Stock Market compliance coordinator

2 years

0 Lacs

Posted:3 days ago| Platform: Linkedin logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Stock Market Compliance Coordinator (Drafting) ๐Ÿ“Œ Position: Stock Market Compliance Coordinator ๐Ÿ“ Location: Mohali | ๐Ÿ•’ Full-time ๐Ÿงฉ About the Role: Have you ever wondered what happens after a stock market scam is reported? This role answers that. Weโ€™re looking for a Stock Market Compliance Coordinator who will take charge after a fraud case is registered โ€” coordinating the formal complaint filings, managing document trails, and following up with both the clients and regulatory authorities like SEBI, Cyber Crime Units, Exchanges, and RBI. This is a backbone role โ€” crucial in turning reported grievances into properly filed, escalated, and actionable complaints. ๐Ÿ” What Youโ€™ll Do: ๐Ÿ—‚๏ธ File structured complaints to authorities like SEBI SCORES, NSE/BSE, Cyber Cells, RBI Ombudsman, etc., after case intake is complete ๐Ÿ“„ Work closely with our internal compliance/drafting team to ensure each case is submission-ready โœ‰๏ธ Handle email-based correspondence with clients and government/regulatory agencies โฑ๏ธ Maintain follow-up calendars for each complaint to ensure timelines are met ๐Ÿ“ž Coordinate with the client for missing documents, confirmations, or status updates ๐Ÿ“Š Maintain and update complaint tracking sheets, escalation logs, and regulatory dashboards โš–๏ธ Ensure each complaint follows the proper jurisdictional and procedural flow ๐Ÿง  Who You Should Be: Have 1โ€“2 years of experience in backend operations / coordination / compliance support roles Excellent written communication skills (email drafting, documentation, escalation writing) Comfortable handling structured data, Excel sheets, trackers, and status matrices Know how SEBI SCORES, RBI CMS, NSE/BSE investor desks work (preferred but not mandatory) Fluent in professional email etiquette, attention to detail, and logical communication flow Able to multitask, manage multiple open cases, and escalate without being reminded ๐ŸŒŸ What Makes This Role Unique: Youโ€™ll be the execution arm of Indiaโ€™s fight against stock market scams Work with a dynamic team focused on investor protection and market transparency Gain practical experience in regulatory compliance, fraud documentation, and dispute resolution Every complaint you close is a win โ€” for the investor, for the markets, and for the system ๐Ÿ“ฌ Ready to make your mark in regulatory action? Apply now and help bring real accountability to the Indian stock market ecosystem. contact number :7973589681 Show more Show less

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