Regulatory Controls - Vice President

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in the regulatory reporting environment. - Drive the execution of control activities within the Operations Regulatory Reporting space. - Provide oversight on regulatory reporting issues and breaches, ensuring that root causes are understood and remediation plans are in place. - Own product applications used for implementing control processes. - Conduct trainings and roadshows. - Facilitate and lead periodic calls with cross-line of business and cross-regional stakeholders. - Conduct deep dives on aspects of the Regulatory Reporting Controls environment. - Manage projects and drive transformation initiatives. - Plan and report the status of ongoing projects and tasks to senior management. - Identify, mitigate, and resolve risks and issues across teams, ensuring escalations to the appropriate levels when required. - Manage stakeholder expectations effectively, facilitate decision-making by providing the right level of information and timely escalation when required. Qualifications Required: - Understanding of transaction reporting for MiFID, CFTC, HKMA, MAS, SEC, and EMIR. - Significant knowledge of operational processes and controls, with the ability to assess risk, controls, and quality assurance functions. - Prior experience in Private Banking, Regulatory Reporting, Intelligent Automation, or Process Improvement. - Good understanding of the EMEA, APAC, and NA regulatory environment. - Excellent project management skills with the ability to plan, prioritize, and deliver against deadlines. - Ability to negotiate and influence different levels of stakeholders. - Proven ability to collaborate with partners across multiple disciplines, functions, and locations. - Logical and structured approach to planning, problem solving, and decision-making. - Ability to prioritize and deliver against deadlines. Good Microsoft Office skills - Excel, Word, and PowerPoint. - Capacity to think laterally and convey an understanding of the big picture. - Strong communication (verbal and written) and presentation skills.,