Retail Advisory Compliance Manager

8 - 12 years

0 Lacs

Posted:1 month ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Regulatory Advisory specialist, your role will involve providing regulatory clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of the RBI and internal policies. Key Responsibilities: - Serve as the primary point of contact for retail business compliance, covering areas such as housing loans, personal loans, digital lending, and LAP. - Review retail products, new initiatives, or processes and lead compliance advisory, queries, and clarifications for the retail business. - Review and update policies and procedures for the retail business to ensure compliance with regulatory requirements. - Monitor regulatory developments and assess their impact on our operations. - Support the Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines. - Drive key assignments/projects related to compliance, including automation, by supervising and overseeing end-to-end completion and implementation. - Identify potential areas of compliance vulnerability and risks, and develop and implement corrective action plans for resolution. - Handle regulatory inspections, including pre- and post-inspection activities. - Monitor and enforce compliance with internal policies and procedures across retail operations. - Foster effective relationships with internal and external stakeholders. Qualification: - CA/CS/LLB/MBA/Post-Graduate Experience: - Proven and rich experience of 8+ years in compliance with Banks/NBFCs/HFC. - Practical knowledge of relevant regulatory requirements and guidelines related to retail lending. - Strong analytical skills with the ability to interpret regulations. - Team leader with excellent communication and interpersonal skills. (Note: No additional details about the company were provided in the job description.),

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Piramal Finance logo
Piramal Finance

Financial Services

Mumbai

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