76 Regulatory Reports Jobs

Responsibilities Develop and implement regulatory strategies to ensure compliance with all applicable laws and regulations in the construction industry Monitor and evaluate regulatory requirements for construction projects and provide guidance to project teams Coordinate with internal teams, external consultants, and regulatory authorities to obtain necessary approvals and permits Review and interpret regulatory documents and communicate requirements to stakeholders Conduct audits and inspections to assess compliance with regulatory standards and implement corrective actions as needed Stay updated on changes in regulatory requirements and proactively address potential compliance issues Prepare and submit regulatory reports and documentation in a timely and accurate manner Collaborate with cross-functional teams to ensure regulatory compliance throughout the project lifecycle Qualifications Bachelor&aposs degree in Civil Engineering, Construction Management, Regulatory Affairs, or a related field Show more Show less

Medical writing, designing brand literatures. Field force training & patient education data writing. New Product Research & regulatory documentation. Sales Team Data analysis & Report generation Pharma brand data creation for digital marketing Required Candidate profile Excellent Pharmacology knowledge Powerful MS Excel & PPT. Good English communication. Good presentation skills. Inclination for Business Development/Product management Fast learner & creative thinker

In data analysis at PwC, you will focus on utilising advanced analytical techniques to extract insights from large datasets and drive data-driven decision-making. You will leverage skills in data manipulation, visualisation, and statistical modelling to support clients in solving complex business problems. - Provide support to clients with technology consulting solutions. - Design and develop high-quality, scalable, and efficient Java applications using Java 8 or above and Spring Boot. - Participate in the entire application lifecycle, focusing on coding, debugging, and providing technical solutions. - Implement microservices architecture, ensuring optimal performance, scalability, and security of applications. - Collaborate with cross-functional teams to define, design, and ship new features and services. Contribute to the improvement of the CI/CD pipeline, advocating for best practices in code integration and deployment processes. - Work with global teams, attend calls, ask relevant questions, and provide status reporting to different stakeholders. Skills, knowledge, and experiences needed: - Apply a learning mindset and take ownership for your own development. - Appreciate diverse perspectives, needs, and feelings of others. - Adopt habits to sustain high performance and develop your potential. - Actively listen, ask questions to check understanding, and clearly express ideas. - Seek, reflect, act on, and give feedback. - Gather information from a range of sources to analyse facts and discern patterns. - Commit to understanding how the business works and building commercial awareness. - Learn and apply professional and technical standards (e.g. refer to specific PwC tax and audit guidance), uphold the Firm's code of conduct and independence requirements. Preferred Qualifications: - B.Tech (B.E), MBA in Finance or Certified Data Analyst from a reputed college/University. Please note that the company's additional details were not included in the job description provided.,

Veeva Vault-RegulatoryOne Administrator: The Veeva Vault-RegulatoryOne Administrator oversees the maintenance, development, implementation and roll-out of Veeva RegulatoryOne for UPL Regulatory Affairs. RegulatoryOne is the application used by Regulatory Affairs team to manage regulatory data and documents to run regulatory activities primarily. UPL adopted RegulatoryOne globally in 2022 and is continuously extending the scope and features. Our objective is to leverage RegulatoryOne for the benefit of other functions such as Marketing or Supply Chain by integrating with their IT applications (ERP, CRM, etc.). The focus for the next 12 months will be on dossier management (binders), document request workflow, and Registration Dossier Management (RDM). ROLES AND RESPONSIBILITIES : Understand the Customer business requirement and processes and translate them into a successful Application design. Collect business requirements from internal stakeholders to create and enhance innovative digital solutions or features. Administer the regulatory content management solution, i.e.: Organize, monitor, and maintain documents, data, user groups, templates, and reports as business administrator, Manage User access and security settings, document types and objects, Monitor, maintain, and troubleshoot lifecycles, workflows, atomic security and Dynamic Access Control Configure the Application or manage the contractor, if any. Manage the Product Backlog. Coordinate with IT functions regarding infra, security, system interconnexion, etc. Work on integration with other applications. Guide Data Analytics team to create dashboards. Update documentation detailing the configuration & customization Manage data and document migration to the Application when necessary. Set up and roll out training sessions to digital applications to end-users (incl. refresh sessions) to ensure a high level of adoption. CORE SKILLS Veeva RegulatoryOne / Vault configuration & customization Document management (classification, fields, field dependencies) Object management Lifecycles & Workflows Security management (incl. Matching rules, Custom Sharing Rules, etc.) Reporting & Dashboards RDM feature (Requirements, Split rules, Relational Tokens, Local Impact Assessment) Optionally SDK Running APIs (Postman) IT Application integration Business Process Management. Document and Data management. Optionally Agile Project Management methodology. Excellent oral communication in English. SOFT SKILLS High-Quality Work driven. Stakeholder/customer oriented. Autonomous (manager on remote) Rigorous. Team player IT TOOLS Veeva Vault, ideally RegulatoryOne Microsoft 365 Data visualization applications (e.g. Power BI, Qlik Sense)

