Manager - Compliance Advisory

This opening is regarding leading bank. Role: Compliance – Advisory - Overseas Branches Job location: Mumbai, Work from office Years of Experience: 3+ years Job Description: • Assist Business Groups based in the Bank's overseas offices in IFSC Gift City and DIFC by offering compliance supervision and advising services for the efficient application of the Compliance Risk Management framework. • Providing guidance to Head Office (HO) compliance seniors on significant regulatory developments and obligations, and helping business and function stakeholders analyze new and existing product and process notes • Writing, reviewing, and following up on regulatory correspondence in order to obtain the required opinions and approvals from the authorities. • Examining regulatory returns and the notes made for the representative offices and foreign branches' recurring governance meetings. • In addition, providing support to other team members who provide advice on trade, capital, and current account activities. • To verify adherence to current regulatory norms, conduct testing and monitoring of regulatory risk areas as needed. • Coordinating and working with stakeholders to supply information and details sought by the regulators overseeing the bank's products and operations in order to support the team during regulatory inspections and audits • Performing Compliance Business Reviews and keeping an eye on associated tasks as delegated by the team leader. • Help the team lead with the creation of department MIS, training materials, board notes, and other associated duties. • Creating the root cause analysis of important problems and monitoring the steps taken to close any gaps. Job Requirements: 1) Understanding of the main legal requirements pertaining to the banking and capital market sectors. 2) Practical experience enforcing or overseeing the application of regulations. It will be preferred if you have prior audit or assurance experience. 3) Understanding of how banks operate, including their various business divisions and roles, with an emphasis on capital markets and financial services. It is preferable to have prior expertise with a bank's capital market operations. 4) The capacity to function well under time constraints. must be a quick learner and have strong interpersonal, communication, and problem-solving abilities. 5) Industrious, diligent, cooperative, and capable of achieving results while collaborating with other stakeholders. If interested kindly share your updated CV at dhara@thepremierconsultants.com #ComplianceRisk #BankingCompliance #IFSC #DIFC #RegulatoryAdvisory #FinancialRegulation #GovernanceAndCompliance #ComplianceMonitoring #RiskManagement #RegulatoryReporting #RootCauseAnalysis #ComplianceReview #AuditSupport #CrossBorderCompliance #BankingRegulations #ComplianceOversight Show more Show less