Regulatory Controls - Vice President Chase- Candidate Experience page

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide with offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

Posted 4 days ago

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Regulatory Controls - Associate Chase- Candidate Experience page

3.0 - 7.0 years

0 Lacs

maharashtra

On-site

Role Overview: Join our Regulatory Operations CoE, serving private clients worldwide from offices in the US, Europe, and Asia. As part of the Asset & Wealth Management LoB, you'll work within the Regulatory Controls team, ensuring adherence to the Global Control framework. Based in India, this role offers extensive cross-functional exposure and the chance to creatively solve problems across EMEA, APAC, and North America. Collaborate with Lines of Business, Legal, Compliance, Audit, and Technology for a comprehensive view of Asset and Wealth Management. Key Responsibilities: - Drive the design, delivery, and implementation of strong and sustainable control frameworks and operating models in t...

Posted 5 days ago

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KPMG INDIA - Credit Risk Specialist - Assistant Manager & Manager KPMG India

0.0 years

0 Lacs

bengaluru, karnataka, india

On-site

About KPMG INDIA KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Jaipur, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara and Vijayawada. KPMG entities in India offer services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused and technology-enabled services, wh...

Posted 1 week ago

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Regulatory Adherence - Asst. Manager Barclays

5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

Join us as Regulatory Adherence - Asst. Manager at Barclays, where you will be part of the TTRO Control Function. You will be responsible for supporting the control functions for Trade and Transaction reporting, focusing on MiFID and other European & US regulations. You may be assessed on key critical skills relevant for success in the role, such as a strong understanding of front to back system architecture and E2E processes and controls, good knowledge and understanding of OTC (FX, Rates, Credit, Equities & Commodities) and Fixed Income Securities e.g. Bonds, familiarity with Regulatory Reporting obligations including MiFID, EMIR, HKMA, and CFTC (preferred), understanding of the OTC Trade ...

Posted 2 weeks ago

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Trade Transaction regulatory reporting expert_Broadridge Lib Cap Infotech

8.0 - 13.0 years

20 - 35 Lacs

Gurugram

Hybrid

Exp. in Trade & Transaction Regulatory Reporting in-depth knowledge of the Broadridge regulatory reporting tool and extensive exp. in regulatory reporting across various jurisdictions including EMIR, CFTC, ASIC, and HKMA etc.Utilize the Broadridge Required Candidate profile •Lead and manage the regulatory reporting processes for trade and transaction reporting.• Drive transformation and improvement initiatives in the current reporting processes.• Ensure compliance

Posted 2 months ago

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Risk & Compliance_PAN INDIA Infosys

3 - 8 years

5 - 10 Lacs

Pune, Ahmedabad, Bengaluru

Work from Office

Hiring Risk & Compliance Actimize with experience range 3 to 8 Years of experience Skills: KYC,AML, Actimize, Mantas, Client Risk Rating, KYC, Screening, Enhance Due Diligence (EDD) & Customer Due Diligence (CDD), CCAR, Basel III, GDPR, HKMA, MIFID, Bank Secrecy Act, OFAC, UAT Education: Btech/BE, BCA/MCA,Bsc/MSc

Posted 4 months ago

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