Role & responsibilities Manage regulatory audits and inspections Respond to regulatory queries Internal Audit Report co-ordination and submission Co-ordinate with various depts for data Improve the Compliance framework of the company Responsible for the Internal Audit report preparation and submission Responsible for Off-site, onsite and AP audits and inspections. Regulatory interaction and reporting. Timely submission of IAR Preferred candidate profile Good understanding of MS Office and inter departmental co-ordination Graduate in commerce or law or CS Interested candidates can share theior updated resume on swapnali.mendonca@sharekhan.com

Job Description Job Title - Research & Development Consultant/Analyst Life Sciences Management Level : 09,11 Location: Bangalore/ Gurgaon/Hyderabad/Mumbai Must have skills: R&D, Pharmacovigilance, regulatory Reporting Good to have skills: Core LS consulting Job Summary: MBA from a Tier 1 institute or rich relevant industry experience 6+ years of progressive business and/or consulting experience; at least 1 year of experience in Life Sciences industry is mandatory Management consulting and general business consulting experience is a must Familiarity with assets OR tools in business consulting (R&D), such as issue trees, implementation frameworks, diagnosis tools like client questionnaire and analysis, operating model, business process mapping, and so on. Preferably worked with R&D functions such as Laboratory functions (R&D and Quality Check labs), clinical operations and development, decentralized clinical trials, pharmacovigilance, regulatory, quality management system, in capacity of a business analyst or management consultant. Working knowledge of clinical data management platforms such as Medidata/ RAVE, Veeva Clinical suite, pharmacovigilance databases ArisG & ARGUS databases, Regulatory Information Management Systems (Veeva RIM), lab informatics is desirable

The Subsidiary Controller position requires a highly skilled and motivated individual to oversee financial operations in our Romania subsidiary. Your main responsibilities will include managing monthly and quarterly closings, conducting analytical reviews, coordinating with HQ, and preparing various regulatory reports. You will also be involved in the preparation of local financial statements and ensuring compliance with SOX controls. To qualify for this role, you must have a Bachelor's degree in Finance or Accounting, along with a CPA certification. A minimum of 3-5 years of experience in a financial controller role is required, and proficiency in Oracle Fusion is preferred. Strong analytical, organizational, and communication skills are essential, as well as a good understanding of Excel. You should also possess excellent interpersonal skills, the ability to handle multiple tasks under tight deadlines, and be comfortable working under pressure. If you are looking for a challenging opportunity to lead financial management and reporting in a dynamic environment, this role could be the perfect fit for you. Apply now and be part of our team in ensuring accurate and compliant financial operations in our Romania subsidiary.,

CRO Associate ( Client Ragulatory Outreach ) Exp :- 5-9 years ( Consultant/Analyst level ) Location :- Bangalore ( Eco Space ) Joining: Immediate Industry: Financial Services / Capital Market SKILLS & EXPERIENCE WERE LOOKING FOR BASIC QUALIFICATIONS Bachelor’s degree with a minimum of 5 years of relevant experience Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills and the ability to effectively manage competing priorities under tight regulatory deadlines Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail to help influence decisions and outcomes grounded in data Strong communication skills with the ability to develop relationships and engage senior stakeholders across divisions to communicate clearly and concisely at a time of considerable change PREFERRED QUALIFICATIONS Previous experience in the Financial Services industry dealing with regulatory change and/or client engagement Previous experience and/or coursework in data-driven analysis and strategic thinking Face off to senior stakeholders across the firm and engage with external vendors as you develop and drive each regulation’s outreach strategy Leverage data analytics to gain insight into clients in order optimize our engagement strategies Contribute your ideas and propose new solutions while partnering with Technology to develop the infrastructure to effectively manage through future engagements Leverage your risk management mind-set to ensure that the processes implemented to engage with clients and solicit data are operationally robust

