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Manager-Legal-Paytm Money-Broking Preferred

4 - 7 years

15 - 25 Lacs

Posted:1 day ago| Platform: Naukri logo

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Job Type

Full Time

Job Description

Key Responsibilities:-

  • Regulatory Compliance & Surveillance

  • Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.
  • Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.
  • Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.
  • Handle surveillance reporting for broking and depository functions, including exchange queries.
  • Policy, Process & MIS Management

  • Set up screening parameters and update AML software modules.
  • Manage periodic MIS on alerts and ensure process documentation.
  • Disseminate regulatory circulars, assess impacts, and update stakeholders.
  • Investigations & Training

  • Conduct quality controls, suspicious activity investigations, and enhanced due diligence.
  • Assist in training staff on KYC and AML policies.
  • Stakeholder Engagement

  • Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations.

Requirements

  • Experience:

  • 612 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.
  • Educational Qualification:

  • Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.
  • Technical Skills & Competencies:

  • Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
  • Strong analytical ability for transaction data and surveillance investigations.
  • Proficient in MS Office and AML/KYC software tools.
  • Excellent written and verbal communication, interpersonal skills, and stakeholder management.
  • Ability to multitask under tight deadlines in a fast-paced environment.

Why Join Paytm Money?

  • Be part of a rapidly growing SEBI-registered broking platform.
  • Influence best-in-class KYC, AML, and surveillance practices.
  • Exposure to regulators and exchange-level reporting responsibilities.
  • Collaborate with diverse teams in a dynamic fintech ecosystem.

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Paytm
Paytm

Fintech / Digital Payments

Noida

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