516 Regulatory Guidelines Jobs - Page 11

RL - Rural Lending : National Product Head / Geography Head- Farmer Finance INTERNAL USAGE: No. of Vacancies: Nil Reports to: RL - Rural Lending: Business Head - Farmer Funding and Gold Is a Team leader Y Team Size: 500-700 Grade: SVP -1 Business: Farmer Finance Department: Rural Lending Sub - Department: Farmer Funding Location: Central Office About Rural Lending - Farmer Funding Explain: The program aims to provide timely credit facilities to Individual Farmers Farmer funding to meeting all their cultivation, farm maintenance, consumption and investment needs AbouttheRole Why does the role exist To drive the business budgets with compliance to the bank laid down policies, processes. What i...

RL - Rural Lending : National Product Head / Geography Head- Farmer Finance INTERNAL USAGE: No. of Vacancies: Nil Reports to: RL - Rural Lending: Business Head - Farmer Funding and Gold Is a Team leader Y Team Size: 500-700 Grade: SVP -1 Business: Farmer Finance Department: Rural Lending Sub - Department: Farmer Funding Location: Central Office About Rural Lending - Farmer Funding Explain: The program aims to provide timely credit facilities to Individual Farmers Farmer funding to meeting all their cultivation, farm maintenance, consumption and investment needs AbouttheRole Why does the role exist To drive the business budgets with compliance to the bank laid down policies, processes. What i...

Role & responsibilities : Should be well conversant with IRAC, Exposure, Large exposure norms, Resolution Plan Implementation, Sensitive sector monitoring, etc. Exposure in preparation of DSB, CRILC, PSL, MSME, SLBC, Defaulter, NPA, Bureau reporting (CIBIL), NeSL submission, Quarterly disclosure preparation, Risk Based Supervision submission, Potential NPA tracking, Exception reports, SCOD tracking, etc. Facilitate Half yearly review of all process notes and QC checklists to align with extant circulars. Excellent oral and written communication. Excellent project management skills to manage multiple automation projects with circular implementations. To be able to provide assistance in evaluat...

hi we are hiring Experience- 4-7 years Location- Baddi Salary Range- 40-50 k Position;- R& D Key Responsibilities: Interested candidate Apply;- Mail;-Tisha.singh@unitedgroupmail.com Contact No';- 9041666549

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the t...

Model Risk Managements mission is to manage, independently and actively, model risk globally in line with the bank's risk appetite with responsibility for: Performing robust independent model validation; Ensuring early and proactive identification of Model Risks; Effectively managing and mitigating Model Risks; Establishing Model Risk metrics; Designing and implementing a strong Model Risk Management and governance framework; Supporting bank-wide Model Risk-related policies. This role spans all aspects of validation applicable to the portfolio of estimation approaches within the Deutsche Bank Combined US Operations (CUSO) across all relevant business units and risk types. Your key responsibi...

Your key responsibilities As part of the Deutsche Bank IPB , we are seeking to hire qualified candidates to handle the following functions: Client Data Collection, Documentation & Maintenance as part of new adoption / during periodic reviews. Should also know the due diligence required to establish the correctness/validity of documents Know your client verification checks Risk categorization reviews for clients as per the regulatory requirements with knowledge of enhanced due diligence required while adopting High Risk clients Liaise with different stakeholders to manage work pipeline effectively Key responsibilities of this role would include: Ability to understand complex ownership structu...

You are a Mutual Fund & SIP Sales Executive / Financial Product Advisor based in Mehsana, Gujarat. As a part of our team, your main responsibility will be to understand client needs, educate them on mutual fund investment options, and assist them in starting and managing their Systematic Investment Plans (SIPs) for achieving long-term financial goals. Your key responsibilities will include promoting and selling Mutual Fund schemes and SIPs to retail and HNI clients, recommending suitable investment plans based on client financial goals and risk appetite, achieving monthly and quarterly sales targets, conducting client meetings and presentations, maintaining client relationships through regul...

Are you seeking an exciting opportunity to be part of a dynamic and growing team in a fast-paced and challenging environment This unique role offers you the chance to collaborate with the Business team and gain a comprehensive view of the operations. You will be responsible for conducting independent reviews of Legal Obligation and Regulatory Event mapping to provide valuable feedback. Additionally, you will manage Legal Obligations and Regulatory Events for various Risk Teams, including Card, Auto, Consumer Bank, Home Lending, Business Banking, Dealer Commercial Services, JPM Wealth Management, and the Risk Centers of Excellence. In this role, you will engage with Risk Policy contacts, Risk...