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the tools and insights they need to succeed in an increasingly digital world. At BDO India, we believe in the power of our people and foster a culture of collaboration, growth, and continuous learning. With a workforce of over 10,000* professionals, we operate from 19 offices across 14 key cities, including Ahmedabad, Bengaluru, Bhopal, Chandigarh, Chennai, Coimbatore, Delhi NCR, Goa, Hyderabad, Kochi, Kolkata, Mumbai, Pune and Vadodara. Our diverse team is united by a shared vision of delivering exceptional service and building lasting relationships with clients. We embrace new technologies and innovative approaches to ensure we meet the evolving needs of businesses, while also staying future-ready in a fast-paced world. About Ethics & Independence Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual as part of their evaluation will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues and Independence threats . Other responsibilities include diligently producing deliverables on timely manner and ensuring highest quality considering the work product may also be subject to review and scrutiny by outside regulators. Key Responsibilities Develops comprehensive knowledge of BDO local Ethics & Independence policies, regulatory requirements and apply them in the day to day assessment of conflict check evaluation. Apply fundamental understanding of the applicable ethics and independence rules and regulations in executing procedures that contribute to provide basic guidance to firm professionals on application of firm policy and regulatory requirements. Perform basic independence technical research and assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal. Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update of the same. Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement. Acts as a liaison between the client teams, other members of the Ethics & Independence team. Attention to detail and manage the tasks and activities in a timely manner. Uses analytical and project management methodology and tools. Learn the firm structure, business strategies and service lines of the firm. Create, update, and publish critical Ethics and Independence updates and messages using appropriate communication channels. Knowledge, skills, and experience requirements: Good analytical thinking / ability to take pro-active decisions. Good analytical skills with a logical mind-set. Strong data interpretations skills to analyse and document relevant findings. Highest standard of ethics, integrity, and values. Self-directed, adaptable to changes in the work environment/rules/directions. Must be flexible to work extra hours during peak volume period. Qualifications, certifications, and education requirements: Postgraduate (MBA Finance) degree from a reputed college 4+ years work experience Strong interpersonal and excellent communication skills, both written and verbal. Good in MS Excel

Job Description: Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Manage all operational processes as per regulatory framework to ensure exchange compliance. Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories. Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc. Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time.

Validating the closure of prioritized Integrity of Regulatory Reports (IRR) Programme issues prior to declaration of closure to the Skilled Person Validating the accuracy and completeness of Process Maps and its documentation for regulatory returns Validate the completion of various IRR program milestones and underlying tasks

Role Purpose 1) Support all documentation and regulatory requirements for international markets 2) Application management with FDA for license 3) Co-ordinate for Export Orders 4) Technical support for Plant / IPQC Key Responsibilities 1) Product Registration and Company Registration in International Market 2) Applications for domestic & Export licenses to FDA 3) Co-ordination for Export orders 4) Support plant with technical information when needed Key Activities 1) Documentation for application filing for licenses to FDA 2) Work with FDA/CDSCO as required during the filing of paper work for licenses, etc. 3) Art work approvals 4) Finalizing export orders with regards to packing, packaging materials 5) Vendor selection for printing approved cartons/labels (PM) 6) Product registration in International Marketing & preparing Dossiers for Registration 7) Work with public testing labs 8) Help Plant / IPQC Dept. as need be. Functional Knowledge / Skills: General Specialized 1) Pharmacology 2) Computer Skills. 3) Knowledge of Computer Applications software. 4) Co-ordination skills and team work. 1) Pharmacy 2) Global trends 3) Various pharmacopeias 4) Pharma management 5) Sound knowledge of hazardous and non hazardous material and its storage condition.

Job Title: Regulatory Reporting, AS Location: Mumbai, India Role Description It is a regulatory reporting role. The candidate is expected to prepare / check the various regulatory reports to be filed with Central Bank, SEBI, Income Tax, FIU, etc. on timely manner. Further, candidate is expected to provide various adhoc requirements sought by the regulators on timely manner. This role includes providing clarifications to regulatory queries with regard to inward and outward transactions details filed with Central Bank. Role involves interacting with various departments of Deutsche Bank to collate data required to be filed at the bank level with regulators and also provide data required / sought by other departments. The role includes providing data to concurrent auditors, work with them and also provide details to finance and statutory auditors. Knowledge and experience in Cash Products would be preferable. Your key responsibilities Working in the regulatory reporting team, interacting with various stake holders within GCO and also across various departments of the bank. You'll be responsible for ensuring accurate and timely filing of various regulatory reports of Cash Operations. Preferably aware of following Regulatory Guidelines:x CTR Reporting Guidelines CBWT Reporting Guidelines OverDraft regulatory Norms Inoperative Account Guidelines NTR Reporting Guidelines R-Return Guidelines Your skills and experience Graduate or Post graduate in Commerce with an industry experience of 10 to 12 years is preferable. Looking for a candidate with experience in Regulatory Reporting and Cash Operations Product knowledge.

