516 Regulatory Guidelines Jobs - Page 16

Job Description Qualification Chartered Accountant (Professionally qualified) Relevant Experience 1-6 Yrs. Post Qualification Functional Competencies Handled Regulatory & Financial Reporting in Banking Industry. A sound knowledge of financial adjustments and its impact on the regulatory reporting Candidate who has worked for the Automation of the Regulatory Reporting in Banking Industry is preferred. Behavioral Competencies Bias for Action and Urgency, Hard Work and Detail Orientation Integrity, Simplicity and Humility, Nurture Talent Responsibly Entrepreneurial, Dramatic Growth, Industry Awareness Job Responsibilities Financial & Non-Financial Responsibilities Preparation and Finalization o...

About The Role : Job TitleKYC Role, AS LocationMumbai, India Role Description About Deutsche Bank: Deutsche Bank is the leading German bank with strong European roots and a global network. Were driving growth through our strong client franchise. Against a backdrop of increasing globalization in the world economy, Deutsche Bank is very well-positioned, with significant regional diversification and substantial revenue streams from all the major regions of the world. We serve our clients real economic needs in commercial banking, investment banking, private banking and asset management. We are investing heavily in digital technologies, prioritizing long term success over short-term gains, and s...

In conjunction with the Submission Manager, and use of technologies, simplify the end-to-end process for Clinical Trial documents, maintenance and submissions Prepare Clinical Trial Submission documents adhering to regulatory guidelines and ensuring consistency across all BMS programs Partners with the Submission Manager for the timing and creation of the submission documents, including CSR appendices, Financial Disclosure Tables, and related submissions documents Ensures documents are formatted appropriately and Submission Ready Compliant (SRC) In collaboration with out outsourced partners, creates site numbers for new and ongoing clinical trials Enters site milestones and regulatory approv...

Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team. This role will support the proactive identification, assessment, and implementation of regulatory changes across the organization, ensuring that all business units adhere to evolving regulations. The ideal candidate will possess expertise in navigating the complex regulatory environment affecting financial services and will be adept at managing changes that impact our business operations worldwide. Responsibilities: Regulatory Monitoring and Change Management Manage a team of analysts responsible for continuously monitoring domesti...

As a Packaging Assistant in the chemical industry, you will be responsible for assisting with the packaging and labeling of chemical products. Your primary focus will be on ensuring compliance with safety and quality standards. This includes preparing products for shipment, maintaining packaging equipment, and adhering to regulatory guidelines to guarantee safe and efficient packaging processes. Your role will require you to work closely with the packaging team to meet production requirements and deadlines. Attention to detail is crucial to ensure that all products are correctly packaged and labeled. Additionally, you will play a key part in maintaining a clean and organized packaging area t...

As a Biostatistics Manager at our organization, you will play a pivotal role in managing and supervising a team of statisticians and biostatisticians. Your responsibilities will include overseeing statistical analysis and reporting activities for clinical trials, providing guidance on study design, sample size estimation, and statistical methodologies, as well as collaborating with cross-functional teams to ensure timely and accurate deliverables while maintaining compliance with regulatory guidelines and industry standards. In this role, you will be required to manage and allocate resources within the biostatistics team, ensuring adherence to quality and regulatory standards in statistical ...

Job Summary We are seeking a highly skilled Analytical Scientist to join our Research and Development team. The successful candidate will be responsible for developing, validating, and implementing analytical methods for the quantification and identification of genotoxic impurities in pharmaceutical products. This role will involve extensive use of chromatography techniques and adherence to regulatory standards. The ideal candidate should have a strong background in analytical chemistry, method development, and data analysis, with a keen eye for detail and a commitment to ensuring the highest quality standards. Roles & Responsibilities You will be responsible to review relevant Literature an...

As a KYC VP/AVP at Deutsche Bank Wealth Management in Mumbai, India, you will play a crucial role in overseeing a team of KYC Analysts and ensuring efficient processing to provide a top-notch client experience. You will act as the main point of contact for senior Front Office sales officers, coordinate with various stakeholders, and deliver key performance metrics to senior business managers. Your responsibilities will also include handling complex ownership structures, conducting due diligence, performing client verification checks, and ensuring compliance with regulatory requirements. Additionally, you will be responsible for prioritizing cases, liaising with Front Office and Anti Financia...

