107 Regulatory Reports Jobs

Role & responsibilities Exposure to US regulatory reports such as FRY-9C, FRY-14Q/M, FFIEC031, FRY-15, FFIEC 009 or EMEA regulatory reports like COREP, FINREP & AnaCredit. Experience in analyzing SQL code through either writing the code to match business requirements or validation of code to ensure it executes the business requirements. Advanced tool skills in working with large data sets to identify anomalies in the data, in addition to standard knowledge of Microsoft software (Excel, Word, Power Point) including advanced excel functions such as pivot tables, V-lookup, etc. Strong communication skills to support partnership across multiple line of business, finance and technology teams. Pre...

The role requires considerable experience in Regulatory Compliance with experience reading, interpreting, tracking, and assisting in administrating internal and external guidelines to comply with all regulatory requirements. Must be adept in the preparation of MIS Reports / Dashboards using Advanced Excel Spreadsheets. The individual will be responsible for maintaining repositories, preparing monthly and ad-hoc reports Role & responsibilities - Strict control over Organizational Data Repository related to Regulatory Compliance for Preparation of Regulatory reports, Dashboards, Presentations. - Proficient in Regulatory Circulars/Guidelines' Interpretation. Assisting the Compliance Officer in ...

Project Role : Application Developer Project Role Description : Design, build and configure applications to meet business process and application requirements. Must have skills : Document Management Systems (DMS) Good to have skills : NAMinimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Developer, you will engage in the design, construction, and configuration of applications tailored to fulfill specific business processes and application requirements. Your typical day will involve collaborating with team members to understand project needs, developing innovative solutions, and ensuring that applications are optimize...

Job Description: Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Manage all operational processes as per regulatory framework to ensure exchange compliance. Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories. Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc. Assisting in ensuring exchange / DP-related compliances applicable...

Job Description: Responsible for regulatory compliance in a stock broking business and regulatory audit- assisting in Concurrent and Internal Audits and Inspection by SEBI/CDSL/BSE etc. Manage all operational processes as per regulatory framework to ensure exchange compliance. Facilitate preparation & timely submission of various forms, reports, and other documents to Exchanges/Depositories. Ensuring timely operational reporting related to Exchanges and SEBI like daily margin reporting of clients, enhanced risk-based supervision, daily monitoring of client collaterals, daily margin statements, other periodic submissions, etc. Assisting in ensuring exchange / DP-related compliances applicable...

Position Purpose The CIB ICFR control senior analyst is primarily responsible for assessing the design and operating effectiveness of the controls implemented within CIB North America entities. The CIB ICFR control analyst will perform control testing on behalf of the management in accordance with the methodology developed based on the COSO 2013 internal control framework. The testing is conducted throughout the year to provide reasonable assurance and sufficient coverage for the period under audit. The result of the testing will be communicated to the respective governance bodies (i.e. management committees and board committees) on a quarterly basis as the basis for management in making ass...

Technical skill requirements Hands-on experience in Axiom, Alteryx or equivalent reporting and automation tools Experience in regulatory reporting, especially in HKMA, is a strong advantage Experience working independently with business users in defining requirements, testing, and supporting UAT Experience in building finance BI reports is a plus Strong knowledge of SQL and ability to develop complex queries Job Qualification (education, years of experience and other soft skills) Information Technology-related Bachelor or Masters degree 5+ years experience in Banking and Financial Institution Good communication and interpersonal skills, ability to interact with users across APAC Strong analy...

Responsibilities Working in close partnership with other RISK teams and stakeholders (systems, reporting, regulatory, Front Office), the successful candidate will contribute to SIGMAs mission, taking responsibilities in some of the following areas: Participate in methodology projects, gathering and documenting requirements, considering stakeholder interests, regulatory constraints and any potential deficiencies in the current methods exposed by quality assurance processes. Investigate, analyse and design risk methods and models, respecting the aims of accurately capturing risks whilst considering system or other environmental constraints. Design, develop and test code changes required to imp...

