2920 Regulatory Requirements Jobs - Page 37

Role Overview: You will be part of the Risk Close team responsible for month-end risk close activities and BAU change absorption related to critical, complex, and technical risks and regulatory topics affecting Deutsche Bank. Your key stakeholders will include Business Finance, Risk Management, Group Reporting, Regulatory Policy Adherence Group, and Production IT Support. Key Responsibilities: - Daily preparation, monitoring, and release of risk metrics for Flash vs Actuals to senior management with commentary - Controls and reconciliation on BCS vs FDW - Build and coordinate the production plan for the month with FPI - Controls and capture minutes of daily production calls - Drive and follo...

Role Overview: As a Medical Safety Expert, your primary role will be to provide medical safety expertise to Sponsors of drugs, devices, and combination products during the post-marketing period. You will be responsible for undertaking the primary medical review of cases, updating and documenting case data, and assuming complete responsibility for assigned deliverables while maintaining quality, compliance, and productivity standards. Additionally, you will provide training and guidance to the case processing team on medical aspects of case processing. Key Responsibilities: - Undertake primary medical review of cases including assessment for seriousness, listedness/labeling, causality, advers...

Role Overview: As a Clearing and Settlement Analyst at Deutsche Bank, your main responsibility is to ensure continued service delivery and maintain a stable operating environment to support the Global Trade Services (GTS) functions. You will play a crucial role in contributing to the operational strategy of the GTS function and ensuring its effective implementation. Your focus will be on improving service delivery, enhancing productivity, and minimizing operational risks through the implementation of appropriate controls. Additionally, you will be part of the Middle Office, where you will be responsible for capturing trade/risk, managing trade life cycling on a T0 basis, and engaging with va...

As a Manufacturing Chemist, you will be responsible for overseeing and managing the formulation and production processes of cosmetic products. Your primary focus will be to ensure that all manufacturing activities comply with regulatory standards, product specifications, and quality norms, while maintaining efficiency and safety. **Key Responsibilities:** - Supervise and execute batch manufacturing of cosmetic products such as creams, lotions, talc, lip balm, etc. as per standard operating procedures (SOPs) and batch manufacturing records (BMR). - Ensure accurate weighing, mixing, heating, cooling, and filling of raw materials and ingredients as per approved formulations. - Maintain hygiene ...

**Job Description:** As a Relationship Manager at Agriwise Finserv Ltd. (Star Agri group) in Ganganagar, your role will involve managing and nurturing client relationships, understanding their needs, and providing appropriate financial solutions. You will be responsible for monitoring financial transactions, ensuring compliance with regulatory requirements, and assisting clients in developing their financial plans. **Key Responsibilities:** - Manage and nurture client relationships - Understand client needs and provide suitable financial solutions - Monitor financial transactions - Ensure compliance with regulatory requirements - Assist clients with their financial plans **Qualifications Req...

Job Description: As a Quality Manager at our company located in Vasai, you will play a crucial role in maintaining and enhancing our quality management system. Your responsibilities will include conducting regular audits, ensuring compliance with industry standards, and overseeing production processes. You will need to identify and address quality issues, implement corrective actions, and supervise a team of quality inspectors. Collaboration with other departments to guarantee product quality, training staff on quality standards, and preparing reports for senior management will also be part of your daily tasks. Key Responsibilities: - Maintain and improve the quality management system - Cond...

In this role as a Solution Architect at Emerson, you will be responsible for designing and guiding the implementation of scalable, high-performance AI/ML architectures. Your primary focus will be collaborating with developers, data scientists, engineers, and other customers to ensure that AI/ML solutions meet business needs and technological standards. **Key Responsibilities:** - Design robust and scalable AI/ML architectures to support the development and deployment of machine learning models and AI solutions. - Develop and guide the implementation of end-to-end AI/ML solutions, including model development, data processing, and system integration. - Evaluate and recommend the latest AI/ML t...

Role Overview: As the Senior Director of Quality Assurance at our Gurgaon location, you will play a crucial role in defining and executing the end-to-end QA vision, strategy, and roadmap across business verticals. You will be responsible for building and leading a high-performing QA organization focusing on automation, performance, and security testing. Additionally, you will champion a shift-left approach to embed quality early in the product lifecycle. Key Responsibilities: - Define and execute the end-to-end QA vision, strategy, and roadmap across business verticals. - Build and lead a high-performing QA organization focusing on automation, performance, and security testing. - Drive autom...

About The Role We are seeking detail-oriented and proactive Interns to join our Financial Advisory Services team. The ideal candidates will play a key role in supporting clients with financial reporting, tax compliance, and regulatory requirements across multiple jurisdictions. This position offers the opportunity to work on a diverse client portfolio and contribute to high-quality deliverables in a fast-paced advisory environment. Key Responsibilities ? Assist in the preparation of financial statements under the guidance of senior staff ? Support bookkeeping tasks, including data entry, reconciliations, and transaction recording ? Help maintain accurate and up-to-date general ledger records...

3 to 7 years of experience working with technical account group of a US public Company or working with a public accounting firm for US clients Strong technical accounting skills and in-depth understanding of ASC 606, 842, 805, 718, 350 Analyze and document the impact of new accounting standards on internal accounting policies Technical evaluation and documentation of proposed transactions across the organization under accounting rules Support senior finance management with accounting policy development Build excellent internal and cross functional relationships across the organization Deliver GAAP trainings Essential Responsibilities Reading, understanding and summarizing the contracts and w...

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing an...

Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing and money launderin...

