1757 Regulatory Requirements Jobs - Page 40

The objective of the Third-Party Risk Management (TPRM) team is to promote, facilitate, and support consistent and effective vendor risk management across the enterprise. As an Analyst, TPRM, your role will involve supporting activities associated with managing vendors and third-party relationships. You will collaborate with all levels of staff, including senior management, to mitigate vendor risks in alignment with company risk tolerances. Your responsibilities will include managing on-boarding activities, supporting periodic vendor reviews, continuous monitoring, vendor decommissioning, and assisting with vendor risk reporting to ensure Intercontinental Exchange (ICE) maintains healthy ven...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As part of our Business Consulting, you will be a key member of the Enterprise Risk Team, leading client engagements in Corporate Governance, Risk Management, and Compliance (GRC) across various industries in the MENA region. This role involves working with diverse clients and collaborating with other consulting service teams. We're seeking a...

The ideal candidate for this role should be responsible for preparing, reviewing, and processing credit and debit notes in accordance with company policies and accounting standards. You will be required to reconcile customer/vendor accounts related to credit/debit notes and ensure the timely resolution of any discrepancies. It is essential to maintain proper documentation and approval trails for all credit and debit notes. Additionally, you will be assisting in the month-end and year-end close processes, which includes journal entries and account reconciliations. Monitoring and analyzing accounting data to ensure the accuracy of financial records will also be part of your responsibilities. Y...

You will be responsible for reviewing employee disclosures related to personal trading accounts and taking necessary actions such as setting up feeds, notifying account closures, and following up on outstanding items. This includes handling account onboarding formalities with employees and/or brokers, updating trackers to track volumes accurately, and ensuring completion of feed set-up consent formalities and managed account forms. You will also need to review post-trade exceptions to identify potential non-compliance issues, document findings, and disposition exceptions according to procedures and documentation standards. This will involve thorough analysis to ensure compliance with regulat...

The Governance, Risk, and Compliance (GRC) role involves developing, implementing, and managing customer GRC requirements. Your responsibilities include ensuring compliance by establishing governance processes, assessing risks, and implementing effective risk management practices to safeguard the organization's assets, reputation, and stakeholders. You will collaborate with customers to create and uphold the organization's GRC strategy and framework, ensuring that it aligns with business objectives and regulatory mandates. Leading the establishment and maintenance of governance processes across various departments is a key aspect of your role, where consistency and accountability are paramou...

You will be responsible for conducting thorough financial audits, evaluating internal control systems, ensuring regulatory compliance, and recommending improvements for risk management and operational efficiency. Your key responsibilities will include conducting financial audits to ensure compliance with GAAP, IFRS, and IND-AS standards, reviewing internal control systems to identify weaknesses and recommend process improvements, ensuring adherence to statutory regulations and internal policies, developing and executing audit plans based on risk assessments, analyzing data, summarizing findings, and presenting clear audit reports to stakeholders, maintaining accurate audit documentation, ens...

The Head of Training is responsible for leading the development, implementation, and management of training programs across the organization. You will ensure that employees at all levels receive effective training aligned with company goals and industry best practices. Your key responsibilities will include designing and implementing comprehensive training strategies for all departments, developing and managing training calendars, content, and modules for onboarding, skill enhancement, and leadership development. Additionally, you will coordinate with department heads to identify training needs and performance gaps, lead a team of trainers, evaluate training effectiveness, collaborate with e...

The role at Vedika Metals Pvt. Ltd. requires a candidate with a strong background in budgeting, forecasting, and financial planning. You will be responsible for preparing financial reports, analyzing financial data, and ensuring compliance with regulatory requirements. Attention to detail, accuracy, and excellent problem-solving skills are essential for success in this role. Effective communication and interpersonal skills are also necessary to interact with various stakeholders. A Bachelor's degree in Finance, Accounting, or a related field is required, while certifications such as CPA or CMA would be advantageous. Prior experience in the trading or manufacturing industry is preferred for t...