The Regulatory Analytics Analyst is a VP level position, part of the Regulatory and Analytics function within Enterprise Data Office. You will be supporting regulatory reporting, data model design, and development of a data quality and analytics framework for Wholesale Loans with a special focus on Commercial Real Estate, ABS, and Securitization Transactions. Your role involves facilitating tactical and strategic support to the firm's key regulatory reports including FRY-14, FR2052a, and Shared National Credit from a data provisioning and data quality perspective. Additionally, you will help drive the transformation of the underlying workflow across transaction capture, underwriting, risk management, and reporting. Your responsibilities will include leading/supporting quarterly schedule activities, adjustment reviews, and reasonability checks to continually improve data quality. You will develop and use analytical tools and have a strong understanding of reporting requirements across FRY-14, FR2052a, and Shared National Credit. Collaboration with various stakeholders throughout the organization, including Risk, Transaction Management, Regulatory Reporting teams, and senior stakeholders, will be a key aspect of your role. You will also assist with audit reviews, provide supporting documentation for regulatory report submissions, develop and execute plans, policies, and procedures, and assist with leading projects while offering solutions and identifying cost-saving opportunities. Qualifications for this role include 12+ years of experience in a related role, real estate industry experience (such as loans, wholesale lending, appraisals), experience with regulatory reports with large size data, proficiency in Advanced MS Excel functions (Vlookup, Pivot Tables, etc.), experience with SQL and Tableau, subject matter expertise in multiple or specific skill sets, demonstrated analytical and process execution skills, clear and concise written and verbal communication, ability to remain unbiased in a diverse working environment, and the ability to manage competing priorities and tasks effectively as part of a team. The ideal candidate will have a Bachelor's degree/University degree or equivalent experience. The role falls under the Data Governance job family group, specifically in the Data Quality & Data Quality Analytics and Reporting job family. This is a full-time position. If you are a person with a disability and require a reasonable accommodation to utilize our search tools or apply for a career opportunity, please review Accessibility at Citi. You can also view Citis EEO Policy Statement and the Know Your Rights poster for more information.,

As a Senior Associate at Hitachi CSS HR in Bangalore, Karnataka, you will be part of a global team dedicated to supporting the development of society and improving people's lives. Hitachi Group employees embody outstanding teamwork across geographical regions and business fields, sharing the Hitachi group identity worldwide. In this role, you will have a mix of remote work and office-based responsibilities at Hitachi's office in Bangalore. Your main tasks will include monitoring metrics/KPIs, gathering customer feedback, determining areas for improvement, and partnering with the Total Rewards COE for quarter and year-end activities. Additionally, you will provide support for Legal and regulatory reports, with a focus on US year-end processes. At Hitachi CSS HR, we value Harmony, Trust, Respect (Wa), Sincerity, Fairness, Honesty, Integrity (Makoto), and Pioneering Spirit, Challenge (Kaitakusha-Seishin). If you are a team player motivated by delivering great work aligned with the Hitachi vision, we invite you to join us in driving social innovation and making a positive impact. If you are excited about being part of a global team known for excellence and innovation, value a fast-paced and supportive work environment, and are committed to delivering first-class services, we look forward to receiving your application.,

Position Purpose The US Financial & Regulatory Reporting Team is responsible for the production of financial and regulatory reports and information required to ensure compliance to regulatory expectations as well as other internal monitoring requirements. The Local Regulatory Reporting team is under expansion and going through different projects of on-boarding new processes along-with implementing changes in accordance to new BNP accounting and reporting system (OFS). Responsibilities Direct Responsibilities Assist with the bank regulatory reporting managers to maintain and enhance the BAU production process and control framework around the Bank Regulatory Reporting processes Responsible for the preparation and filing of the required Bank Regulatory Reports perform daily, monthly and quarterly production for various Regulatory instances under US GAAP. - Reports in scope include, but not limited to: FR2420, FR2900, FR2644, Cayman reports, BEA/Census bureau; FR Y-9C, FR Y-15, FR Y-11, FR Y-7Q schedules. Enforce controls and ensure that financial statements are in balance; prepare balance sheet and income statements reconciliation schedules. Analyze, reconcile, and review all accounts under their responsibility by performing a variance analysis of corresponding revenue/balance sheet items, highlighting trends, and following up on questions/ concerns. Liaise with various internal (i.e. Legal, Compliance, Audit, Territory Governance, Finance Project Office and Business Operations) and external constituencies (i.e. regulators, external auditors and consultants). Identify, escalate and remediate data quality issues Participate in bank examinations and internal and external audits. Knowledge of the bank's current regulatory reporting tools, general ledgers, offered products and its related activities. Establish and maintain communication with the Financial Reporting Group, the Project Office Group, and the Control & Reconciliation Group and ensure that regulatory reporting requirements are properly addressed on all levels of system and procedural changes, including the introduction of new bank products. Assist with the implementation of the new Regulatory Reporting tool; including performing system testing and UAT reporting and continuing automation effort. Technical & Behavioral Competencies Ability to adapt to changes Capability to work and interact with various people of different expertise and level. Client focus Stakeholder Management Specific Qualifications (if required) Chartered Accountant with exposure in accounting of banking products/activity and on US GAAP Knowledge of financial reporting processes in Banking and Capital Market industry Knowledge of Corporate and Investment Banking (CIB) activities and products Good communication (oral and written), organisation and documentation skills. Knowledge of Axiom or other financial or regulatory reporting tools preferred Skills Referential Behavioural Skills : Ability to collaborate / Teamwork Organizational skills Client focused Ability to synthetize / simplify Transversal Skills: Ability to develop and adapt a process Ability to understand, explain and support change Analytical Ability Ability to set up relevant performance indicators Ability to develop and leverage networks Education Level: Master Degree or equivalent Experience Level At least 7 years Other/Specific Qualifications (if required) Chartered Accountants / CPAs with min 7 years of experience.