You should possess a Bachelor's or Masters degree in Finance, Risk Management, Business Administration, or a related field along with 4 to 7 years of experience in operational risk management, compliance, or internal audit, preferably in the financial services sector. A strong knowledge of risk management frameworks such as Basel, COSO, ISO 31000, and regulatory guidelines is essential for this role. As an Operational Risk Manager, your responsibilities will include developing and implementing operational risk management policies, procedures, and frameworks. You will be required to identify, assess, monitor, and mitigate risks across business processes to ensure compliance with internal and ...

As a professional in the field of Quality Assurance, you will be responsible for various key tasks to ensure compliance with regulatory standards and the maintenance of high-quality systems. Your expertise in FDA GMP audits will be essential in guaranteeing adherence to regulatory requirements. Additionally, your experience in establishing and overseeing Quality Management Systems (QMS) will play a crucial role in maintaining compliance with GLP and cGMP standards. Your proficiency in creating, reviewing, and maintaining Standard Operating Procedures (SOPs) will be vital in ensuring consistency and efficiency in processes. You will also be tasked with managing and implementing change control...

The Citi Analytics & Information Management (AIM) team is a global community that objectively connects and analyzes information to create actionable intelligence for business leaders. As the Anti Money Laundering (AML) Independent Validation (IV) lead (Vice President), you will be part of AIM, based in Bangalore, and report to the SVP leading the team. Your role as the Team Lead for the Independent Validation team will involve overseeing independent validation on AML tools, statistical analysis, and optimization of the AML Transaction Monitoring system. You will be responsible for managing a team that executes AML Scenario/Tool validation, runs complex statistical analysis, data visualizatio...

The Regulatory Affairs Executive is responsible for ensuring compliance with regulatory requirements for pharmaceutical products. Your primary role will involve preparing and submitting regulatory documentation, coordinating with internal teams, and staying informed about industry regulations. You will play a crucial part in ensuring product approvals and renewals, liaising with regulatory authorities, and reviewing product labeling to maintain regulatory compliance. Additionally, you will collaborate with cross-functional teams for data collection, maintain regulatory files, monitor regulatory guideline changes, and assist in audits and inspections by regulatory agencies. To qualify for thi...

The Peptides Production Manager will oversee and manage the end-to-end production activities for peptide synthesis, ensuring timely delivery, compliance with quality standards, and adherence to regulatory requirements. You will be responsible for process optimization, team management, and collaboration across departments to achieve production targets effectively and efficiently. Key Stakeholders: Internal Quality, R & D, Engineering, and support functions Key Stakeholders: External Vendors and Customers on a need basis Reporting Structure This position will report to Chief Manager Production Experience Minimum of 10 to 15 years of experience with peptide API manufacturing for regulated marke...

As an Escalation and Compliance Team Member, you will be responsible for managing customer escalations, grievances, and ensuring regulatory compliance within the financial services or fintech sector. With a minimum of 6 months to 1 year of experience in similar roles, you will play a crucial part in maintaining the company's reputation and customer satisfaction. Your key responsibilities will include handling customer grievances through various channels, resolving Level 1 and Level 2 escalations within defined turnaround times, and conducting root cause analysis to suggest corrective measures. You will also collaborate with internal departments, ensure regulatory adherence, and maintain accu...

As a fast-growing company operating at the intersection of live events, event technology, and venue sourcing, Spalba is committed to redefining the landscape of event planning and execution. We are currently seeking an experienced Accounting and Finance Specialist to join our team and take on a vital role in overseeing our financial operations. Your primary responsibilities will include: - Overseeing financial planning and budgeting to ensure cost control and profitability across all business verticals. - Tracking and managing expenses with a focus on accurate allocation and adherence to financial plans. - Preparing and analyzing financial reports, budgets, and forecasts to facilitate strate...

About The Role Credit Card Process Manager Marketing HO Department Credit Card Products Location Infiniti IT park Reporting Relationship Position Grade Senior Manager Job Role Process designing for Credit Cards covering key aspects of Process Workflows (Digital / Physical), Compliance, Risk, Legal, Ops, Customer Experience, etc. Creating and documenting SOPs/Process notes of various Credit Card processes with clear defined roles and responsibilities to promote efficient implementation. Ability to think through end to end process at various touchpoints such as online channels, partners, Branches, Call center etc. Review processes in light of Fraud and Risk raised by RCU and ORM. Identificatio...

