63 Compliance Review Jobs

As a Mortgage Quality Control Analyst, your role involves completing credit re-underwrite on all loan files based on AUS findings or manual loan approvals. You will be responsible for analyzing property appraisals to ensure that the value is supported and properties meet eligibility requirements. Additionally, you will need to analyze and recalculate borrower income sources, debt load, and debt-to-income ratio. Your expertise will be crucial in determining if loan elements align with investor guidelines and interpreting re-verification results during the QC review. Key Responsibilities: - Enter defined loan data into the Quality Control system. - Conduct a thorough review of all closing docu...

Role & responsibilities Projects in IT Advisory focus on the assessment and/or evaluation of IT systems and the mitigation of IT-related business risks. They are either System audit, IT reviews, Technology Risk Assessments & Gap Assessments inline with circulars issued by SEBI/RBI/IRDAI. Technical Strong experience in review of guideline defined, conducting regulatory assessments for BFSI (E.g. RBI, SEBI, IRDAI). Global guidelines knowledge which includes NIST, ISO27001, PCI-DSS, COBIT, etc. Assisting in remediating gaps on the defined guidelines for the client. Performing System Audit and conducting technology landscape review. Having worked on Information Technology Risk Assessment areas s...

Compliance Engineer --(Bangalore, Karnataka, India) -- Type (Hybrid) Come build something that matters. It takes great people to achieve greatness. People with a sense of purpose and integrity. People with a relentless pursuit of excellence. People who care about making things better For Those Who Make The World'. Sound like you? Join our top-notch team of more than 50,000 diverse and high-performing professionals globally who are making their mark on some of the world's most beloved brands, including DEWALT, BLACK+DECKER, CRAFTSMAN, STANLEY, CUB CADET, and HUSTLER®. The Job: As a compliance engineer, you'll be part of our SAT team working as a hybrid employee. You'll get to: Work with Produ...

As an Auditor at this company, your role will involve auditing companies to ensure compliance with IFRS and ISA. You will be responsible for the preparation of audited financial statements, conducting financial and compliance reviews of all accounts, and preparing and verifying auditing schedules. Your duties will also include auditing and assuring financial statements, finalizing audited financial statements, and addressing initial client meetings. Additionally, you will be responsible for all audit assignments and will need to coordinate with the Dubai HQ Team. Proficiency in English is required for this role. Qualifications required for this position include ACCA/CA. The job location for ...

We are looking for a full time Office Administration Associate who is an adaptable, personable and positive individual with a can-do attitude to fit in with our team. We would like to see the usual skills required in an Office Administration role: Roles and Responsibilities Perform general admin duties including documentation, filing, responding to emails, and coordinate with internal and external stakeholders Quality check of documentation evidence and status tracking Prepare and submit project reports as assigned within timeline Generate compliance documents for each assigned project Assist and support administrative staff in their day-to-day operations. Perform data analysis containing la...

Company: TR Chadha & Co. LLP Location: Pune Department: Internal Audit Experience: 1 -- 3 years Qualification: Qualified CA or CIA Key Responsibilities (Must Have): Conduct Internal Audits across various functions and industries. Perform Risk Assessments and identify control weaknesses. Review, test, and strengthen Internal Controls . Ensure Compliance with internal policies, procedures, and statutory requirements. Assist in Audit Planning, Fieldwork Execution, and Documentation . Prepare and present Audit Reports with findings and recommendations. Support Risk Management by identifying and mitigating business risks. Preferred Skills (Good to Have): Exposure to Fraud Detection and Investigat...

As a compliance officer in this role, you will be responsible for ensuring adherence to submission of returns to regulatory & statutory authorities in a timely manner. You will also conduct AML transaction monitoring and review the Risk Categorization of customers. Additionally, you will assist in compliance review and monitoring of various departments, handle communications with regulatory bodies, and support in the preparation of MIS/Dashboards for the Board and Top Management. Key Responsibilities: - Ensure timely submission of returns to regulatory & statutory authorities - Conduct AML transaction monitoring - Review Risk Categorization of customers - Assist in compliance review and moni...

