Regulatory reporting team, AVP

Role Description

• The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR .
• This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT).
• The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR .
• This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT).

Your key responsibilities

• Understanding and defining the Transaction Reporting logic which exist front to back, and how new rules and regulations impact operations
• Ensure accurate, timely and completeness of reporting
• Working closely with our technology development teams to design system solutions, the aim to automate as much of the exceptions process as possible
• Maintain our reporting integrity and compliance with the regulations by highlighting any gaps or errors in the systems or trade logic and actively look to improve/develop them further
• Support the design and conceptualization of new business solution options and articulates identified impacts and risks
• Perform root cause analysis on exceptions with ability to investigate & manage escalation of any significant issues found through testing, rejection remediation or any other stream to senior management to ensure transparency exists in our controls
• Drive and lead a team culture of high performance, ownership, integrity and passion to deliver against the Banks strategic targets

Your skills and experience

• 10-12 years work experience within an Ops role within financial services.
• Experience in MIFID, SFTR, EMIR / CFTC or MMSR, preferred in-depth knowledge in more than two regulations
• Understanding of Transaction reporting and regulatory reporting framework
• Ability to work in virtual teams and matrixed organizations, often across multiple business cultures and organizational disciplines
• Self-starter with the ability to work well both in a team and individually
• Ability to effectively maintain, coordinate, prioritize multiple tasks and projects
• Liaising with internal and external teams to propose developments to the current architecture in order to ensure greater compliance with Regulatory requirements and drive improved STP processing of our reporting across all asset classes
• Ability to share information, transfer knowledge and expertise to wider team members and management
• Experienced knowledge of business analysis methods and tools
• Performing and/or managing various exception management functions across reporting for all asset classes, across multiple jurisdictions
• An analytical/logical mind set with a good approach to problem solving