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Graduate

Metropolitan Stock Exchange of India (MSE)

0 - 4 years

3 - 7 Lacs

Mumbai

Posted:22 hours ago| Platform:

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Skills Required

NISM Manager Internal Audit Audit compliance Stock exchange Audit report Inspection SEBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

Processing of applications pertaining to Registration, Activation, de-activation and surrender of membership.

Regular maintenance processes like Change in Shareholding, Directors, Control Change, Merger, De-merger, Amalgamation.

Processing of application pertaining to Registration, Cancellation of Authorized Person and its regular changes with regards to name, directors/partners, addresses.

Processing of Application pertaining to allotment, shifting and cancellation of User id given to members.

Record Half/Yearly compliances like Net worth, Audit Report, Annual Report, Member Insurance, NOC pertaining to Status report etc or any such compliances as required from time to time along with compliances of membership department with SEBI.

SEBI Inspection, Internal Audit Compliance and any other regulatory requirement from time to time.

Key Skills and Experience:

Functioning of Stock Exchange and SEBI.

Should have NISM Certification.

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Metropolitan Stock Exchange of India (MSE)

Financial Services

Mumbai

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Graduate