Job Title: Financial and Risk Reporting Group Reporting Location: Mumbai, India Role Description Group Reporting at Deutsche Bank is responsible for IFRS reporting and Regulatory Submission. The team is responsible for statutory submission like IFRS and regulatory submission like G-SIB, FINREP, HGB reports etc. Your key responsibilities Regulatory submissions for P&L related FIRNEP, and other Regulatory frameworks. Public disclosures in year-end and quarter-end reporting related to P&L topics. Preparation of movement analysis and apprising on movements to Group Finance FDs P&L related topics. Establish best practice for collaboration with various functions (including Finance CTB, TDI) to ensure appropriate system environment for P&L and regulatory reporting topics. Ad hoc reports to regulators for the above-mentioned topics. Your skills and experience Analytical skills and ability to work in teams Good written and verbal communication skills Knowledge of Excel is a must. Detail orientated and quality focused Eligibility Should be eligible for Industrial Training as per the ICAI rules and regulations.

Project Role : Application Developer Project Role Description : Design, build and configure applications to meet business process and application requirements. Must have skills : Document Management Systems (DMS) Good to have skills : NAMinimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Developer, you will engage in the design, construction, and configuration of applications tailored to fulfill specific business processes and application requirements. Your typical day will involve collaborating with team members to understand project needs, developing innovative solutions, and ensuring that applications are optimized for performance and usability. You will also participate in testing and debugging processes to ensure the applications function as intended, while continuously seeking ways to enhance application efficiency and user experience. Roles & Responsibilities:- Expected to be an SME.- Collaborate and manage the team to perform.- Responsible for team decisions.- Engage with multiple teams and contribute on key decisions.- Provide solutions to problems for their immediate team and across multiple teams.- Facilitate knowledge sharing sessions to enhance team capabilities.- Monitor project progress and ensure timely delivery of application features. Professional & Technical Skills: - Must To Have Skills: Proficiency in Lorenz docuBridge or other regulatory submission & publishing management system.- Experience in supporting Publishing applications- Experience in working in Lorenz docuBridge- Must have functional & technical skill in regulatory publishing systems.- Strong domain knowledge & understanding of application design principles and best practices.- Ability to troubleshoot and resolve technical issues effectively.- Familiarity with integration of Lorenz docuBridge with other enterprise systems. Additional Information:- The candidate should have minimum 3 years of experience in Lorenz docuBridge or similar document systesms.- This position is based at our Bengaluru office.- A 15 years full time education is required. Qualification 15 years full time education

About Business line/Function: Inspection and controls team is crucial team of Sharekhan. Various audit activities of Inspection and controls team are used for adequate control and due diligence on Authorised persons of share khan and Branches. Inspection and controls team ensure to control revenue leakage and fraudulent activities through various control measures. Business review: head the team of 11 staff members to Complete his Inspection and controls various activities. Overview of All departments activities by Sample check method Activities need to be discussed with Department heads for further clarification. Deviation, Duplication, Revenue leakage etc. observed need to be noted and escalated. Comprehensive report to be prepared and need to be shared with HOD. Regulatory Audit : Review of New circulars by All exchanges and Controlling authorities such as SEBI, NSE, BSE, MCX Review of Penalty structures and Penalty levied. Review of Process after Implementation of Circulars Monitoring of Compliance tracker Review of Order placement mechanism Fraud Prevention : along with his Team will observe and ascertain fraudulent activities from its department overview activities and other activities of Inspection and controls team and report to HOD. Report Preparation and Presentation : prepare report on department overview / Regulatory audit and present to upper management whenever demanded by HOD. Direct Responsibilities Determine Business review scope of all departments and Annual Plan for the execution. assign various roles to his staff for all inspection and controls activities. monitor unusual / Problematic / fraudulent / Revenue Leakage observations if any reported by his staff. unusual / Problematic / fraudulent / Revenue Leakage observations need to report HOD ASAP prepare reports and provide presentations to upper Management. Determine Business review scope of all departments and Annual Plan for the execution Lead the team for execution of review process and reporting High attention to details and excellent analytical skills Sound Independent Judgement Proven knowledge of Auditing standards and regulatory compliance standards Engage to continuous knowledge development of exchange circulars, amendments, regulations, Penalties structure Presentation skills are must as profile requires preparation of reports and Presentation to upper management