As a Mortgage Underwriter, your primary responsibility will be to review and verify loan applications along with support documentation. You will analyze loan risk and request additional information when necessary to ensure compliance with regulatory standards and company policies. Your role will involve performing a thorough analysis of property appraisals to ensure they meet the company's appraisal criteria. In addition, you will be responsible for determining and documenting loan conditions, communicating requirements and decisions, and identifying portfolio risks resulting from clients" underlying business practices. Documenting and effectively communicating reasons for loan approval or r...

Company: TR Chadha & Co. LLP Location: Pune Department: Internal Audit Experience: 1 -- 3 years Qualification: Qualified CA or CIA / Semi-Qualified CA (3-6 Yrs Experience)/ Key Responsibilities (Must Have): Conduct Internal Audits across various functions and industries. Perform Risk Assessments and identify control weaknesses. Review, test, and strengthen Internal Controls . Ensure Compliance with internal policies, procedures, and statutory requirements. Assist in Audit Planning, Fieldwork Execution, and Documentation . Prepare and present Audit Reports with findings and recommendations. Support Risk Management by identifying and mitigating business risks. Preferred Skills (Good to Have): ...

Role & responsibilities : Ensure the Compliance of Quality Requirements in plant. Handling of customer complaints in Export parts & implementation of corrective actions. Ensure the implementation of customer requirements on shop floor. Communication with Export Customers Visit to Export Customers & Understand Product requirements. Analysis of internal Quality Issues & Corrective action. Monthly MIS review with the team. Team building in QA department Preferred candidate profile

4+ Yrs of exp in Compliance audits,User Access Reviews,Data Analysis. Reviewing Access logs, Identifying discrepancies, Collaborating with DT & CDR teams to rectify access related issues. proficiency in data management & access management tools.

Greetings, We are currently looking for a candidate to fulfill the resource requirement for SOX Documentation at our esteemed organization. The ideal candidate should possess an undergraduate degree or master's degree with 2-10 years of consulting/industry experience in operational risk management. It is essential to have experience in handling, leading, or being a team member in end-to-end compliance review, risk, or assurance reviews/engagements. The candidate should be proficient in process mapping, process walkthroughs, test of design & operating effectiveness, creating findings memos, and updating GRC tools. Prior exposure to SOX testing in the FS sector will be given preference. Famili...

The Identity and Access Management team within CISO is a global organization with 1200+ employees worldwide. IAM is responsible for managing entitlement and provisioning of access for internal Citi employees/contractors, as well as for external Citi clients using Citi applications. IAM collaborates with Global Information Security to establish appropriate security architecture for new applications and supports significant business-driven technology projects related to information security. As an Infrastructure Systems Specialist within IAM, you will be part of a team environment and will fulfill Identity access management related requests across banking applications and other systems with se...

As an Intern at our company, you will have the opportunity to support the finance team in various tasks to ensure the smooth operation of financial processes. Your day-to-day responsibilities will include tracking project budgets, preparing financial reports, and assisting in organizing financial documents for audits and compliance reviews. Additionally, you will be expected to provide support in analyzing financial data to identify trends and optimize processes. Our company is a group of young, enthusiastic architects and designers who are known for working closely with clients to help them realize their dreams in ways they may not have imagined. We believe in a unique approach to the desig...

As a valued member of the SitusAMC team, your primary responsibility will be to review and verify loan applications along with supporting documentation. Your expertise in analyzing loan risk and ensuring compliance with regulatory standards will be crucial in this role. You will also be tasked with conducting thorough analysis of property appraisals to confirm adherence to company criteria. In addition to your core responsibilities, you will collaborate closely with various stakeholders such as Loan Set Up, Compliance Reviewers, Funders, and Client Relationship Managers to facilitate the smooth processing of loans in the pipeline. Your ability to identify portfolio risks and effectively comm...

Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytms mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. Job Summary: We are seeking an experienced and highly analytical professional to join our Internal Audit team. This role is critical in providing independent assurance, enhancing the control environment, and leveraging data analytics to identify anomalies, control gaps, and potential fraud risks. The ideal candidate will have a strong background in interna...

As an experienced professional in the pharmaceutical industry, you will be responsible for authoring, writing, and reviewing CMC sections of dossiers. Your critical review skills will be essential in examining design stage documents such as specifications, controls, and protocols to ensure compliance with regulatory requirements. You will play a key role in assessing change controls to determine their regulatory impact and develop strategies for post-approval submissions. Coordinating the collection of post-execution data from different functions and reviewing them against design specifications will be part of your daily tasks. Collaboration with cross-functional team members will be crucial...