As the Digitization Lead at Syngene International Limited, Bengaluru, you will play a crucial role in ensuring compliance activities related to ERP systems, thereby supporting quality assurance and data integrity in the operational systems. Your core purpose will be to act as a System Subject Matter Expert (SME) and oversee the validation of ERP systems in alignment with regulatory requirements and internal policies. Your responsibilities will include preparing, reviewing, and approving validation deliverables such as Impact Assessments, User Requirements Specifications (URS), Functional Requirements Specifications (FRS), and Validation Reports compliant with 21 CFR Part 11, EU Annex 11, and...

You are a highly skilled Senior Developer with 5 to 9 years of experience in Quadient Inspire. Your expertise includes a strong background in data governance, and you will be responsible for developing and maintaining high-quality software solutions. In this hybrid role, you must possess excellent problem-solving skills and the ability to collaborate effectively in a dynamic environment. Your responsibilities will include developing and maintaining software solutions using Quadient Inspire to meet business requirements. You will work closely with cross-functional teams to design, develop, and implement software applications. Providing technical guidance and support to junior developers to en...

The Regulatory Reporting Analyst plays a crucial role in the Finance department by preparing various financial analyses, quantifying opportunities, projecting finances, and calculating capital adequacy. With a focus on accuracy and timeliness, the analyst ensures that management receives all necessary financial data within established standards and guidelines. Maintaining the MIS system and generating analytical reports are key responsibilities, along with collaborating with different functions for financial analysis support and conducting ad-hoc analyses for senior management decision-making. Key responsibilities include performing financial and accounting activities promptly, overseeing da...

As a Director of Pre-Sales at Carelon Global Solutions (CGS), you will play a crucial role in overseeing the Commercialization Pre-Sales and Solution organization. Reporting directly to the Managing Director - Growth Partners, you will lead all pre-sales activities, collaborating with sales, marketing, and delivery teams to ensure the successful positioning of healthcare solutions to prospective clients. Your responsibilities will include handling a portfolio of up to 50M pipeline, developing and implementing pre-sales strategies that align with Commercialization objectives, and managing pre-sales resources effectively. You will be expected to act as an expert in the field, leading by exampl...

As an IT Risk and Compliance Manager at Qualcomm India Private Limited, your primary responsibility will be to identify, assess, and mitigate IT risks within the organization. You will play a crucial role in ensuring that our IT systems and processes are in compliance with regulatory requirements and industry standards. This position requires a deep understanding of IT risk management, compliance frameworks, and the ability to collaborate effectively with various departments. Key Responsibilities: - Collaborate with Internal Audit and SOX PMO to implement IT risk management policies and SOX controls. - Conduct regular risk assessments and audits to identify potential IT risks and work with o...

As a Compliance Manager at our organization, you will play a crucial role in ensuring adherence to all applicable laws, regulations, and internal policies. Your responsibilities will include formulating project plans that guarantee compliance with RBI, NPCI, and network guidelines. You will collaborate closely with various stakeholders from Business and Product teams to ensure a clear understanding and implementation of regulatory requirements. Staying updated with all regulatory developments and providing guidance to leadership on interpretation and implementation will be a key aspect of your role. You will actively contribute to driving the International compliance charter by obtaining lic...

Represent Regulatory Affairs as team member of product development projects from Concept through Commercialization. Review pre-clinical, and clinical protocols and associated reports Required Candidate profile Good relevant experiences for RA role in medical device and or pharmaceutical industry Good understanding for regulations and policies issued by India, US FDA and EU

Ready to shape the future of work At Genpact, we don&rsquot just adapt to change&mdashwe drive it. AI and digital innovation are redefining industries, and we&rsquore leading the charge. Genpact&rsquos , our industry-first accelerator, is an example of how we&rsquore scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to , our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that&rsquos shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology ...

We are looking for a highly skilled and experienced Risk Management Specialist to join our team at Uniqus Consultech, an IT Services & Consulting company. Roles and Responsibility Develop and implement comprehensive risk management strategies to mitigate potential risks. Conduct thorough risk assessments and analyze data to identify trends and patterns. Collaborate with cross-functional teams to ensure compliance with regulatory requirements. Design and maintain effective risk management frameworks and procedures. Provide expert guidance on risk management best practices to stakeholders. Monitor and report on risk management performance metrics. Job Requirements Strong understanding of risk ...

