1757 Regulatory Requirements Jobs - Page 37

As a Trade and Transaction Analyst at our Bangalore location, you will play a crucial role in ensuring the continued service delivery and maintaining a stable operating environment to support the Global Trade Services (GTS) functions. You will be responsible for contributing to the operational strategy of the GTS function and ensuring its effective implementation. Your focus will be on improving service delivery, enhancing productivity, maximizing service quality, operational efficiency, and minimizing operational risk through the implementation of appropriate controls. Your commitment to continuous process improvement and strong people management skills will be key to your success in this r...

The company is guided by core values of Inclusion, Innovation, Collaboration, and Wellness to ensure working together as a global team with customers at the center of operations. The values also emphasize taking care of oneself, each other, and communities. In this role, you will be responsible for conducting end-to-end reviews of potential illegal or suspicious activities, ensuring thoroughness and accuracy in all investigations. You will perform timely and detailed analyses of instances of potential Anti-Money Laundering (AML) activities and suspicious financial transactions across diverse jurisdictions, adhering to local and international compliance standards. Additionally, you will evalu...

You will be joining a staffing company specializing in providing top talent to the Medical Device, Pharmaceutical, and Engineering industries as a Bench Sales Recruiter. Your role will involve conducting bench sales for professionals in these industries, focusing on job titles such as Quality Engineer, Manufacturing Engineer, Validation Engineer, and Regulatory Engineer. Building and maintaining relationships with existing clients and vendors, as well as acquiring new business opportunities, will be key responsibilities. You will need to stay updated on industry trends and regulatory requirements, and assist in the preparation of resumes for potential clients. To excel in this role, you shou...

You will be working as a Branch Manager for Vehicle Loans at Pahal Financial Services Pvt. Ltd., located in Surat. Your main responsibilities will include overseeing daily branch operations, managing staff, and ensuring that business goals are achieved. You will be in charge of vehicle loan processing, customer relationship management, and ensuring compliance with financial regulations. Additionally, you will need to conduct market analysis, develop business strategies, and meet branch targets. To excel in this role, you should have experience in managing branch operations and staff, as well as knowledge of vehicle loan processing and customer relationship management. Understanding financial...

As a Safety Associate, you will be responsible for reviewing, assessing, and processing safety data and information across service lines. Your key duties will involve distributing reports/data to internal and external parties, ensuring compliance with applicable regulations, SOPs, and internal guidelines, and working under the guidance of senior operations team members. You will need to prioritize and complete assigned trainings on time and process safety data according to regulations, guidelines, SOPs, and project requirements. Your role will also include performing pharmacovigilance activities such as collecting and tracking incoming Adverse Events (AEs)/endpoint information, determining t...

As the Director, Head of CALM India, you will play a crucial role in leading the Treasury Capital and Leverage Management (CALM) team based in India. Your primary responsibilities will include overseeing the CALM team in India and managing the production of capital forecasting and analytics. You will work closely with the Head of CALM's management team to ensure connectivity across regions and report to the Head of Capital Planning and Stress Testing. Additionally, you will be an essential part of the India Treasury Leadership, contributing to the growth and development initiatives for the wider India Treasury team. Your specific responsibilities will involve managing the CALM India team, in...

Job Description: As a Drug Safety Physician at ICON, you will play a crucial role in providing medical and safety support to the activities of ICON Project Teams. Your primary responsibility will be to ensure that projects are conducted in adherence to the highest ethical principles and medical standards, following Good Clinical Practice (GCP) and good pharmacovigilance practices, and in compliance with applicable legal and regulatory standards. Your key responsibilities will include reviewing and accurately assessing Adverse Events (AEs) and Adverse Drug Reactions (ADRs) in terms of seriousness, expectedness, listedness, and relatedness using coding such as MedDRA. You will also be responsi...

As a Mechanical Engineer at Senso Vision, you will be responsible for designing and developing mechanical components, systems, and assemblies using CAD software such as SolidWorks, NX-Cad, and AutoCAD. Your role will involve conducting feasibility studies and analysis to evaluate the performance, safety, and efficiency of designs. You will collaborate with cross-functional teams to ensure the seamless integration of mechanical components into overall product designs. Creating detailed engineering drawings, GD\&T, material specifications, and documentation for manufacturing and assembly will be a key part of your responsibilities. In this role, you will perform engineering calculations, simul...

