Advisor Stock Broking & NBFC (Lending) | NSE | BSE | NBFC

Hyderabad

Company: Early Bootstrap Startup

Position: Senior Banker (Advisor) - Stock Broking & NBFC Lending Products

Location: Hyderabad

Reports To: Founder & CEO

Engagement Type: Advisory

Role Overview

Senior Banker

regulatory discipline, strong risk management, and investor confidence

Key Responsibilities

1. Broking Business Advisory

• Guide setup and scaling of

  broking platform operations

  (exchange memberships, depository tie-ups, clearing partners).
• Provide insights on

  SEBI regulations, risk controls, and investor protection norms

  .
• Support creation of

  trading compliance frameworks (surveillance, RMS policies, settlement risk controls)

  .
• Advise on

  product expansion

  (equities, derivatives, mutual funds, bonds, ETFs).

2. NBFC Lending Advisory

• Guide setup of

  NBFC structure

  , RBI licensing, and governance frameworks.
• Advise on design of

  lending products backed by gold and securities

  .
• Help establish

  credit policies, collateral management standards, and loan lifecycle processes

  .
• Mentor the Risk & Credit Head to ensure

  robust underwriting and monitoring

  .

3. Strategy & Governance

• Provide

  board-level advisory

  on business growth, compliance, and risk frameworks.
• Help establish

  governance structures, audit processes, and investor reporting standards

  .
• Act as a

  trusted face with regulators, auditors, and investors

  .

4. Business Development & Fundraising Support

• Leverage network to connect with

  banks, institutions, and investors

  for partnerships & funding.
• Advise on

  treasury, securitization, and capital allocation

  between broking and lending.

5. Mentorship & Leadership Guidance

• Mentor CXOs (CTO, CFO, CRO, COO) with

  industry best practices

  .
• Help attract senior talent by lending

  industry credibility

  .

Key Requirements

• 25+ years of senior leadership in

  Banking / NBFC / Broking / Capital Markets

  .
• Strong exposure to

  SEBI & RBI regulations

  .
• Proven expertise in

  broking operations and secured lending

  .
• Respected leader with deep

  network across regulators, exchanges, banks, and investors

  .
• Education: CA / MBA (Finance) / CFA preferred.

Key Attributes

• Strategic thinker with ability to

  bridge broking & lending domains

  .
• Governance-focused, with credibility in boardrooms & regulatory forums.
• Trusted mentor and thought partner for the CEO/founders.