63 Cftc Jobs

As a Senior Associate supporting the Trade and Transaction Reporting team within the Regulatory Consulting practice, you will play a crucial role in providing comprehensive support to clients in various investment firms. Your key responsibilities will include: - Providing regulatory reporting support for regimes such as MiFIR, EMIR Refit, SFTR, ASIC, MAS, CFTC, and HKMA - Assisting in performing trade and transaction reporting accuracy and completeness reviews - Drafting targeted documentation for clients including manuals, procedures, and templates - Maintaining client relationships and delivering regulatory reporting training sessions - Preparing pitch documents, proposals, articles, and p...

Role Overview: As Vice President in Ops Risk & Regulatory Control at Morgan Stanley, you will be responsible for performing business analysis activities to define solutions using a combination of product, process knowledge, and technical domain knowledge. Your key role will involve helping transform the operations of Morgan Stanley by partnering with business units across the Firm, supporting financial transactions, implementing effective controls, and developing client relationships. Key Responsibilities: - Manage complex processes and/or support significant process management/project efforts. - Lead in process improvement, project management, or technology development and testing across mu...

We are looking for a skilled Regulatory Reporting Manager to join our team at Barclaycard Payments. The ideal candidate will have a strong background in regulatory reporting and management, with excellent analytical and problem-solving skills. Roles and Responsibility Manage and oversee the preparation of regulatory reports, ensuring accuracy and compliance with relevant laws and regulations. Develop and implement effective reporting strategies to meet business objectives. Collaborate with cross-functional teams to ensure seamless execution of regulatory reporting requirements. Analyze and interpret complex data to identify trends and areas for improvement. Develop and maintain relationships...

Role Overview: As the Vice President of TTRO Transformation at Barclays, you will play a crucial role in providing top-notch support by conducting thorough due diligence, ensuring compliance with regulatory requirements, and safeguarding both clients and the organization with expertise and care. Key Responsibilities: - Prepare, validate, and submit reports in adherence to global regulations such as EMIR, MiFID, CFTC, HKMA, MAS. - Ensure compliance with region-specific regulatory standards, reporting timelines, and audit expectations. - Collaborate with Compliance, Legal, and Regulatory Change teams to interpret new/updated regulations and evaluate operational impacts. - Take ownership of the...

Role Overview: As a Compliance Officer for AFC & Compliance Testing at Deutsche Bank, you will be a part of the DWS Anti-financial Crime (AFC) and Compliance Testing team, responsible for evaluating the firm's compliance with laws and regulations. Your role will involve supporting the Americas Head of AFC and Compliance Testing in conducting reviews, tests, and branch inspections to ensure effective mitigation of AFC and Compliance risk within DWS in the Americas Region. Key Responsibilities: - Perform AFC and Compliance reviews to assess compliance with legal, regulatory, and internal firm policy requirements for DWS products and services in the Americas, and potentially in global reviews c...

Team you belong to You will join a team of manufacturing engineering experts in production engineering, process optimization and lean manufacturing, dedicated to driving innovation and excellence in production processes. Our team is passionate about designing and implementing efficient manufacturing systems that strive to deliver high-quality products while reducing costs and improving safety. We are currently working with production team, product engineering and supply chain, developing innovative quality control methods, and working on process improvement projects to enhance our manufacturing capabilities. Our tasks include: Design and deploy novel manufacturing processes to drive efficien...

Job Description 1. Contract Duration 1 year 2. Location Mumbai 3. Shift Time 11:30am to 08:30pm IST ( 2 to 5 years only Regulatory Reporting background ). 4. Years of experience required 2 to 3 years 5. Must to have skills 1. Have worked in any of these Regulatory Reporting Regime: ASIC, MAS, EMIR, SEC, CFTC, Canada, MIFID, SFTR. 2. Can look from candidates from middle office or confirmation team. 3. Only from Investment Banking (not retail banking) 6. Good to have skills 7. WFO/Hybrid Hybrid (3 days WFO) 8. Laptop (Yes/No for WFH) Yes 9. Acceptable Notice Period Any 10. Mode of interview 1 st round on zoom | 2 nd round in person India Regulatory Reporting Team India Regulatory Reporting tea...

As a Business Analyst specializing in Regulatory Trade and Transaction Reporting, your role will involve collaborating with global banks or financial institutions to ensure compliance with various regulatory reporting frameworks such as EMIR, MiFID II, CFTC, MAS, HKMA, ASIC, and SFTR. Your responsibilities will include gathering requirements, defining reporting processes, liaising with stakeholders, and staying updated on evolving trade reporting regulations. Key Responsibilities: - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Transla...

As a Business Analyst (BA) specializing in Regulatory Trade and Transaction Reporting, your role will involve working with global banks or financial institutions to ensure compliance with evolving trade reporting regulations. You will be responsible for gathering requirements, defining reporting processes, and liaising with stakeholders. Your expertise in regulatory regimes such as EMIR, MiFID II, CFTC, SFTR, ASIC, MAS, and HKMA will be crucial in this role. **Key Responsibilities:** - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Tran...