As a Relationship Manager for Health Insurance at BeWealthy, you will play a crucial role in managing sales and relationships for health insurance products. Your responsibilities will include developing and implementing strategic plans to achieve sales targets, maintaining strong relationships with customers and partners, and ensuring customer satisfaction and retention. You will be expected to have a thorough knowledge of health insurance products and services offered by the company, manage the sales pipeline effectively, and stay updated on industry trends and regulations. To excel in this role, you should have a Bachelor's Degree or relevant qualification along with at least 2-4 years of ...

As a Carrier Relations Manager at Pai Telecom LLC, you will play a crucial role in managing relationships with telecom carriers, negotiating agreements, and ensuring compliance with regulatory requirements. Your responsibilities will include monitoring carrier performance, resolving issues, optimizing costs, and collaborating with internal teams to facilitate seamless operations. Additionally, you will analyze market trends and provide strategic recommendations to improve service quality and efficiency. To excel in this role, you should have experience in managing carrier relationships and telecom agreements. A strong understanding of regulatory requirements and compliance in the telecommuni...

As an EHS Manager, you will be responsible for overseeing and ensuring compliance with Environmental, Health, and Safety (EHS) regulations within the organization. Your role will involve developing and implementing EHS programs to uphold a safe and healthy work environment. Regular audits and inspections will be conducted under your supervision to identify potential hazards and implement necessary corrective actions. Providing training to employees on EHS policies and procedures will also be a key aspect of your responsibilities. Collaboration with cross-functional teams is essential to integrate EHS considerations seamlessly into business operations. Staying updated on industry best practic...

As a Compliance Testing & Monitoring professional at KKR, you will be responsible for leading and executing compliance testing initiatives as part of the firm's Compliance Testing and Monitoring Program. Your role will involve designing, developing, and implementing testing methodologies to evaluate the adequacy and effectiveness of internal controls, along with ensuring compliance with applicable policies, procedures, and regulatory requirements. Collaboration with global compliance counterparts in AMRS, EMEA, and APAC will be essential to deliver coordinated and consistent testing outcomes. You will critically assess the design and operational effectiveness of controls, identify weaknesses...

As a Production/Oversight Controls professional, you will be responsible for working autonomously and collaborating closely with the Trade Support Team in Paris, London, and New York, along with the global Trade & Position Life Cycle Team. Your primary duties will include ensuring Middle Office activities and Oversight Control of outsourced activities on various instruments, ranging from listed instruments to Over-The-Counter derivatives. You will act as the main point of contact for Trade Support topics internally, managing requests from key stakeholders such as Investment Teams, Traders, and external providers in a timely manner. Your role will also involve managing and challenging middle ...

Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact on the business, and we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed. As a BA Subledger and Accounting, you are expected to possess a degree in Finance, preferably as a Chartered Accountant or a Certified Public Accountant. A strong understanding of business and accounting knowledge of Insurance compani...

About Revolut At Revolut, we believe that people deserve more from their money - more visibility, more control, and more freedom. Since 2015, we have been dedicated to delivering just that. With our wide range of products, including spending, saving, investing, exchanging, travelling, and more, we aim to help our 60+ million customers get more from their money every day. As we continue our rapid growth, two things are crucial to our success: our people and our culture. Recognized for our exceptional employee experience, we have been certified as a Great Place to Work. With over 10,000 individuals working globally, both in offices and remotely, we are on a mission to redefine success and simp...

As the Principal Auditor at Deutsche Bank in Mumbai, India, you will lead complex audits of specific business/functional areas/regions to evaluate the adequacy and effectiveness of internal controls related to associated risks. Your role involves acting as a coach for auditors and people managers, proactively developing professional relationships within the bank, and using various approaches to collect relevant information to assess key risks and resolve issues. You will work collaboratively with subject matter experts and other teams to provide comprehensive audit coverage, contribute to team plans supporting functional and business strategies, lead ad-hoc projects and special investigation...

As a Product Manager at our organization, your main responsibility will be to develop and oversee the success of specific financial products and services. You will be required to possess deep expertise in a particular product line, acting as a bridge between product development, marketing, sales, and customer service. Your key accountabilities will include providing subject matter expertise on specific products and services to both customers and colleagues. This will involve detailed knowledge of features, functionalities, benefits, limitations, risks, and compliance. You will also be responsible for identifying market trends, new features, regulatory requirements, and potential risks. Analy...

