Job
Description
Internal Auditor (RBI Governed NBFC) - Accounting, Taxation, Audit, Legal, and Secretarial Compliance Location: Mumbai Job Summary: We are seeking a highly qualified and versatile Internal Auditor with expertise in Accounting, Taxation, Audit, Legal, and Secretarial Compliance for our RBI-governed Non-Banking Financial Company (NBFC). The successful candidate will lead internal audit initiatives, ensuring compliance with regulatory requirements and industry standards across diverse financial and legal aspects. Key Responsibilities 1. Accounting and Financial Audits: • Conduct comprehensive financial audits to ensure accuracy and compliance with Ind AS. • Assist in the development and maintenance of the annual audit plan, with a focus on Ind AS related audits. • Review financial statements, ledgers, and accounting processes to identify areas for improvement. 2. Taxation Compliance: • Ensure adherence to tax regulations, including direct and indirect taxes. • Coordinate with tax advisors, prepare tax returns, and facilitate tax audits as required. 3. Legal and Secretarial Compliance: • Stay updated on changes in the legal and regulatory landscape, particularly those governed by the Reserve Bank of India (RBI). • Ensure compliance with RBI guidelines, legal requirements, and secretarial standards applicable to NBFCs. • Conduct periodic reviews of legal documentation, contracts, and agreements to ensure compliance. 4. Internal Audits: • Plan, execute, and lead internal audits covering accounting, taxation, legal, and secretarial compliance. • Identify and assess risks related to non-compliance and develop strategies for mitigation. • Collaborate with cross-functional teams to implement corrective actions based on audit findings. 5. Regulatory Reporting: • Prepare and submit timely and accurate regulatory reports to the RBI and other relevant authorities. • Ensure compliance with reporting requirements outlined by the RBI and maintain documentation for audit purposes. 6. Risk Assessment: • Conduct risk assessments related to accounting, taxation, and legal compliance. • Implement measures to mitigate identified risks and ensure alignment with RBI guidelines. 7. Documentation and Recordkeeping: • Maintain comprehensive and organized documentation related to financial, legal, and secretarial compliance. • Ensure the accuracy and completeness of records required for regulatory audits and inspections. 8. Training and Awareness: • Conduct training sessions to enhance awareness of financial, legal, and secretarial compliance requirements among staff. • Provide guidance to internal stakeholders on RBI guidelines and regulatory expectations. 9. Collaboration with Legal and Compliance Teams: 10. Audit Reporting: • Work closely with the legal and compliance teams to address regulatory issues and implement changes as required. • Liaise with external legal advisors as needed to ensure alignment with legal best practices. • Prepare detailed audit reports outlining findings, recommendations, and action plans related to financial, legal, and secretarial compliance. • Present audit reports to senior management, the board, and regulatory authorities as necessary. Qualifications: 1. Education • CA (Chartered Accountant) 2. Experience +5 years of experience, post CA qualification, in internal audit, accounting, taxation, legal compliance, or company secretarial functions within RBI-governed NBFCs. • In-depth knowledge of RBI regulations and guidelines pertaining to NBFCs. 3. Skills • Strong understanding of accounting principles, taxation laws, and legal frameworks applicable to NBFCs. • Excellent analytical, problem-solving, and communication skills. Show more Show less