JOB DESCRIPTION Are you ready to make an impact at DTCC Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve. The Chief Client Office (CCO) is focused on providing a consistent Client Experience across all business lines and geographies, enabling enhanced Client Satisfaction, Reve...

The Process Engineer will be responsible for handling and improving load cell manufacturing processes and supporting new product development initiatives, particularly for digital-oriented products. This role involves close coordination with cross-functional teams such as R&D, Production, and Electrical, ensuring seamless new product introduction (NPI) and process enhancement activities within the electronics manufacturing environment. Major Responsibilities & Accountabilities: The Process Engineer will: Lead New Product Implementation (NPI) activities, including transferring new products to mass production by guiding the production team and coordinating with all support teams. Act as the mai...

Role Overview: You will be part of the Regulatory reporting team as an AVP in Bangalore, India. Your main responsibility will be to ensure compliance with regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR across all asset classes. Key Responsibilities: - Understanding and defining Transaction Reporting logic and addressing how new rules and regulations impact operations - Ensuring accurate, timely and complete reporting - Collaborating with technology development teams to automate the exceptions process - Identifying gaps or errors in systems or trade logic and proactively improving them - Supporting the design of new business solutions and communicating impacts and risks - Perf...

Position Purpose This role is intended to provide data analysis and setup the automated reporting, controls and monitoring for the regulatory reporting team or assimilate (Compliance, top management, IG, Business) on an ad hoc and a regular basis using a variety of analytical tools and SQL. The ODIN Team is part of ITO GM IT, which looks to satisfy the requirements related to regulatory reporting control & monitoring asked by end users represented by OPS Regulatory Reporting or/and C.M.I on four pillars : Data Analysis : Perform and document analysis, review and study on specified regulatory topics. Understand business change and requirement needs, assess the impact and the cost. Data visual...

Who We Are Looking For: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

Who we are looking for: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

You will be joining our team as an Associate in the Trade & Transaction Reporting Operations team. The TTRO Control Chapter Team focuses on delivering the control framework to manage the firm's risk and meet regulatory objectives related to Transaction Reporting accuracy and timeliness. To excel in this role, you will need knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Role Overview:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders on solution implementation, analyze complex issues, and propose future actions. - Work on remedia...

You will be joining the Trade & Transaction Reporting Operations team as an Associate, responsible for delivering the control framework to manage the firm's risk and ensure completeness, accuracy, and timeliness of Transaction Reporting. Your role will require knowledge of system flows, cash and derivative products, and investment banking operations control principles. **Key Responsibilities:** - Perform business analysis activities to define solutions, utilizing product, process, and technical domain knowledge. - Partner with stakeholders for solution implementation, issue analysis, root cause identification, and proposing future actions. - Work on remediation efforts for controls, reconcil...

It's more than a career at NAB. It's about more meaningful work, more global opportunities and more innovation beyond boundaries . Your job is just one part of your life. When you bring your ideas, energy, and hunger for growth, you'll be recognised and rewarded for your contribution in return. You'll have our support to excel for our customers, deliver positive change for our communities and grow your career. NAB has established NAB Innovation Centre India as a centre for operations and technology excellence to support NAB deliver faster, better, and more personalized experience to customers and colleagues. At NAB India, we're ramping-up and growing at a very fast pace. Our passionate leade...

Job Description: Job Title: Regulatory reporting team, AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirement...

As a member of the Regulatory reporting team at NCT, your role involves supporting and controlling the business to ensure compliance with various regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. You will be working in a team based in Bangalore that handles Regulatory reporting for different asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Your key responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements such as building reports and macros. **Key Responsibilities:** - Performing and managing exception management functions across reporting for...

ENURANCE TECHNOLOGY LTD. Position Title: Process Development Engineer Reports to: Plant Head/ Process Development Manager Location: Aurangabad , Maharashtra Team size: 2~3 Direct Repartees. Experience: 8 to 10 Years A process development engineer designs, implements, and optimizes manufacturing processes to improve efficiency, product quality, and cost-effectiveness, ensuring safety and compliance with industry standards Candidate from Brakes or ABS back ground is preferred. Analyses new Product feasibility, cycle times estimation, machines & tools planning, tools/fixtures cost estimation, design & participation in DVP, execution. Designing of tools, gauges and machining fixtures & CNC machi...

About the Role: 08 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our transaction reporting consulting team is expanding, and you will play an important role in continuing to support the growth of the business. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting...

About the Role: 10 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Managed Services Team Lead for Regulatory Operations in Transaction Reporting will oversee the transaction reporting process to ensure compliance with regulatory requirements. This role will involve managing a team, developing and implementing operational strategies, and collaborating with various stakeholders to ...

About the Role: 09 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our transaction reporting consulting team is expanding, and you will play an important role in continuing to support the growth of the business. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting...

Position Overview Job Title: Regulatory reporting team, AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requiremen...