Role & responsibilities Knowledge of key reporting requirements such as FR Y-15, FR Y-9C, FR Y-9LP, FFIEC 031, FR Y-14Q/M/A, FFIEC 101, FR2052a etc. Experience in working on projects to improve the existing reports, enhance data quality and traceability. In depth understanding of various QA testing activities like Conformance, Data profiling and Validation. High degree of comfort when working with data and spreadsheets (e.g. pivot tables and lookups) Good presentation and communication skills, both written and oral. Ability to communicate effectively on abstract risk management concepts. Ability to quickly absorb financial concepts and apply them to real world situations. Wide range understa...

Role & responsibilities Experience in the financial service working with large banks clients extensively on engagements involving regulatory reporting system testing and implementation, regulatory data quality, report assurance. Thorough understanding of regulatory capital framework, BASEL III standardized and advanced approaches, country risk reporting, liquidity reporting, RWA calculations and interpretations. Determine appropriate and defendable conclusions for test efforts based on test type, sampling and scope. Evolve testing methods and processes in support of OPEX including increasing efficiency and coverage while reducing stakeholder impacts. Manage ad hoc efforts (projects, etc.) an...

Handling of Manufacturing Compliance i.e. IPQA Activity Handling of QMS Documents like CAPA, and OOS and Change control Handling of APQR Handling of Batch release activity Good in communication skills Exposure of Regulatory audit

Functional testing engineer EXP- 5+ Location - Gurgarm immediate joiner

As an Analyst in the Principal Investments Finance team (Product Control) at Barclays, your main responsibility will be to ensure correctness and reporting of balance sheet and P&L for relevant entities. This will involve month-end ledger activities, analysis of balance sheet and P&L accounts, and providing relevant inputs for various reporting, including preparing Stat accounts for entities and corresponding audit. At Barclays, you are not just anticipating the future - you are creating it. - Manage the preparation and presentation of accurate and timely financial statements and other accounting records in accordance with relevant accounting standards, rules, and regulations. - Support in i...

JOB PURPOSE: Understanding and supporting in implementation and monitoring of the regulatory/statutory guidelines across the organization. FUNCTIONAL RESPONSIBILITIES: Monitoring RBI guidelines on an ongoing basis, intimating process owners on the requirements, clarifying dept/process owner queries, implementation of directions in coordination with process owners, ensuring compliance within timelines. Review of new proposals, new partner tie ups, process or policy change requests submitted by stakeholders and advise/guide the team on the compliance aspects. Preparing and reviewing of policy documents for compliance function Advising the Board and committees of the Board on RBI compliances an...

Key Responsibilities: The objective of the Director Compliance Testing is to identify, assess, mitigate, and report on Compliance / Regulatory Risk within the multiple processes for American Express Banking Corp. (AEBC) to ensure adherence to regulatory standards, internal policy and enhance the Bank’s resilience through managing a clear methodology of inherent and residual risk. To lead a diverse team of high-performing professionals focused on Compliance testing. This will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies. The Director will: Providing 2nd line credible challenge to protect American Express Banking Corp....

Manage daily operations of regulatory function of the assigned category Liaise with a range of colleagues from Marketing, R&D, supply, and global/regional regulatory teams. Maintain Regulatory Databases Review, interpret and assess impact of the regulatory changes. To manage compliance activities for Sustainability under Plastic waste management, Battery waste management and E-waste management rules across Reckitt entities & portfolio Preparation, maintenance and update of product registration/license and regulatory compliance files. Compilation of registration dossiers for submissions to authorities Coordination with central and state regulatory authorities/ FDAs for necessary product appro...