About The Role Skill required: Asset Management - Asset Portfolio Analysis Designation: Delivery Operations Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years What would you do? The Global Client Account Services (GCAS) is responsible for the oversight, production, quality, and timeliness of all scheduled client reporting & pitchbooks for clients and strategies across multiple product and business lines. They provide client related data and reports requested by clients, consultants and other client appointed third parties in all regions in which our client operates. Reporting includes proprietary branded reports (Investment Reports, Factsheets, Quarterly Reviews, Pi...

About The Role Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financin...

Ensure compliance with all applicable laws, labour regulations, and industry guidelines. Draft, review, and maintain legal documents, contracts, and agreements. Handle compliance audits and liaise with regulatory authorities. Required Candidate profile Strong knowledge of compliance, contracts, and legal framework. Attention to detail with analytical and problem-solving skills. Good communication and drafting ability. Location: Kolhapur

SKS Enterpprises is looking for Compliance Officer(Broking Firm) to join our dynamic team and embark on a rewarding career journey Develop and implement compliance programs, policies, and procedures to ensure that the organization complies with legal and regulatory requirements, internal policies, and industry standards Conduct regular audits and risk assessments to identify potential areas of non-compliance and recommend corrective action Monitor and report on compliance with regulations and internal policies to senior management and regulatory authorities Provide advice and guidance to employees on compliance-related matters Develop and deliver compliance training programs to educate emplo...

Collaborate with multiple Line of Business (LOB) stakeholders for the opportunities/assessment and implementation of new initiatives. Foster partnerships across various functions to facilitate smooth product launches and business operations. Maintain strong relationships with regulatory bodies like IFSCA and SEZ authorities to ensure compliance and governance. Utilize regulatory networks to obtain necessary exceptions for significant transactions, contributing to future revenue growth. Implement governance frameworks in collaboration with internal teams to meet regulatory requirements. Drive strategic initiatives, aligning business and support functions (Finance, Tech, Ops, Legal, Compliance...

Perform review of EY s external content and ensure it complies with Risk Management, Responsible AI, and EY style guide standards. Use tools such as EYQ, Gen AI Tools and Copilot to assist in research and advisory efforts. Assist in driving the enablement of AI systems across service lines by collaborating with Risk, Legal, InfoSec, and Data Risk, Compliance teams. Contribute to the development and integration of the Risk and Control Matrix for AI systems. Support the development and implementation of risk and governance frameworks for AI and other emerging technologies. Advise on technology decisions related to AI platforms and tools, ensuring alignment with EY s risk appetite and operation...

Your key responsibilities Understanding of systems delivery lifecycles and delivery methodologies. In depth understanding of business processes, financial products, market risk management and regulatory requirement. Skills and attributes To qualify for the role you must have Qualification A Bachelors degree in Commerce, Management, Accounting, Finance or Economics and other graduation streams or a related discipline Available to travel outside of their assigned office location at least 50% of the time. Experience 0 to 1 year of post-qualification experience.

We are looking for a skilled professional with 8 to 22 years of experience in Citrix VDI, AWS Workspaces, and Azure VDS. The ideal candidate will have strong experience with desktop virtualization technologies and understand client computing and end-user services environment. Roles and Responsibility Design, implement, and manage Citrix VDI environments. Troubleshoot and resolve complex technical issues related to Citrix VDI, AWS Workspaces, and Azure VDS. Develop and maintain documentation for Citrix VDI infrastructure. Collaborate with cross-functional teams to ensure seamless integration of Citrix VDI with other systems. Provide training and support to end-users on Citrix VDI solutions. E...

We are looking for a highly motivated and detail-oriented individual to join our team as a SAP FICO professional in Mumbai. The ideal candidate should be a fresher with excellent analytical skills and the ability to work effectively in a fast-paced environment. Roles and Responsibility Manage and maintain accurate financial records and reports using SAP FICO. Prepare and review financial statements, including balance sheets and income statements. Ensure compliance with accounting standards and regulatory requirements. Analyze financial data to identify trends and areas for improvement. Collaborate with cross-functional teams to achieve business objectives. Develop and implement process impro...

PositionData Scientist - Artificial Intelligence Primary IndustryFinancial Services (BFSI) Business Unit of IBMHybrid Cloud and Data unit IBM Consulting for India & South Asia Seniority of the role will be commensurate with skills and experience. Minimum Educational BackgroundBachelor of Computer Science or Maths. Other engineering or science disciplines can be considered if the candidate has demonstrated in-depth working knowledge of the subject area described below. LocationPreferred location in Mumbai. Other locations that are possible are Bengaluru, Pune, Chennai or NCR. The role will involve up to 40% travel in India for client meetings or discussions. This role is responsible for desig...

We have a team of security compliance leaders overseeing solutions for this complex environment, collaborating with security architects and Cloud DevOps teams internally and around IBM. The security compliance leader’s role is to determine the secure operation of the all computer systems, servers, and network connections in accordance with our policies, procedures, and compliance requirements. A security compliance leader in our team will participate in some or all of the following: Providing subject matter expertise in the creation, implementation, and maintenance of appropriate enterprise programs, policies, and procedures to be compliant with all applicable regulations including ISO, SOC,...

About The Role Skill required: KYC Screening - Sanctions Screening Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing an...

About The Role Skill required: KYC Screening - Sanctions Screening Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Understand & implement laws, and regulations designed to stop the practice of generating income through illegal actions during transfer of funds. Anti Money Laundering law covers limited number of transactions and criminal behaviors to prevent terrorist financing and money...