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the tools and insights they need to succeed in an increasingly digital world. At BDO India, we believe in the power of our people and foster a culture of collaboration, growth, and continuous learning. With a workforce of over 10,000* professionals, we operate from 19 offices across 14 key cities, including Ahmedabad, Bengaluru, Bhopal, Chandigarh, Chennai, Coimbatore, Delhi NCR, Goa, Hyderabad, Kochi, Kolkata, Mumbai, Pune and Vadodara. Our diverse team is united by a shared vision of delivering exceptional service and building lasting relationships with clients. We embrace new technologies and innovative approaches to ensure we meet the evolving needs of businesses, while also staying future-ready in a fast-paced world. About Ethics & Independence Ethics & Independence team at BDO plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. The Assistant within Ethics & Independence team would be required to develop subject matter expertise on Independence & Conflicts domain. The individual as part of their evaluation will be interpreting Ethics & Independence policies, determining required actions, and making recommendations based on firm guidance, primarily focusing on mitigating Conflict of Interest issues and Independence threats . Other responsibilities include diligently producing deliverables on timely manner and ensuring highest quality considering the work product may also be subject to review and scrutiny by outside regulators. Key Responsibilities Develops comprehensive knowledge of BDO local Ethics & Independence policies, regulatory requirements and apply them in the day to day assessment of conflict check evaluation. Apply fundamental understanding of the applicable ethics and independence rules and regulations in executing procedures that contribute to provide basic guidance to firm professionals on application of firm policy and regulatory requirements. Perform basic independence technical research and assist in the identification of potential conflicts of interest through database research on client and counterparties involved in the new proposal. Become proficient in understanding and using BDO proprietary conflicts of interest databases, including, maintenance and update of the same. Performs initial review of submissions from client teams and evaluates completeness, accuracy, and appropriateness of proposed engagement. Acts as a liaison between the client teams, other members of the Ethics & Independence team. Attention to detail and manage the tasks and activities in a timely manner. Uses analytical and project management methodology and tools. Learn the firm structure, business strategies and service lines of the firm. Create, update, and publish critical Ethics and Independence updates and messages using appropriate communication channels. Knowledge, skills, and experience requirements: Good analytical thinking / ability to take pro-active decisions. Good analytical skills with a logical mind-set. Strong data interpretations skills to analyse and document relevant findings. Highest standard of ethics, integrity, and values. Self-directed, adaptable to changes in the work environment/rules/directions. Must be flexible to work extra hours during peak volume period. Qualifications, certifications, and education requirements: Postgraduate (MBA Finance) degree from a reputed college 0 1 years’ work experience (preferably in a research background). Fresher’s may be considered. Strong interpersonal and excellent communication skills, both written and verbal. Good in MS Excel

Project Role : Application Lead Project Role Description : Lead the effort to design, build and configure applications

At EY, you have the opportunity to shape a career that aligns with your individuality, supported by a global network, inclusive culture, and cutting-edge technology to empower your professional growth. Your unique voice and perspective are crucial in driving EY towards continuous improvement. By joining us, you contribute to creating an exceptional experience for yourself and fostering a better working world for all. As a Data and Analytics (D&A) Senior specializing in Insurance Data analysis at EY GDS, we are looking for a highly skilled and motivated individual proficient in ETL services to join our dynamic team. Your role as a Data Analyst involves data requirement gathering, preparation of data requirement artifacts, devising data integration strategies, ensuring data quality, and collaborating closely with data engineering teams to facilitate seamless data flow across systems. Your responsibilities include expertise in the P&C Insurance domain, interaction with stakeholders and source teams for data requirements, specialized knowledge in Policy and/or Claims and/or Billing insurance source systems, thorough understanding of the life cycle of Policy and Claims, preparation of data dictionaries and source-to-target mapping, familiarity with Insurance data models such as Policy Centre, Claim Centre, and Billing Centre, creation of data scenarios for testing, and an understanding of Insurance Statutory or Regulatory reports. You will be involved in discovering, designing, and developing analytical methods to enhance data processing, performing data profiling, identifying critical data elements, understanding PII handling processes, and generating clear requirements for data integration and processing. Effective communication with onsite teams, creating HLD/LLD for data engineering teams, and providing functional and technical expertise are integral parts of your role. Qualifications required for this position include a BE/BTech/MTech/MCA with 4 - 9 years of industry experience in data analysis, management, and related data service offerings, experience in Insurance domains, strong analytical skills, and proficiency in SQL. Experience with Agile methodologies and cloud technologies such as AWS or Azure is considered a plus. Additionally, key capabilities sought after in a candidate include client-facing skills, effective planning and problem-solving abilities, excellent communication and teamworking skills, flexibility in changing priorities, methodical and logical thinking, attention to detail, and the ability to plan resource requirements based on high-level specifications. EY is committed to building a better working world by creating long-term value for clients, people, and society, and fostering trust in the capital markets. With a global presence in over 150 countries, diverse EY teams leverage data and technology to provide assurance, support client growth and transformation, and address complex global challenges through services in assurance, consulting, law, strategy, tax, and transactions.,

