Compliance Manager

JOB PURPOSE:

Understanding and supporting in implementation and monitoring of the regulatory/statutory guidelines across the organization.

FUNCTIONAL RESPONSIBILITIES:

• Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines.
• Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects.
• Preparing and reviewing of policy documents for compliance function
• Advising the Board and committees of the Board on RBI compliances and preparing applicable paperwork for the same
• Preparation and submission of returns to RBI or other applicable regulators and support during audits and inspection.

QUALIFICATION:-

Semi qualified or qualified CMA/CA/CS/Legal/MBA or Any other grad with relevant experience in regulatory / RBI Compliance

EXPRERIENCE:

4yrs to 7yrs

COMPENTENCIES:

• Strong negotiation and influencing skills
• Strong communication and interpersonal skills
• Problem solving and decision-making skills
• People management and networking skills
• Ability to prioritize and balance multiple tasks on tight schedules