Compliance Officer ( Legal / Risk & Compliance

Department: Legal / Risk & Compliance

Reports To: [Chief Compliance Officer / Managing Director]

Full-time • Belgaum, Karnataka, India (On-site)

Job Summary:

We are seeking a dedicated and detail-oriented Compliance Officer to ensure our organization operates within the law and adheres to internal policies and industry regulations. The Compliance Officer will be responsible for developing and implementing compliance programs, reviewing company policies, and advising management on possible risks.

Key Responsibilities:

• Develop, implement, and monitor the organization’s compliance program and internal control systems.
• Ensure compliance with all relevant laws, regulations, and industry standards (e.g., SEBI, RBI, FEMA, GDPR, etc., if applicable).
• Conduct periodic internal reviews or audits to ensure compliance procedures are followed.
• Coordinate and support external audits and regulatory inspections.
• Prepare and submit compliance reports to regulatory bodies and senior management.
• Educate and train employees on compliance-related matters, including policies and procedures.
• Stay updated on regulatory developments and advise management on risk mitigation strategies.
• Handle and investigate compliance issues, complaints, or violations.
• Maintain proper documentation and records of compliance activities.

Requirements:

• Bachelor’s degree in Law, Finance, Business Administration, or related field (Master’s or professional certifications like LLB, CS, CAMS, CCEP preferred).
• Proven experience (3–7 years) in a compliance, legal, audit, or risk management role.
• Strong knowledge of industry regulations and legal guidelines.
• Excellent analytical, communication, and reporting skills.
• High level of integrity and professional ethics.
• Ability to work independently and as part of a team.
• Proficiency in Microsoft Office and compliance software tools.

Preferred Qualifications (Optional):

• Experience in financial services, banking, investment, or insurance sectors.
• Working knowledge of regulatory bodies like SEBI, RBI, IRDAI, etc.
• Familiarity with data privacy laws and international compliance frameworks.

📩 Apply Now:

📧 Email: hr@jobsahihai.com

• 📱 WhatsApp: +91 74288 31364