23 Regulatory Advisory Jobs

You will be responsible for performing various testing procedures, such as substantive and controls testing, vouching, and verification. Additionally, you will provide support to the team manager on assurance engagement formalities and handle allocated work areas including testing and relevant assurance procedures. Your key responsibilities will include: - Preparing assurance work papers and ensuring compliance with firm policies, procedures, and regulatory requirements. - Managing and supervising junior team members, including article staff. - Acting as a Single Point of Contact (SPOC) for the team with the client, facilitating data flow, communication, coordination, and discussions. - Coor...

As a Compliance Specialist, your role will involve developing and implementing a compliance program, including drafting policies and processes, defining system controls, and monitoring the program for continual improvements. You will also conduct compliance training and education, oversee compliance-related communications, and perform interviews with key stakeholders to ensure compliance with established processes and legislation. Additionally, you will be responsible for proposing and monitoring risk mitigation plans, implementing subsidiary compliance programs, advising internal stakeholders on regulatory mandates, and supporting the build of the organization's tone and culture in line wit...

As an intern at our company, your day-to-day responsibilities will include: - **Accounting and Bookkeeping**: - **Data Entry**: Record financial transactions and maintain accurate financial records. - **Bank Reconciliation**: Reconcile bank statements with internal records to ensure accuracy. - **Audit Assistance**: - **Field Work**: Participate in on-site audits, gathering and verifying financial information. - **Working Papers**: Prepare and organize working papers and documentation for audit files. - **Tax Preparation**: - **Income Tax Returns**: Assist in preparing individual and corporate income tax returns, ensuring compliance with regulations. - **GST Returns**: Prepare and file month...

As a part of the team at JusticeWings Lexedge Solutions LLP, you will have the opportunity to contribute to our dynamic work environment in corporate legal advisory and consulting. **Advocate (Full-Time)** - **Experience:** You should have a minimum of 12 years of Post-Qualification Experience (PQE). - **Area of Work:** Your primary focus will be on transactional work, corporate law, agreements, regulatory advisory, with some exposure to litigation. - **Mode:** This role requires you to work from the office. - **Remuneration:** You can expect a salary of up to 25,000 per month, provided you are a qualified and enrolled Advocate with relevant experience. - **Preference:** We are looking for i...

As a Chartered Accountant with 1-2 years of post-qualification experience in Tax Advisory/Litigation, you have an exciting opportunity to join Team KPSA, a firm with a 45+ years legacy and a dynamic team of 30+ professionals. KPSA specializes in Tax & Regulatory Advisory services, Mergers & Acquisitions, Deal Support Services, Income-tax, Securities Laws, Regulatory Advisory, Ind-AS Advisory, and more. You will be a part of the Tax & Regulatory Advisory team at KPSA, where you will be involved in various services including Mergers & Acquisitions structuring, Valuation Advisory, Due-Diligence, Deal Support Services, Income-tax consultancy including International Taxation & Transfer Pricing Ad...

Key Deliverables Lead legal strategy for product, partnerships, and business initiatives across Web3 landscape Draft, review, and negotiate agreements including NDAs, MOUs, and commercial contracts Drive regulatory compliance and risk assessment for fintech and blockchain operations Collaborate with internal teams and external counsels to support business goals and transactions Role Responsibilities Conduct legal research and assess implications of emerging technologies and regulations Identify legal and compliance risks and propose practical mitigation strategies Create and maintain legal templates and scalable legal processes Represent the company in legal discussions with partners, vendor...

Key Deliverables Lead legal strategy for product, partnerships, and business initiatives across Web3 landscape Draft, review, and negotiate agreements including NDAs, MOUs, and commercial contracts Drive regulatory compliance and risk assessment for fintech and blockchain operations Collaborate with internal teams and external counsels to support business goals and transactions Role Responsibilities Conduct legal research and assess implications of emerging technologies and regulations Identify legal and compliance risks and propose practical mitigation strategies Create and maintain legal templates and scalable legal processes Represent the company in legal discussions with partners, vendor...

