825 Risk Control Jobs - Page 12

Individuals in Quality Assurance, Monitoring & Testing are responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This involves quality testing for business function quality control and transformation lead quality control post-completion of an activity/process. It includes the development and execution of Monitoring and Testing for controls, such as control design assessment, operational effectiveness design for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks....

Overview: Valuation Risk is a specialist group within Market and Valuations Risk Management (MVRM) that ensures integrity and control over all aspects of the valuation of the Bank's trading portfolios. The Valuation Risk & Policy (VRP) team, a quantitative specialist arm, manages policies, frameworks, methods, and expert judgments in line with regulations and market best practices. The VRP team collaborates closely with other teams to formulate policies, frameworks, rulebooks, and models that drive the valuation process. The team also guides other Valuation Risk teams on expert approaches for significant and complex items, as well as optimization opportunities for Prudential Valuation Adjust...

The Credit Risk Data Unit provides quality assured, and timely Finance relevant Risk information and analysis to key stakeholders in a transparent and controlled manner covering the end to end processes for all relevant metrics in an efficient and regulatory compliant way. This role is for the Global Risk Data Control and Validation Group Function team responsible for aggregating, quality assuring and timely submitting credit exposure data into FDW as per BCBS standards. This data impacts all downstream regulatory and regional reporting of the Bank including key metrics like Credit Risk RWA, Leverage Exposure and Regulatory Capital. RDV- GF is part of the Credit Risk Data Unit (CRDU) team wi...

Corporate Title: AVP The DWS Non-financial Risk Management (NFRM) team is part of the DWS Chief Risk office within the DWS CFO division. The DWS Chief Risk office is a dedicated risk oversight and control function, independent from the Front Office and mandated to manage financial, non-financial and investment risks for DWS Group and its subsidiaries. DWS NFRM acts as 2nd line of defense (2LoD) Risk Control Function with the current mandate: Develop, establish and assure qualitative, effective and consistent framework for Non-financial Risk Management and specific NFR risk types Oversee NFR remediation and adherence to risk appetite and tolerance Coordinate integrated NFR reporting Act as Ri...

Duties and Responsibilities Minimizing fraud losses to ensure robust portfolio health by owning central RCU shop end to end. VDR should be 100%. Owner of the field fraud management processes, through a central lead team, in co-ordination with field team. This includes closure of cases within defined TAT and with quality of field investigation reports Review and tracking of location visits by location RCU Managers. Support Field team with relevant triggers received from central monitoring, for them to investigate. Track investigation cases for closure. To cause continuous improvement in RCU processes by working with centralized back end team to increase fraud catch rate. Ensure proper handhol...

Internal Audit - Team Member - Branch Banking Audits Garde: M3/M4 Job Code:79551 Job Role The Key responsibilties of the role will be as follows: Performing internal audits of RL Branches, LCC, RPC Audit as per Audit Plan. Ability to assess process, risk and control and drive improvement. Indepently discuss and conclude audit finding with stakeholders. Documents audit finding and manitain quality work papers. Delivering on time high quality audit reports. Working as a candid Team Player with one team mind - set & Commerical Acumen. Job Requirments Knowledge about Branch Banking, LCC and related operational functions, policies & key regaulatory requirments. Professionally qualified CA, CIA wo...

Some careers shine brighter than others. If you re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team i...

Process Associate Senior Analyst-Financial Services 3 Years – Pune Location: Pune Take on a high-impact role as a Process Associate – Senior Analyst , driving risk management, access control, and compliance governance . This is your opportunity to strengthen data integrity, enhance controls, and grow your career in a collaborative, improvement-driven environment. Responsibilities Execute access controls, conduct periodic and non-periodic access reviews, and resolve discrepancies. Manage access certifications, document governance, and ensure timely updates and ownership reassignment. Analyse system data, identify trends, and share insights to drive corrective action plans. Perform control tes...

This is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to process orders and transactions originating from the Markets Front office trading desks in coordination with various internal and external stakeholders. You will be tasked with managing a complex critical large professional disciplinary area for the FX business including settlement, short- to medium-term planning of actions and resources, and exercising control over resources, budget, policy formulation, and planning. As an analytical and procedural expert in the settlement cycle, you will support a wide range of internal and external clients. Your r...