Looking for a fresher in Regulatory Affairs to assist in document preparation, product registration, and compliance with national and international regulations. Strong communication skills, attention to detail, and a science background are preferred.

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Description How we serve our customers is constantly evolving and is a challenge we gladly accept. Whether youre finding new ways to prevent identity fraud or enabling customers to start a new business, you can work with one of the most valuable data sets in the world to identify insights and actions that can have a meaningful impact on our customers and our business. And, with opportunities to learn from leaders who have defined the course of our industry, you can grow your career and define your own path. Find your place in risk and analytics on #TeamAmex. How will you make an impact in this role? Regulatory Change Management Collaborate with internal counsel and Line of business compliance officers (LOBCO) and Legal Entity Compliance Officers (LECO) with the end-to-end process of regulatory change management. Identify and analyze any new or further changes to Laws, Rules, and Regulations (LRR) issued by regulatory authority and initiate process for LRRs in scope for regulatory change. Determine substantiveness of regulatory change using risk-based impact approach to determine the risk tiering which will define the implementation plan requirements. Propose and assign for completion the initial impact assessment for all potentially impacted business specific processes to assess the implications of new regulations on processes, policies, and overall business strategy while collaborating with key internal stakeholders to gather insight and feedback. Review and provide credible challenge of all potentially impacted business specific processes Impact assessments and a reasonableness check of subsequent implementation action plans, escalating, as necessary. Support LOBCO and/or LECO in reviewing the required components of the implementation plans and validating closure. Execute a strategy to review and summarize laws, rules, and regulations into clear, concise bundles. Provide review, approval, and credible challenge in mapping the Obligations, Supervisory Guidance, and Publications to business-specific processes, and in mapping controls to relevant business-specific process. Leverage various compliance technology systems such as CUBE Recognize when a risk, issue, or incident requires escalation to higher levels of management or external partners, facilitating timely decision-making and appropriate mitigation actions across the organization. Application of relevant general laws, regulations, and standards affecting risk management of large banks to include regulatory frameworks and expectations Support in establishing monitoring mechanism to track the implementation of regulatory changes and ensure ongoing compliance, including preparing reports for senior management Laws, Rules, and Regulations Library Management Support the management and maintenance of processes in managing the inventory of globally applicable laws, rules, and regulations according to a risk-based approach which may include regulatory change management processes, regulations inventory, regulations mapping and oversight and reporting as applicable. Assist Internal Counsel with the identification of applicable Laws, Rules, and Regulations. Utilize GenAI tools to bundle legal authority into precise Requirements. Partner with Internal Counsel to finalize draft bundle summaries. Review change alerts and assess if changes impact the laws, rules and regulations inventory. Collaborate with Legal, Compliance, and third-party vendor teams to ensure the accuracy and completeness of the regulatory inventory scope and content. Leverage compliance technology systems to complete day-to-day tasks. Assist in the development metrics to monitor inventory status, providing reporting on legal requirements, regulatory gaps, and implementation progress. Minimum Qualifications: Bachelor’s degree, with a preference in Law, Compliance, Business, or a related field required 3+ years of compliance, legal or related field experience required, including legal reading/writing experience. Basic knowledge of regulatory frameworks applicable to global financial services and payment institutions. Strong written and verbal communication, including presentation skills with the ability to convey complex regulatory information to colleagues. Experience with banking products or similar. Experience with Microsoft Office products including Excel, PowerPoint, and SharePoint. Preferred Qualifications: Relevant professional certifications or certificates preferred (e.g. Certified Regulatory Compliance Manager (CRCM),). Strong analytical and logical reasoning skills required. Experience in a large, complex financial institution preferred. Experience with legal inventory management preferred. Ability to break down a complex problem into components, solve them by potentially using data analysis, process knowledge and risk/control knowledge, and communicate data analysis, issues and control recommendations with transparency and integrity. Excellent storytelling and visualization skills. Self-starter and independent thinker with strong critical reasoning skills and the ability to navigate ambiguity with confidence. Ability to effectively manage multiple and often conflicting priorities under tight timeframes. Experience supporting risk exam management processes and/or project management a plus. Proven capacity to engage effectively with all levels of management and foster strong relationships. Demonstrated experience and competency in the assessment of risks and controls. Demonstrated integrity, innovation, teamwork, and excellence Strategic thinking and a proactive approach to regulatory change and legal inventory management. Strong project management and organizational skills. Proficiency with compliance systems, regulatory change management platforms and tools preferred (e.g., Thomson Reuters Regulatory Intelligence, CUBE, Archer). Excellent interpersonal skills to influence and collaborate with stakeholders at all levels

