Principal Officer for Fund Management Entity

Position:

Location:

Experience:

Employment Type:

Job Summary

The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws. This role oversees the fund’s operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders. The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and professionalism.

Key Responsibilities

• Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.
• Oversee the implementation of investment strategies, ensuring alignment with the fund’s approved mandate and regulatory framework.
• Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.
• Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.
• Develop, implement, and monitor comprehensive risk management policies and compliance protocols.
• Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.
• Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.
• Review and approve investment decisions, ensuring consistency with the fund’s risk appetite and objectives.
• Ensure transparent and timely communication with investors, including performance updates and financial reports.
• Represent the company in regulatory meetings, industry forums, and investor engagements.
• Ability to effectively communicate with and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and professionalism.

Qualifications:

• A professional qualification, postgraduate degree, or postgraduate diploma (minimum 2 years) in 

  Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science

   from a recognized university/institution; 

  OR

• Certification from any organization, institution, association, or stock exchange recognized/accredited by the 

  IFSCA

  , a regulator in India, or a foreign jurisdiction.

Experience:

• Minimum 

  5 years

   of relevant experience in the 

  securities market

   or 

  financial products

  , including roles such as 

  Portfolio Manager, Broker-Dealer, Investment Advisor, Wealth Manager, Research Analyst, or Fund Management

  . 
• In-depth knowledge of IFSCA regulations and the operational framework of International Financial Services Centers (IFSCs).
• Proven expertise in compliance, risk management, and investment strategy execution.
• Experience in international fund management or cross-border investments is highly desirable.
• Demonstrated ability to lead teams and manage complex operational and regulatory challenges.

Skills and Competencies

• Exceptional leadership and team management capabilities.
• Outstanding verbal and written communication skills.
• Strong commitment to integrity, professionalism, and ethical standards.
• Advanced analytical and decision-making abilities, with a focus on navigating regulatory complexities.
• Proficiency in financial analysis tools and software.
• Additional Requirements  
• Willingness to relocate to GIFT City, Gujarat, if not already based there.
• Availability to travel domestically and internationally as required for business purposes.