ROLE PROFILE Managing and Organizing large sets of data into Handling the RCU vendor invoice finalization. Preparation of Provision Data at the end of the month.

Embark on a transformative journey as an Financial Crime Screening People Leader-Assistant Vice President at Barclays, where youll play a pivotal role in shaping the future. Join us in our mission to safeguard our business and our customers from financial crime risks. To thrive in this role, you ll need some previous experience in: Support various Financial Crime processes, which might include though not limited to payments / sanctions screening, adverse media screening and other AML related processes. Ensure compliance with Barclays Group Sanctions Policy and with Barclays Regulatory responsibilities in respect of the fight against Financial Crime. Responsible for development, delivery, and...

You are a strategic thinker passionate about driving solutions in Controls. You have found the right team. As a Control Manager within our Corporate and Investment Bank Line of Business, you will spend each day defining, refining, and delivering set goals for our firm. Job Responsibilities Monitor a varied range of controls across different programs within the CIB Controls world, ensuring compliance with firm-wide standards and regulatory requirements. Perform application testing, including UAT and regression testing, to ensure systems meet expectations and requirements. Create and maintain MIS and Governance material, including analysis and cleansing, to support business control managers an...

About The Role About The Role : Process & Financial Analyst, CREM O Mumbai, Maharashtra, India O GradeM4/M5 O DepartmentCorporate Real Estate Management (CREM), BIU O OfficeMumbai, Goregaon (India) Executive Summary: To act as a Financial and Internal Controller for CREM function. Additionally, the candidate is expected to design, monitor and control critical business processes within the function ensuring efficiency and compliance. Roles and Responsibilities: Analyse past data and ensure variance analysis with comments and actionable for cost saves. Support internal teams in understanding the data and consolidation. Monthly MIS Pack, Expense Tracker analysis, quarterly expense tracker with ...

About The Role Kotak Mahindra Investments limited (KMIL) is a subsidiary of Kotak Mahindra Bank Limited and is involved in Corporate Real Estate Lending and Structured Finance Business. The KMIL Internal Audit department conducts risk based internal audit (RBIA) for various functions as per the audit plan. Job Role: Performing Internal Audit of Lending business functions and support functions including Compliance, Risk, Secretarial, Accounts, Treasury and Taxation departments as per risk based audit plan. Ability to demonstrate business understanding, assess process, risk and controls and drive improvements. Document audit findings and maintain quality audit paper work. Independently discuss...

Key Responsibilities: 1. Risk Monitoring and Analysis: Monitor gaming transactions, player activities, and financial data to identify potential risks and anomalies. Utilize advanced analytics tools and techniques to detect fraudulent or suspicious behaviour patterns. Conduct regular risk assessments and develop strategies to mitigate emerging risks specific to rummy games. Analyzing behaviour of new users and old users for identifying new patterns which may help inearly detection of risk Maintain a fair playing environment by ensuring proper implementation and execution of all riskmanagement systems and processes 2. Fraud Detection and Prevention: Identify and investigate instances of fraud,...

Experience in conducting Business Impact Analysis and Risk Assessments for third-party companies / third-party applications / information systems with business stakeholders. Ability to identify information security risks and provide recommendations, including compensating controls for third-party companies / third-party applications / information systems. Summarize findings and recommendations in the risk report. Experience in communicating with business stakeholders / non-technical stakeholders to explain information security risks and mitigation plan. Review third-party contractual agreements to ensure alignment with internal policies. Conduct audits to verify the compliance to organizatio...

Role & responsibilities Risk Investigator Associates are ambassadors who earn customer loyalty by delivering personalized, convenient, and secure service. They maintain a high-quality customer experience through a customer-centric approach and take ownership of risk mitigation, complying with various regulations and policies to ensure timely delivery of customer transactions. Risk Investigator Associate acts as a first point of contact ensuring a high-quality, secure, and customer-centric experience while mitigating risks and ensuring compliance. Review transactions and all available information to understand our customers while respecting all identities. Make customer-centric decisions and ...