Description About Infrastructure & Capital Projects I&CP is Global Practice with presence in NA, SA, Europe, ME, India and Australia. We assist our clients in capital-intensive and long-maturity projects through exclusive methodologies implemented by a team of competency leaders and industry experts. We work across project lifecycle focused around project performance improvement. We bring integrated vision of Financial, Technical and Regulatory to enable success. We work in areas of Captial Strategy, CapEx Efficiency, Integrated Project Planning, Supply Strategy, Construction Advisory, Transition to Operations, Asset Management, Portfolio Value Creation, Regulatory Advisory and Dispute Advis...

Job Description Exciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity. Job Summary As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd. Job Responsibilities Responsible for implementation of compliance framework for JPMSI. Act as the Principal officer for JPMSI, which includes AML/KYC coverage. Responsible for regulatory advisory to the business/operations teams and other stakeholders. Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business managemen...

You will be joining BDO India LLP, the India member firm of BDO International, and will be part of the Ethics & Independence (E&I) team, which is responsible for safeguarding the firm's reputation and ensuring regulatory compliance by managing internal risks related to client acceptance, engagement continuance, and conflict of interest assessments. As a Manager - Ethics & Independence, your role will involve ensuring compliance with the firm's independence and conflict management policies, requiring advanced expertise in ethics, regulatory compliance, and risk mitigation frameworks. Your key responsibilities will include: - **Strategic Policy Oversight:** Implement and enhance the firm's Eth...

Job Title: Business Compliance & Registration Specialist USA Location: India (Remote/Hybrid) Reporting to: Compliance Manager / Head of Compliance Job Overview: We are seeking a dedicated Business Compliance & Registration Specialist to assist companies with their business formation and registration processes in the USA. This role involves handling federal registrations, state and local tax registrations, payroll setups, and managing ongoing regulatory compliance. The ideal candidate should have strong knowledge of US federal and state compliance requirements and experience in handling administrative and regulatory processes for US-based entities. Key Responsibilities: Assist clients with bu...

A leading Chartered Accountancy firm in Noida is seeking a dynamic leader to head its expanding Regulatory Division. This role offers the chance to shape strategy, drive growth, and deliver regulatory advisory and compliance solutions to prominent corporate clients across sectors. The right professional will bring at least 12 years of post-qualification experience, deep expertise in regulatory services, and strong credentials as a Company Secretary (CS+LLB preferred). If you are keen, reach out to [HIDDEN TEXT] and [HIDDEN TEXT] to explore this opportunity. Show more Show less

As a Safety Consultant, your main responsibilities will include engaging with clients by conducting site visits and safety audits, understanding client-specific risks, and operational contexts, and drafting customized safety plans and policies. You will also provide regulatory advisory services by advising clients on compliance with national and international standards such as ISO 45001, CPCB, and OSHA, as well as assisting in documentation for statutory submissions and certifications. In addition, you will be responsible for designing and delivering safety training modules for client teams, conducting awareness sessions on HIRA, ERP, PPE usage, and emergency response. You will also perform ...

About SmartFin Consulting SmartFin Consulting is a financial advisory firm that offers a comprehensive suite of advisory services to facilitate the finance transformation journey for clients, fostering growth and enhancing value. The company collaborates closely with clients, gaining insight into their unique challenges and objectives, and delivering personalized advice and solutions to optimize financial performance and decision-making. The services provided encompass virtual CFO Service, Capital Advisory Services, Corporate & Strategic Finance, Process Optimization & Digitization, Accounting and Reporting, Governance, Risk, Tax, and Compliance. Role Description As a Corporate Finance Consu...