PayGlocal is a global payments company that fosters global commerce. Our suite of offerings facilitatescross-border payments and solve the challenges surrounding it through three main pillars - the business, the experience and the associated risk. Founded by finance veterans and experts, our understanding of merchant business, international business, security and regulatory standards help build impactful payment solutions. We partner with large enterprises and export merchants for seamless customer payment journeys. Be a part of lasting innovation - create new products, new processes and new standards. Join us to help us shape the future of payments. Position Summary We are seeking a passion...

As a Medical Writer with our dynamic team, you will utilize your expertise in writing, editing, and reviewing scientific and medical content. Your primary responsibility will involve transforming intricate medical data and research findings into clear, accurate, and engaging documents suitable for various audiences, including healthcare professionals, regulatory bodies, and the general public. You will be expected to develop, write, and edit a diverse range of documents such as clinical study reports, regulatory submission documents, peer-reviewed publications, and educational materials. Your role will also involve generating high-quality manuscripts, abstracts, posters, and presentations fo...

As an HR & IR Business Partner at our manufacturing plant located in Vasad (Gujarat), near Vadodara & Anand, you will play a crucial role in leading People & Industrial Relations initiatives. Working closely with leadership, your main responsibilities will include managing employee relations, grievance redressal, and IR strategies. Your key focus will be to build engagement mechanisms that promote an open and motivated workforce, as well as partnering with external stakeholders to address conflicts and labor issues effectively. Additionally, you will be responsible for driving succession planning, retention programs, and skill-building initiatives within the organization while ensuring compl...

As the Audit Team Leader, your main responsibility is to lead the team and conduct audits of centralised departments/functions. You will be in charge of executing the audit calendar and assignments, which includes allocating audits based on expertise and man-days available, monitoring scope and quality of reviews, risk grading, forming opinions, finalising audits, conducting discussions, and closing audits within specified timelines. This also involves visiting branches/units and releasing reports promptly. You will lead the team in conducting audits of departments with centralised/regional operations across various business functions, thematic audits, management audits, spot audits, user ac...

Role & responsibilities About the Role The official is responsible for overseeing compliance risk management for Retail Lending and Payments. Key Responsibilities - Regulatory adherence / monitoring implementation: Assessment of applicable regulatory guidelines and identifying the actions emanating from these guidelines. Ensuring that changes in applicable regulatory guidelines are promptly disseminated, along with actionable to the concerned business units / departments for implementation. Driving timely implementation of regulatory changes across various business Advisory / Consultative Role: Driving an effective compliance management program through formulation of policies, review of rele...

As a diligent and detail-oriented Quality Control Analyst, you will be an integral part of our QC team. Your primary responsibility will involve conducting various tests on raw materials, in-process samples, and finished cosmetic products to ensure they adhere to predefined quality and safety standards. Your role will be crucial in upholding compliance with regulatory guidelines and maintaining consistent product quality. Your key responsibilities will include performing physical, chemical, and microbiological testing on raw materials, packaging materials, bulk, and finished products. You will also be accountable for preparing, reviewing, and maintaining accurate records of test results, rep...

A leading NBFC company is keen to hire a Qualified CA for the Compliance Assistant/Deputy Manager to lead and enhance the internal audit and compliance framework by conducting risk-based audit & identify gaps to ensure timely resolution. Required Candidate profile -3+yrs exp in banks/ NBFC Co. for process review, risk Assessment, Internal controls -Hands-on with compliance monitoring tool -RBI regulations for NBFC or banking Industry -good communication skills

You are a motivated and client-focused Wealth Management Associate / Advisor who is interested in joining a financial advisory team in Trivandrum, Kerala. You should have 2 to 5 years of experience in wealth management, investment advisory, or financial planning, and possess a strong understanding of financial markets, portfolio strategies, and client relationship management. Your responsibilities will include assisting clients in managing and growing their investment portfolios based on their financial goals and risk appetite, providing personalized wealth management solutions such as mutual funds, insurance, bonds, equities, and other financial products, conducting periodic portfolio revie...

The ALM Specialist within the Retail Risk department is responsible for supervising the development of the bank's balance sheet with a focus on funding, liquidity, and capital, to assess liquidity risk exposure in alignment with established risk appetite. The key responsibilities of the role include: - Identifying, assessing, measuring, and monitoring risks related to ALM, such as interest rate, equity, foreign exchange, credit, and liquidity risks. - Providing recommendations, implementing, and updating ALM measurement and reporting metrics as outlined in the ALM framework. - Maintaining a clear understanding of the bank's Risk Management Policies associated with ALM, including investment p...