As a Credentialing professional in Chennai, you will be responsible for collecting, reviewing, and verifying providers" education, training, licensure, certifications, and work history. Your role will involve ensuring compliance with state, federal, and organizational regulations. Additionally, you will be completing and submitting applications for provider enrollment with insurance networks, Medicare, Medicaid, and hospital privileges. It will be your duty to track application status, follow up on pending approvals, and maintain up-to-date provider information in credentialing databases and systems. You will play a crucial role in tracking expiration dates for licenses and certifications to...

The main purpose of the role of Team Member CDT Regulatory Affairs - AP I at CIPLA R & D is to compile dossiers in accordance with regulatory strategy, manage deficiencies, evaluate products, and submit tenders to ensure adherence to regulatory requirements for various regulated/international markets within agreed timelines. As a Team Member CDT Regulatory Affairs - AP I, your responsibilities will include reviewing documents, compiling and submitting quality dossiers in line with regulatory guidelines for various regulated/international markets to minimize deficiencies from health authorities. You will also be required to evaluate and compile quality deficiency responses for all regions to ...

Senior Manager- Ethics and Compliance 1.Work and Support in developing and implementing an effective compliance program to meet the regulatory expectations of the Fintech and Payment business, including but not limited to areas such as Payments, Digital Lending, Insurance intermediary, Gift Cards, cobranded Credit Cards, BBPS, UPI-TPAP, NFT etc. 2. To cover and include regulatory compliance, including anti-money laundering, anti-fraud, customer protection, data privacy, data localization and complaints handling framework (including policies, procedures, identifying root cause, monitoring, training, awareness, and ongoing risk assessment) for Fintech and Payments Business. 3. To develop anti-...

Job location: Ahmedabad Experience Required- 1+ years of experience in QA (Clinical Research) Role & responsibilities A. Review Protocol and its attachments. B. Conduct in-process and retrospective audit of clinical phase of the study to ensure compliance to protocol, SOPs and applicable regulatory requirements. C. Review Clinical report to verify that the data reported in the report, accurately reflects the raw data and to ensure that the report is prepared in compliance with SOP, ICH E3 and applicable regulatory requirements. D. Conduct system audits as per the system audit plan. E. Conduct vendor pre-qualification and re-qualification audits as per the vendor audit plan. F. Preparation, R...

About The Role Credit Card Process Manager Marketing HO Department Credit Card Products Location Infiniti IT park Reporting Relationship Position Grade Senior Manager Job Role Process designing for Credit Cards covering key aspects of Process Workflows (Digital / Physical), Compliance, Risk, Legal, Ops, Customer Experience, etc. Creating and documenting SOPs/Process notes of various Credit Card processes with clear defined roles and responsibilities to promote efficient implementation. Ability to think through end to end process at various touchpoints such as online channels, partners, Branches, Call center etc. Review processes in light of Fraud and Risk raised by RCU and ORM. Identificatio...

Reference Data Analyst, NCT Position Overview Job Title: Reference Data Analyst, NCT Location: Bangalore, India Role Description The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. What we'll offer you As part of our flexible scheme, here a...

ROLEPURPOSE & OBJECTIVE LoanOfficer- Secured LOANS Managingsecured loans of assigned URC/SFB branch Planningand organizing micro marketing activities for leads and business Lookingfor Early Warning Signals and informing the same to corporateteam for timely corrective action in asset business SIZEOF THE ROLE FINANCIALSIZE NON-FINANCIALSIZE CustomerBase 70 Customers Approximately Portfoliosize approx. 5 Crs Customerrelationship building Collections Leadgeneration Marketingactivities KEYDUTIES & RESPONSIBILITIES OF THE ROLE Business: ManagingAsset Products- managing Kisan Credit Card, Agri EnterpriseLoans, other secured loans Knowledgeon process and products- mortgage processes of the state in ...

4+ Yrs of exp in Compliance audits,User Access Reviews,Data Analysis. Reviewing Access logs, Identifying discrepancies, Collaborating with DT & CDR teams to rectify access related issues. proficiency in data management & access management tools.