third Party Lifecycle Management, Regulatory guidelines Contract Terms & conditions, Information Security, Regulations (OCC, GDPR, Data Privacy Laws, and Country specific Local Laws etc.) - Provide process guidance and support to Third Party Officers (TPOs), Business Activity Owners (BAOs), and other business stakeholders on end-to-end Third-Party Management requirements along with the seniors. - Work with seniors in coordinating with various Policy Owners in areas such as Data Privacy, Export Licensing, Information Security, and Continuity of Business (CoB). - Act as Level 1 Reviewer in the team and understand the nuances of the Third-Party Management process in detail. - Participate in team meetings to understand the documentation of all the relevant Third-Party management processes and ensure risks and control points are properly addressed. - Ensure all SLAs are met without any delay with a high accuracy rate. - Assist seniors in data and information reporting on the specified projects and tasks. - Verify if third parties" policies and procedures are compliant with Citi's policies and procedures. Identify and report gaps if any, to the relevant stakeholders through the various Tools. - Contribute to better control and productivity enhancement through various process reengineering initiatives and automation projects, including but not limited to Robotic Process Automations. - Initiate process changes in line with new emerging risks and regulatory requirements. - Be detail-oriented with strong problem-solving and analytical skills. - Have excellent relationship management skills with the ability to build partnerships across Citi businesses. - Showcase skills to interact effectively with diverse cultures and backgrounds. **Qualifications:** - Minimum 3 years of working experience in the financial services / Banking industry. - Preferred 1+ years of direct, relevant experience in third-party risk management or operational risk management. - Excellent Communication skills. **Education:** - Bachelor's degree required. - Proficiency in MS Office applications. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, please review Accessibility at Citi. View Citi's EEO Policy Statement and the Know Your Rights poster.,