The Consultant will be responsible for supporting Trade Compliance, including Trade Surveillance, Market Abuse Monitoring, Broker-Dealer Compliance, and system-testing activities. The position requires strong analytical capabilities, regulatory understanding, and hands-on experience with surveillance systems such as Actimize or FIS Global.
Post Trade Compliance
- 2–4 years of experience in Trade Surveillance, Market Abuse Monitoring, or Broker-Dealer Compliance.
- Hands-on experience with Actimize Trade Surveillance or FIS Global
- Practical experience in testing surveillance systems of Actimize of FIS Global
- Good understanding of equities, fixed income, derivatives, or FX trading environments.
- Ability to identify unusual or suspicious trading patterns and escalate appropriately.
- Strong communication, analytical, and documentation skills.
- Ability to work effectively with cross-functional teams including Compliance, Operations, and Technology
Mandatory Skills:
- Relevant experience of minimum 24 months to Maximum 48 Months in a captive unit / Consultancy / end user organization would be an added advantage.
- Hands on experience of using MS Office suite of products, namely Excel, PowerPoint, Word would be an added advantage.
- Strong Analytical and Quantitative analysis skill.
- Ability to manage time and multi-task.
- Attention to detail, systematic working.
- Enjoy work containing high volumes of numerical data.
- Flexibility to work in shifts.
- Good English oral & written communication skills
- Positive attitude, Flexible, self-motivated & highly energetic
Responsibilities
An experienced professional who is a domain and process expert with a broad understanding of business process outsourcing practices and solutions. Performs independently varied and complex transactions in external customer applications, works on and has knowledge of multiple complex processes. Leads process transitions, reviews process documents, handles external customer escalations, provides Level 2 support to the team and drives process quality. May act as team lead on projects. Operates independently to complete multiple complex transactions in external customer applications across processes. Demonstrates expertise to deliver process related solutions on moderately complex external customer engagements. Collaborates with project team and customer on and leads work transitions. Leads process improvement initiatives for better efficiency and accuracy of work products. May act as the team lead on projects, providing coaching, guidance and feedback to develop skills of team members. Effectively consults with management of external customer organizations to handle escalations and lead customer discussions. Ensures process documents are updated timely and information is disseminated within the project/ process. Participates in the calibration sessions with the customer trainers and experts and drives the calibration with internal process experts. Identifies training requirements, trains team members, and provides level 2 process support to the team.
Qualifications
Career Level - IC3
About Us
As a world leader in cloud solutions, Oracle uses tomorrow’s technology to tackle today’s challenges. We’ve partnered with industry-leaders in almost every sector—and continue to thrive after 40+ years of change by operating with integrity.We know that true innovation starts when everyone is empowered to contribute. That’s why we’re committed to growing an inclusive workforce that promotes opportunities for all.Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on parity and consistency and support our people with flexible medical, life insurance, and retirement options. We also encourage employees to give back to their communities through our volunteer programs.We’re committed to including people with disabilities at all stages of the employment process. If you require accessibility assistance or accommodation for a disability at any point, let us know by emailing accommodation-request_mb@oracle.com or by calling +1 888 404 2494 in the United States.Oracle is an Equal Employment Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability and protected veterans’ status, or any other characteristic protected by law. Oracle will consider for employment qualified applicants with arrest and conviction records pursuant to applicable law.