You will be a lawyer for a Partner-Funds position at a reputable full-service law firm located in Mumbai. As a senior legal professional, you are expected to have demonstrated expertise in fund formation, structuring, and regulatory advisory. Your role will involve leveraging a strong client network and being capable of leading mandates independently. Experience in managing Alternative Investment Funds (AIFs), Venture Capitalists (VCs), Private Equity (PE) funds, and related transactions is essential. Holding a full-time LLB degree is mandatory for this position. Preference will be given to candidates who have a team and are interested in transitioning together.,

Job Description: Angel One Limited is a Fintech company focused on providing broking services, margin trading facility, research services, depository services, investment education, and distributing third party financial products in India. With a goal to become the top fintech organization in the country, Angel One has over 2 crore registered clients and is continually onboarding an average of over 800k new clients monthly. The company aims to create personalized financial journeys for clients through a single app that utilizes advanced technologies like AI, Machine Learning, and Data Science. The company offers a flat organizational structure that provides ample opportunities to showcase in...

Responsibilities: Negotiate, draft, and review various agreements including NDAs, MSAs, SaaS/license agreements, TSP agreements, and contracts with service providers, technology partners, fintech companies, payment aggregators, NPCI, etc. Vet product/process notes, policies, terms and conditions related to digital banking products and services to ensure legal compliance. Analyze legal issues related to statutory and regulatory risks and compliances, providing advisories and recommendations to business teams. Serve as the liaison between external legal counsels and the bank's business teams on various legal assignments. Monitor, track, and update laws, rules, and regulations relevant to the b...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. EY's Financial Services Office (FSO) is a unique, industry-focused business unit that provides a broad range of integrated services leveraging deep industry experience with strong functional capability and product knowledge. The FSO practice offers integrated advisory services to financial institutions and other capital markets participants, ...

As a Geographic Legal Counsel Assoc Manager at Accenture, you will be responsible for providing expert legal analysis and strategic guidance on the interpretation and application of diverse regulations in different countries related to Energy and Industry X. You will review local & global initiatives and client deals, identify risks according to local law and Accenture policies, and flag potential issues and risk mitigations. Your role will involve offering guidance to the business and other legal teams through expertise in specific regulatory matters, as well as identifying the need for relevant licensing and/or corporate requirements to comply with local laws. Moreover, you will proactivel...

You are a highly skilled and detail-oriented Customs & Tariff Classification Specialist, responsible for managing tariff classification, preferential duty application, and customs compliance strategies to support mobile phone manufacturing operations in India. Your role involves ensuring adherence to relevant Indian and international regulations, requiring strong legal acumen, technical expertise in customs matters, and the ability to coordinate across functional and cultural lines. Your key responsibilities include accurate classification of imported goods under the WCO Harmonized System, application of preferential duty schemes, implementation of duty planning strategies, maintenance of cl...

As a CFO Consultant at SmartFin Consulting, you will play a crucial role in assisting clients to navigate complex financial challenges and achieve their business objectives through strategic financial management and advice. Your responsibilities will include building and maintaining strong relationships with clients, leading and managing consulting projects, overseeing a team of consultants, conducting financial analysis, assisting in strategic planning, identifying and analyzing financial risks, contributing to M&A projects, evaluating and improving financial processes, staying current with financial regulations, and effectively communicating complex financial concepts and recommendations. ...

Preferred candidate profile Strong understanding of the Employees Provident Fund (EPF) Act and its related regulations to help Employees register with Employees Provident Fund Organization (EPFO) Managing EPF withdrawals and transfers Calculating and remitting EPF contributions for International Workers Filing monthly and annual EPF returns as applicable Advising on EPF compliance issues Ensure Goldman Sachs stays compliant with the EPF Act Managing Retirement mailbox for Goldman Sachs This includes knowledge of the latest changes to the law and how these changes impact employers and employees.

Good practical and technical knowledge of the Customs law related provisions and procedures Be a single point of contact (SPOC) for all Customs related litigations/ processes with the regulatory authorities Time to time advisory to the business and supply chain teams on customs-related issues and compliance requirements Keep abreast of changes in customs legislation and communicate relevant updates to the organization Collaborate with various departments to integrate customs compliance into business processes Collate data and prepare submissions for customs-related legal disputes, including representing the company in hearings and appeals. Coordinate with Government authorities during custom...