Regulatory Compliance Manager American Express Company is seeking a skilled Regulatory Change Management professional to join our Global Compliance & Ethics team. This role will support the proactive identification, assessment, and implementation of regulatory changes across the organization, ensuring that all business units adhere to evolving regulations. The ideal candidate will possess expertise in navigating the complex regulatory environment affecting financial services and will be adept at managing changes that impact our business operations worldwide. Responsibilities: Regulatory Monitoring and Change Management Manage a team of analysts responsible for continuously monitoring domestic and international regulatory developments to identify changes that impact American Express Utilize automated tools for horizon scanning and maintain an up-to-date understanding of new regulations, amendments, and repeals. Support Regulatory Change Management triggered by business and process updates to ensure compliance with policies and regulations to include communication and training efforts. Implement strategies for responding to regulatory changes across different business units and corporate functions. Lead the process and provide instruction supporting business impact analysis using established methodologies to evaluate the potential impact of regulatory changes on various business units prioritizing changes based on their complexity, urgency, and potential business impact. Support ongoing monitoring of risk standards and programs to drive compliance with legal, regulatory, and Corporate Policy requirements. Provide constructive and effective challenge to internal stakeholders (e.g. business lines, risk and local compliance) to ensure regulatory risks are adequately addressed and mitigated. Maintain and enhance the Regulatory Change and Inventory Management Framework, ensuring alignment with regulatory requirements. Global Legal Inventory Management Collaborate with legal professionals to update and maintain the global legal inventory system with new regulatory requirements. Provide oversight in mapping laws rules and regulations (LRR) to business processes, products, and services and ensure these LRR are effectively mapped to controls mitigating regulatory risks and ensuring compliance Identify opportunities for improving legal inventory management processes based on data insights, including technology enhancements or process optimization. Data Analysis and Reporting Interpret complex datasets related to new regulations, amendments, and enforcement actions to inform risk assessments and compliance strategies. Develop and track key performance indicators (KPIs) like compliance metrics and the status of regulatory change implementations across various business units to measure regulatory change management effectiveness. Regularly present findings to senior management with insights on performance against regulatory requirements. Coordinate with internal audit and assurance functions to ensure regulatory compliance. Qualifications: Bachelors degree in law, Finance, Business Administration or related field; advanced degree preferred. Minimum of 5 years of overall experience in Banking and Financial Services, of which a minimum of 2 years of experience in compliance or regulatory change management. Experience in using or maintaining a repository of laws/rules/regulations and their corresponding obligations (e.g., GRC platform) preferred. Intermediate skills in data analysis, reporting, and risk assessment, including the use of data visualization tools (e.g., Tableau, Power BI). Experience using generative artificial intelligence tools preferred. Professional regulatory compliance certification preferred. Excellent analytical skills with an ability to interpret complex legal documents. Demonstrated project management skills with attention to detail. Skills: Solid understanding of relevant general laws, regulations and standards (e.g., GDPR, Payment Services Directives, UK SMR) applicable to European Legal Entities and affecting risk management of large banks. Develops, implements, or assesses strategies, programs, policies, procedures and risk limits to manage the organizations exposure to Compliance risk. Develops and uses data analytics tools to assess compliance trends, identifies potential risks and monitors compliance-related performance, supporting proactive risk management and regulatory adherence. Analyzes complex situations, identifies patterns and draws meaningful conclusions to perform logical and well-structured evaluations. Excellent written and oral communication skills, with the ability to challenge, collaborate and influence, without direct authority Highly flexible and adaptable, able to deal with ambiguity and broad concepts A cultural awareness and excellent relationship building skills, with a track record that clearly demonstrates an ability to build lasting partnerships across local and remote teams. Compliance Language We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: Competitive base salaries Bonus incentives Support for financial-well-being and retirement Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need Generous paid parental leave policies (depending on your location) Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law. Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.