We are looking for a skilled professional to join our team as an Operations & Strategy Role in Hevo Data, located in [location to be specified]. The ideal candidate will have 2-5 years of experience and a strong background in operations and strategy. Roles and Responsibility Develop and implement operational strategies to achieve business objectives. Analyze data to identify trends and areas for improvement. Collaborate with cross-functional teams to drive process improvements. Design and implement new processes and procedures to enhance efficiency. Monitor and report on key performance indicators to stakeholders. Identify and mitigate risks to ensure compliance with regulatory requirements....

We are looking for a skilled Accounts & Finance Head to lead our financial team and drive business growth in the IT Services & Consulting industry. The ideal candidate will have 14 years of experience. Roles and Responsibility Develop and implement financial strategies to achieve business objectives. Manage and oversee the accounts and finance team for efficient operations. Analyze financial data and provide insights to support business decisions. Ensure compliance with financial regulations and standards. Lead budgeting and forecasting initiatives to drive business growth. Collaborate with cross-functional teams to achieve business goals. Job Requirements Minimum 14 years of experience in a...

Looking for a skilled Consultant to join our team at Uniqus Consultech, specializing in Financial Reporting under IFRS/GAAP. The ideal candidate will have a strong background in accounting and finance, with excellent analytical and problem-solving skills. Roles and Responsibility Prepare and review financial reports in accordance with IFRS/GAAP standards. Analyze financial data to identify trends and areas for improvement. Develop and implement financial models to support business decisions. Collaborate with cross-functional teams to ensure accurate and timely reporting. Identify and mitigate risks associated with financial reporting. Provide training and support to junior team members on fi...

We are looking for a highly motivated and detail-oriented individual with 0 to 1 year of experience to join our team as a SAP FICO professional in Mumbai. The ideal candidate will have a strong foundation in accounting principles and excellent analytical skills. Roles and Responsibility Manage and maintain accurate financial records and accounts. Prepare and review financial statements, including balance sheets and income statements. Ensure compliance with accounting standards and regulatory requirements. Analyze financial data to identify trends and areas for improvement. Develop and implement financial models and forecasts. Collaborate with cross-functional teams to achieve business object...

We are looking for a highly skilled and experienced CA Finance & Accounts Real Estate professional to join our team at HouseEazy. The ideal candidate will have 4 to 9 years of experience in the field. Roles and Responsibility Manage financial planning, budgeting, and forecasting for real estate projects. Oversee accounting operations, including accounts payable, accounts receivable, and general ledger maintenance. Analyze financial data to identify trends, risks, and opportunities for improvement. Develop and implement financial models to support business decisions. Collaborate with cross-functional teams to achieve business objectives. Ensure compliance with financial regulations and standa...

Implement and enhance the Operational Risk Management Framework (ORMF) Conduct Risk & Control Self Assessments (RCSA) and process reviews Monitor and investigate risk incidents , drive CAPA Define and track Key Risk Indicators (KRIs) Prepare risk dashboards for management reporting Collaborate with internal teams on new product/process risk reviews Support audit and regulatory requirements Help adopt GRC tools like Archer / MetricStream

LTFinance is looking for RISK MANAGER to join our dynamic team and embark on a rewarding career journey. Risk Identification: Identify and analyze potential risks that could affect the organization's objectives, including operational, financial, strategic, regulatory, and reputational risks Risk Assessment: Evaluate the likelihood and potential impact of identified risks, using various methodologies such as risk matrices, quantitative analysis, and scenario planning Risk Mitigation: Develop and implement risk mitigation strategies and control measures to minimize or eliminate risks This may involve collaborating with different departments to implement risk management practices and procedures...

3 to 7 years of experience working with technical account group of a US public Company or working with a public accounting firm for US clients Strong technical accounting skills and in-depth understanding of ASC 606, 842, 805, 718, 350 Analyze and document the impact of new accounting standards on internal accounting policies Technical evaluation and documentation of proposed transactions across the organization under accounting rules Support senior finance management with accounting policy development Build excellent internal and cross functional relationships across the organization Deliver GAAP trainings Essential Responsibilities Reading, understanding and summarizing the contracts and w...