Chief Regulatory Officer ( CRO )

20 - 25 years

50 - 100 Lacs

Posted:1 day ago| Platform: Naukri logo

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Job Type

Full Time

Job Description


Detailed Job description :
  • To ensure Compliance with Byelaws, Rules and various applicable Regulations.
  • To oversee Exchange systems in order to ensure compliance with SEBI SECC Regulations, all Applicable laws and regulations.
  • To interface regularly with internal and external stakeholders and manage relationships with other Exchanges, SEBI and other regulatory bodies.
  • To oversee the critical regulatory functions like Compliance, Surveillance, Investigation.
  • Listings, Investor Grievances, Arbitrations, Investor Protection Fund, Member Regulations and Inspections.
  • To spearhead all SEBI Inspection / Regulatory Audits.
  • To Work closely with internal business leaders and Legal to evaluate and interpret the regulatory impact of ongoing and proposal rule and regulations.
  • To Represent the Exchange at external meetings and conferences on regulatory matters.
  • To Set Regulatory policies, procedures, SOPs for the Exchange.
  • To formulate and implement the Regulatory Budgets.
  • To ensure market surveillance activities are properly executed by the Surveillance team.
  • To Review and approve disciplinary proceedings against members.
Candidate Profile:
  • Candidate should be a Chartered Accountant / Company Secretary /LLB/ MBA/Post Graduate in Finance/Economics with minimum 20 Years of experience in Capital Markets.
  • Candidate with degree in Law shall be preferred.
  • This is a Key Managerial Personnel (KMP) position. At least Five years of experience, preferably in a key regulatory leadership role in an Exchange / Clearing Corporation / Depository / Broking Firm.
  • Thorough knowledge and understanding of Capital Markets and Applicable Regulations.
  • Excellent communication, presentation and interpersonal skills.

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Metropolitan Stock Exchange of India (MSE) logo
Metropolitan Stock Exchange of India (MSE)

Financial Services

Mumbai

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