* Urgent Hiring For Anti Money Laundering (AML)/KYC/Fraud Investigation * Experience- Minimum 1 year on paper exp as a AML Analyst ( EDD, CDD, Aml, PEP, EEIF) Shit- 24/7 , Any 9 hours ,RWO- 2 ,5 Days working Package - 4.25 Lpa HR Deeksha 7697428237 Required Candidate profile 1 year of experience preferred in "Anti money laundering" field. Excellent verbal and written communication Problem-solving and time management skills

A typical day in a Process Excellence Manager may look like: Working with ops to identify project/process improvement opportunities which can start from a simple excel based solutions and can reach up to machine learning. Mentoring/Leading Projects till the needle is moved Supporting Kaizen activities Updating progress on projects to senior stakeholders You Have: Understanding & implementation experience of LEAN Six Sigma methodologies like DMAIC, DMADV(Six sigma green belt certified, Black belt trained) Internal/Risk Audits, Lean / Six sigma project management, TQM - Total Quality Management Execute and lead projects delivering tangible results for the business Develops metrics that provide...

We offer an exciting opportunity to advance your career in data science within a dynamic team environment. As a Data Scientist Associate in the Data Analytics team, you will collaborate with stakeholders to understand business needs and deliver efficient solutions. You will work closely with product and tech teams to drive impactful data strategies. Job Responsibilities Interact with stakeholders to understand business needs and produce efficient solutions. Write SQL codes in Snowflake and Teradata, develop Python code, and create Tableau dashboards. Participate in migration activities from On-Prem to Cloud. Perform data validations and reconciliations. Conduct trainings and office hours. Id...

Embark on a transformative journey as an Financial Crime Screening People Leader-Assistant Vice President at Barclays, where youll play a pivotal role in shaping the future. Join us in our mission to safeguard our business and our customers from financial crime risks. To thrive in this role, you ll need some previous experience in: Support various Financial Crime processes, which might include though not limited to payments / sanctions screening, adverse media screening and other AML related processes. Ensure compliance with Barclays Group Sanctions Policy and with Barclays Regulatory responsibilities in respect of the fight against Financial Crime. Responsible for development, delivery, and...

About The Role About The Role : Process & Financial Analyst, CREM O Mumbai, Maharashtra, India O GradeM4/M5 O DepartmentCorporate Real Estate Management (CREM), BIU O OfficeMumbai, Goregaon (India) Executive Summary: To act as a Financial and Internal Controller for CREM function. Additionally, the candidate is expected to design, monitor and control critical business processes within the function ensuring efficiency and compliance. Roles and Responsibilities: Analyse past data and ensure variance analysis with comments and actionable for cost saves. Support internal teams in understanding the data and consolidation. Monthly MIS Pack, Expense Tracker analysis, quarterly expense tracker with ...

About The Role Kotak Mahindra Investments limited (KMIL) is a subsidiary of Kotak Mahindra Bank Limited and is involved in Corporate Real Estate Lending and Structured Finance Business. The KMIL Internal Audit department conducts risk based internal audit (RBIA) for various functions as per the audit plan. Job Role: Performing Internal Audit of Lending business functions and support functions including Compliance, Risk, Secretarial, Accounts, Treasury and Taxation departments as per risk based audit plan. Ability to demonstrate business understanding, assess process, risk and controls and drive improvements. Document audit findings and maintain quality audit paper work. Independently discuss...

Operations Team Leader,AVP Position Overview Job Title- Operations Team Leader, AVP Location- Jaipur, India Role Description : As AVP of the Cash Ops unit, the person will be primarily responsible for providing support to Payment, Investigations, Fund Transfer processes at Cash Operations. The AVP will direct the daily operations within the business group managing staff, performing administrative functions, escalating and troubleshooting issues to senior management and sending location. Manage incoming transitions relating to the process supported, ensure functioning within the Risk Framework and meet all regulatory requirements. Ensure KPI and other SLA parameters agreed with stakeholders a...

As a Middle Management Investment Risk Analyst specializing in Market and Liquidity Risk at a Banking industry in Mumbai, your role will be crucial in conducting risk analysis, governance, risk control, and reporting of Liquidity risk and Interest rate risk on the banking book (IRRBB) of the Bank. You will play a key role in ensuring compliance, monitoring risk measures, liaising with stakeholders, and providing insights to senior management for effective decision-making. Your main responsibilities will include computation and monitoring of liquidity risk & IRRBB measures in alignment with the Bank's risk appetite and regulatory framework. It will be essential to ensure adequate governance, ...