4+ Yrs of exp in Compliance audits,User Access Reviews,Data Analysis. Reviewing Access logs, Identifying discrepancies, Collaborating with DT & CDR teams to rectify access related issues. proficiency in data management & access management tools.

About the company: BDO India LLP is the India member firm of BDO International. We provide strategic, operational, accounting, tax, and regulatory advisory services to both domestic and international clients across diverse industries. With over 300 Partners & Directors and a team of more than 8500 professionals across 12 cities, we take pride in offering client-centric, knowledge-driven solutions that emphasize quality and efficiency. Our partner-led approach ensures tailored advisory, regulatory compliance, and business transformation services aligned with evolving global standards. About the Ethics & Independence Function: The Ethics & Independence (E&I) team plays a pivotal role in safegu...

The team Owned Channels in the department Communications, Brand & CSR is responsible for the company homepages and the creation of visual and audio formats such as videos and podcast.The team works globally. As part of our dynamic digital team, you will play a key role in shaping and maintaining the online presence of DWS across multiple regions At DWS, were capturing the opportunities of tomorrow. You can be part of a leading, client-committed, global Asset Manager, making an impact on individuals, communities, and the world. Today, markets still face a whole new set of pressures but also a whole lot of opportunity too. Opportunity to innovate differently. Opportunity to invest responsibly....

You are an experienced and detail-oriented DME Billing & Audit Specialist sought by Unify Healthcare Services to join the Audit & Compliance team. Your expertise in Durable Medical Equipment (DME) billing, strong grasp of documentation compliance, and understanding of Medicare LCD guidelines are vital for ensuring billing accuracy, reducing denials, and maintaining audit readiness. Your responsibilities will include reviewing DME claims for accuracy, ensuring alignment with LCD and NCD policies, identifying documentation deficiencies, and collaborating with billing and intake teams to address issues efficiently. Your role will also involve providing recommendations for enhancing documentatio...

As a Client Relations & Document Management Specialist at our small but growing real estate team, you will play a crucial role in ensuring smooth and efficient operations at our head office. Your responsibilities will include overseeing the organization and maintenance of all real estate documents, managing contracts and critical paperwork, and ensuring compliance with industry standards. You will also be responsible for creatively enhancing client communication, providing excellent customer service, and offering support during site visits. Your key responsibilities will include: - Document Management & Organization: Ensure accurate filing, timely updates, and easy accessibility of all real ...

As an Assistant Manager / Deputy Manager Design Coordinator based in Thane, you will be responsible for coordinating design activities and fostering collaboration among different teams involved in projects. Your primary duties will include acting as a liaison between architects, consultants, and contractors to ensure accurate design implementation throughout all project phases. Your role will also involve reviewing and approving drawings to guarantee compliance with project specifications, building codes, and relevant regulations. Furthermore, you will be required to facilitate communication between cross-functional teams to ensure the timely achievement of project milestones. Monitoring pro...

Role & responsibilities Assistance in preparation of Compliance Review plan to be put up to the Board. Preparation and updating of Compliance review checklists in line with the regulatory guidelines/internal policies. Undertaking field work and ensuring that the review is completed within the prescribed timelines. Preparation of Draft Compliance Review report and discuss the same with the relevant stakeholders. Obtain the responses from the stakeholders and preparation of Final Compliance Review Report. Ensure proper documentation and working papers are maintained for all the compliance reviews conducted. Preparation of Open Issue tracker for Compliance Review Reports issued. Follow up with ...

You are a highly skilled and detail-oriented Civil Procurement Engineer with expertise in cost estimation and tendering for civil works, particularly in Water and Wastewater Treatment Plant projects. Your main responsibility will be to manage procurement activities, vendor relationships, tender evaluations, and support the execution of civil packages within project timelines and budgets. Your key responsibilities will include preparing and reviewing BOQs, cost estimates, and technical specifications for civil works in WTP/WWTP projects. You will be responsible for floating RFQs, analyzing vendor quotations, and preparing comparative statements. Collaboration with engineering and project team...