Compliance Manager - Head

Currently we are hiring Compliance Manager for NBFC Industry.

Role: Compliance Manager

Location:

Industry:

Job Summary:

We are looking for an experienced Compliance and Risk Management professional to oversee regulatory adherence and internal control frameworks across business functions. The ideal candidate will be well-versed in RBI, SEBI, and other regulatory requirements, and bring strong leadership in driving compliance strategy, testing, reporting, and policy development in a financial services setting.

Key Responsibilities:

Compliance Testing & Risk Oversight

• Lead risk-based compliance testing to evaluate the effectiveness of internal controls and processes.
• Conduct thematic and product-specific reviews in line with regulatory standards.
• Prepare reports summarizing findings, risks, and recommendations.

Regulatory Interaction & Reporting

• Liaise with regulatory bodies (e.g., RBI, SEBI) on compliance matters and inspections.
• Support Risk-Based Supervision (RBS) documentation and submissions.
• Update compliance policies across business verticals.

Stakeholder Management & Advisory

• Provide compliance guidance to business units and senior management.
• Track and report non-compliance issues; coordinate corrective actions.
• Present findings to internal governance committees.

Policy Development & Training

• Design and implement compliance frameworks and internal policies.
• Conduct training programs to promote regulatory awareness and consistency.

Monitoring & Reporting

• Review compliance reports from various functions and branches.
• Consolidate insights and present risk updates to senior leadership and the board.
• Monitor operational risk and ensure timely reporting of breaches.

Qualifications:

Education:

• Bachelor’s in Law, Commerce, or related field.
• CS, or certifications in Compliance, Risk Management, AML/KYC are preferred.

Experience:

• 12–15 years in Compliance, Risk, or Regulatory Affairs within BFSI.
• Proven expertise in regulatory compliance, policy implementation, and risk assessment.

Skills:

• Strong understanding of RBI, SEBI, NHB, FEMA, and other applicable regulations.
• Excellent analytical, communication, and stakeholder management skills.
• Ability to navigate complex regulatory scenarios and lead compliance initiatives.

mansi@thepremierconsultants.com

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