AM-Internal Control (ITGC)

About the Role

Job Responsibilities

Audit & Controls:

• Draft and update SOPs and Internal Financial Controls (IFC).
• Perform internal audit fieldwork and report findings to management.
• Test the design and effectiveness of IFC controls.
• Follow up on audit findings and management action plans (ATRs).
• Document workflows, process flows, and update Risk & Control Matrices (RCMs).

Risk Management:

• Conduct regular risk assessments and update risk registers/matrices.
• Engage with teams to identify risks and mitigation steps.
• Monitor Key Risk Indicators (KRIs) and compliance with action plans.

Compliance & Reporting:

• Analyze SOP audit scores, monitor action taken, and share dashboards with stakeholders.

IT Controls & Testing:

• Conduct ITGC testing: access controls, change management, backups, and disaster recovery.
• Perform ITGC and ITAC testing for SOX, financial audits, or internal audit engagements (especially in financial services).
• Support ICFR/SOX and IT compliance reviews.
• Ensure IT policy adherence and control documentation.

Qualifications

· Bachelor’s/Master's degree in Finance, Audit, IT, or related field. (CA/CISA/CIA preferred).

· 2–5 years of experience in internal audit, IFC, ITGC/ITAC testing, or risk.

· Understanding of risk frameworks and internal controls.

· Familiarity with SOX/ICFR compliance, especially in financial services.

· Strong skills in Excel, reporting tools, and clear communication.

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