Role: Financial Reporting Services Exp: 3+Yrs Skills: Financial Reporting and Regulatory reporting must Sal: 6LPA Shift: US Shift Location: Pune NP: Imm/ 30Days Regards, Pavithra@jobseeks4u.com

Role Overview: As a Regulatory Analytics Analyst at VP level in the Regulatory and Analytics function within Enterprise Data Office, your primary responsibility will be to support regulatory reporting, data model design, and development of a data quality and analytics framework for Wholesale Loans, with a special focus on Commercial Real Estate, ABS, and Securitization Transactions. You will play a crucial role in facilitating tactical and strategic support for the firm's key regulatory reports, such as FRY-14, FR2052a, and Shared National Credit, from a data provisioning and data quality perspective. Additionally, you will contribute to driving transformation across transaction capture, und...

Roles and Responsibilities : CA Qualified Candidate with Post Qualification Experience of Minimum 4+years. Prepare and review regulatory reports, including CA (Chartered Accountant) statements, in accordance with relevant regulations. Collation of Financial modelling which will feed into the ICARA. Managing the schedule of reporting requirements across the Pensions Business which feed up to the MD or Board. Assisting with writing Board Papers Collation of Financial and non-financial KPI information to produce quality MI to inform the Managing Director of progress against strategy. Obtaining sufficient MI to appropriately track risks around the Pensions business. This will be used to understa...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role? Function Description The Quality Assurance and Regulatory Governance team is responsible for ensuring governance and over...

Technical skill requirements Hands-on experience in Axiom, Alteryx or equivalent reporting and automation tools Experience in regulatory reporting, especially in HKMA, is a strong advantage Experience working independently with business users in defining requirements, testing, and supporting UAT Experience in building finance BI reports is a plus Strong knowledge of SQL and ability to develop complex queries Job Qualification (education, years of experience and other soft skills) Information Technology-related Bachelor or Masters degree 5+ years experience in Banking and Financial Institution Good communication and interpersonal skills, ability to interact with users across APAC Strong analy...

Role Overview: As an employee within the Margin, Collateral Valuations Operations (MCVO) team at Goldman Sachs, your primary focus will be on mitigating counterparty credit risk through operational processes. You will be expected to demonstrate innovation and a proactive approach by identifying inefficiencies, risks, and implementing improvements. Your role will involve close interaction with various areas of the bank, including Credit Risk Management, Legal and Compliance, Sales, Trading, and other Operations Departments. Strong communication skills will be essential for successful collaboration with internal teams. Key Responsibilities: - Review and analyze ISDA/CSA and other Master docume...

Project Role : Application Developer Project Role Description : Design, build and configure applications to meet business process and application requirements. Must have skills : Document Management Systems (DMS) Good to have skills : NAMinimum 3 year(s) of experience is required Educational Qualification : 15 years full time education Summary :As an Application Developer, you will engage in the design, construction, and configuration of applications tailored to fulfill specific business processes and application requirements. Your typical day will involve collaborating with team members to understand project needs, developing innovative solutions, and ensuring that applications are optimize...

JOB OVERVIEW: HIA Spend Transparency Reporting Sr.Associate Preferred Title: HIA Spend Transparency Reporting Analyst Education/Certifications: A graduate (MBA, B.Tech, or equivalent) with experience in regulated and process-driven industries. The ideal candidate should be familiar with intermediate to advanced EXCEL skills, good communication, quick learner, ability to articulate and good decision making. Exposure to global spend transparency regulations and related data sets is a strong plus. Healthcare professionals (HCPs) and healthcare organizations (HCOs) Roles and Responsibilities, generally: Candidate would support multiple transparency projects as a part of PwC Center of Excellence ...

As the Regulatory Compliance Lead for construction projects, you will play a crucial role in ensuring adherence to all relevant laws, regulations, and standards. Your responsibilities will include: - Leading the regulatory compliance efforts to guarantee adherence to all laws, regulations, and standards throughout the project lifecycle. - Developing and implementing strategies to mitigate regulatory risks effectively. - Collaborating with internal teams, external stakeholders, and regulatory bodies to address regulatory issues. - Staying updated on industry regulations, trends, and best practices to inform decision-making. - Preparing and submitting regulatory reports, permits, and documenta...