Regulatory Advisory Manager

8 - 12 years

0 Lacs

Posted:3 weeks ago| Platform: Shine logo

Apply

Work Mode

On-site

Job Type

Full Time

Job Description

You will be joining BDO India LLP, the India member firm of BDO International, and will be part of the Ethics & Independence (E&I) team, which is responsible for safeguarding the firm's reputation and ensuring regulatory compliance by managing internal risks related to client acceptance, engagement continuance, and conflict of interest assessments. As a Manager - Ethics & Independence, your role will involve ensuring compliance with the firm's independence and conflict management policies, requiring advanced expertise in ethics, regulatory compliance, and risk mitigation frameworks. Your key responsibilities will include: - **Strategic Policy Oversight:** Implement and enhance the firm's Ethics & Independence framework in alignment with global and local regulatory standards. Drive initiatives to improve conflict check processes and develop policies. - **Advisory:** Provide guidance to client-facing teams on complex independence matters and conflict resolution. Offer expert opinions to Partners on grey areas involving public interest entities and emerging compliance scenarios. - **Conflict & Risk Management:** Supervise conflict checks and independence clearance processes for large-scale engagements. Lead the resolution of high-risk ethical scenarios involving multi-jurisdictional client relationships. - **Governance & Quality Assurance:** Monitor deliverables" quality and timeliness, including conflict reports and independence memos. Conduct internal reviews to assess adherence to ethics frameworks. - **Technology & Data Management:** Oversee the firm's use of conflict management tools and independence databases. Drive automation initiatives to enhance data quality and workflow efficiency. - **Stakeholder Engagement:** Act as a liaison between the E&I team and senior leadership, legal, risk, and engagement teams. Provide updates to management on risk exposure and conflict resolution strategies. - **Team Management:** Lead and mentor a team of Assistant Managers, Seniors, and Associates. Foster a learning culture and upskill the team on regulatory developments. - **Training & Communication:** Design and conduct training sessions for client teams and new joiners. Communicate policy changes firm-wide through structured strategies. The ideal candidate will be a Chartered Accountant or hold a postgraduate degree in Finance, Risk, Law, or a related discipline, with 8-12 years of experience in Ethics & Independence, Risk, Compliance, or Regulatory Advisory roles. Relevant certifications in Risk, Compliance, or Ethics are a plus, along with prior experience in a Big 4 firm. Technical skills, including expertise in conflict management systems, data analytics, and influencing senior stakeholders, will be crucial for success in this role.,

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

coding practice

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now

RecommendedJobs for You