Manage and validate parallel payroll runs to reconcile differences between the legacy system (ECC) and ECP. Collaborate with stakeholders, including HR, IT, and payroll teams, to ensure a smooth transition. Identify and mitigate potential risks and issues related to the payroll transition. Ensure compliance with all relevant statutory and regulatory requirements related to payroll in India. Provide expertise in resolving complex payroll-related issues during and after the transition. Required education Bachelor's Degree Preferred education Bachelor's Degree Required technical and professional expertise Minimum 5+ years of experience in SAP Employee Central Payroll (ECP) Deep understanding of...

Job Summary The SME-Fin Crime Operations role requires a professional with 6 to 7 years of experience to manage and enhance financial crime operations. The candidate will utilize their expertise in MS Excel and potentially in Asset Management Operations and Asset & Wealth Management to optimize processes. This hybrid role operates during the day shift with no travel required. Responsibilities Lead the development and implementation of strategies to mitigate financial crime risks within the organization. Oversee daily operations to ensure compliance with financial crime regulations and policies. Provide expert analysis and insights using MS Excel to enhance operational efficiency. Collaborate...

Job Summary We are seeking a skilled professional with 3 to 5 years of experience in the Life and Annuity domain for the role of SPE-Ins Claims. The candidate will work from our office during night shifts focusing on claims processing and analysis. This role requires a strong understanding of Life and Annuities Insurance to ensure accurate and efficient claims management contributing to the companys success and customer satisfaction. Responsibilities Analyze and process insurance claims in the Life and Annuity domain to ensure timely and accurate resolution. Collaborate with team members to identify and resolve discrepancies in claims documentation. Utilize domain knowledge to enhance the ef...

Job Description 6+ years professional experience in medical device regulatory , Experience with systems for quality management, product development, and follow-up of procedures. Experience in medical deviceregulatory Quality systems EU MDR, US FDA 510(k) and closely working R&D, Regulatory Affairs organizations Expertise in interpreting & implementing various medical device standards and guidance's, such as IEC 60601-1, ISO 10993-1:2018; ISO15223-2021; ISO 14971:2019; EN ISO 13485; ISO 11607-1,2; andEN ISO 11137-1 and MEDDEV 2.7/4 Knowledge and application of medical device QMS is required (e.g., ISO 13485, MDSAP, EU MDR, Risk Management etc.) Ensures that appropriate Quality Plans are made ...

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills. Key responsibilities: Design and execute controls testing strategies to evaluate the design adequacy and operating effectiveness of controls. Create test plan, test scripts etc. to support the delivery of GCIO controls assurance objectives. Prepare detailed testing documentation, workpapers and reports to highlight findings and recommendations. Collaborate with various departments within GCIO for control walkthroughs, sampling, evidence collection etc. Maintain up-to-date knowledge of industry standards and best practices related to controls tes...

Compliance Testing Specialist is responsible for evaluation & monitoring internal controls, policies & procedures to ensure the organization adheres to applicable regulatory and compliance requirements. This role involves conducting Compliance assessments, identifying risks and recommending corrective actions to mitigate potential violations. The role is a part of 2nd line control testing for respective regions such as EMEA, Americas, AEJ, Japan, Powai. Key responsibilities include: Compliance Testing & Monitoring: Conduct periodic risk-based control testing and reviews across various business areas & regions Evaluate policies, procedures & transactions, reports etc. by employing strong inve...

The ideal candidate will have a strong background in controls testing within financial services and excellent analytical and problem-solving skills. Key responsibilities: Execute controls testing procedures in accordance with the established methodology and testing plans, ensuring the accuracy and completeness of testing activities. Document testing workpapers clearly and concisely, providing sufficient evidence to support findings and conclusions, including recommendations for remediation and management action. Identify and escalate potential control deficiencies and areas for improvement, providing supporting documentation and analysis. Analyse testing results, identify trends and patterns...

Role & Responsibilities: Focus on the SFT side of the business from a counterparty risk perspective Provide analysis and consultation on counterparty credit risk quantification and participate in global efforts to model counterparty credit risk exposure Work closely with global development teams on the implementation of models and systems Address various regulatory requirements, including Back testing, Model reviews, Calibration, User Acceptance Testing, and Documentation of models Work on ad hoc risk models as per business requirements Mind Set: Mandatory: 5+ years of experience working within the risk domain, preferably counterparty risk Knowledge of Bonds/Repos, HCs, Stochastic Calculus, ...