As the Feasibility Lead in Clinical Trials, you will be responsible for managing and delivering comprehensive feasibility assessments for early-phase clinical trials. Your role will involve ensuring the scientific, operational, and regulatory viability of proposed sites and countries, as well as supporting proposal development through collaboration with internal stakeholders and external clients. You will lead feasibility planning and execution to support project bids and early engagement efforts. Additionally, you will drive data-driven site and country selection strategies and serve as the subject matter expert in feasibility best practices to ensure alignment with global regulatory requir...

As the Policy Formulation and Compliance specialist, you will be responsible for leading the formulation, review, and periodic updates of Policies and risk guidelines. It is crucial to ensure that these policies are in alignment with regulatory requirements, market trends, and internal risk appetite. Your role will also involve integrating and enhancing systems for the effective implementation of these policies. Working closely with audit and compliance teams will be essential to ensure adherence to regulatory guidelines. Standardizing risk assessment procedures across products and business lines will also fall under your purview. Furthermore, you will be tasked with ensuring periodic review...

As a QA Assistant Manager with 5-7 years of experience in the pharmaceutical industry, you will be responsible for running the department independently. Your role will require strong skills in inter and intra-departmental communication, a desire to learn, and the ability to adapt and adopt to people and systems effectively. This position is based in Mumbai. Your key responsibilities will include: - Skilled handling of FDA-GMP audits to ensure compliance with regulatory standards. - Experience in establishing robust Quality Management Systems (QMS) to ensure compliance with GLP and cGMP standards. - Expertise in creating, reviewing, and maintaining Standard Operating Procedures (SOPs). - Mana...

As an In Vivo PK scientist at Syngene, your primary responsibility will be to conduct in vivo pharmacokinetics studies in rodents. With 5-8 years of post-qualification experience and a background in M. Pharm or M.V. Sc. (Pharmacology & Toxicology), you will play a crucial role in documenting lab notebooks online, managing compounds, and ensuring compliance with environment, health, and safety (EHS) practices. Your role will involve conducting pharmacokinetic studies in rodents, preparing study protocols and reports for submissions, and analyzing pharmacokinetic data using tools like Phoenix WinNonlin. You should be well-versed in surgical procedures such as cannulation of jugular, femoral, a...

Role & responsibilities Review and approve Finished Goods and corresponding Certificates of Analysis (COA). Maintain detailed records of received samples in an organized manner. Ensure proper allocation and storage of approved COAS in the shared drive. Verify and confirm drug product permissions as per regulatory requirements. Oversee the finalization of packing materials in coordination with relevant departments. Conduct audits of new vendors, ensuring compliance with quality standards. Ensure proper implementation of Corrective and Preventive Actions (CAPA) for any deviations or complaints. Visit manufacturing sites to address and investigate market complaints effectively. Coordinate with ...

Role & responsibilities Review and approve Finished Goods and corresponding Certificates of Analysis (COA). Maintain detailed records of received samples in an organized manner. Ensure proper allocation and storage of approved COAS in the shared drive. Verify and confirm drug product permissions as per regulatory requirements. Oversee the finalization of packing materials in coordination with relevant departments. Conduct audits of new vendors, ensuring compliance with quality standards. Ensure proper implementation of Corrective and Preventive Actions (CAPA) for any deviations or complaints. Visit manufacturing sites to address and investigate market complaints effectively. Coordinate with ...

A leading NBFC company is keen to hire a SQ/Q - CA/CS for the Compliance Manager (Internal auditor) to lead and enhance the internal audit and compliance framework by conducting risk-based audit & identify gaps to ensure timely resolution. Required Candidate profile -3+yrs exp in banks/ NBFC Co. for process review, risk Assesment, Internal controls -Hands-on with compliance monitoring tool -RBI regulations for NBFC or banking Industry -good communication skills

About Credit Saison India Established in 2019, Credit Saison India is one of the country's fastest-growing Non-Bank Financial Company (NBFC) lenders, with verticals in wholesale, direct lending, and tech-enabled partnerships with Non-Bank Financial Companies (NBFCs) and fintechs. Its tech-enabled model, coupled with underwriting capability, facilitates lending at scale, meeting India's significant gap for credit, especially with underserved and underpenetrated segments of the population. Credit Saison India is committed to growing as a lender and evolving its offerings in India for the long term, focusing on MSMEs, households, individuals, and more. It is registered with the Reserve Bank of ...