RC - MENA FS Risk - Conduct review specialist - Manager

6 - 11 years

25 - 30 Lacs

thiruvananthapuram

Posted:2 days ago| Platform:

Apply

Skills Required

financial institutions risk management advisory services compliance management credit risk regulatory auditing banking products financial services internal audit operations kyc relationship management compliance regulations governance

Work Mode

Work from Office

Job Type

Full Time

Job Description

Craft and update Market Conduct risk management policies and procedures for clients, ensuring the effective governance of Market Conduct risks.
Ensure that regulated entities comply with all applicable market conduct regulations and consumer protection laws.
Review and analyse new regulations to determine their impact on business operations.
Identify key market conduct and consumer protection risks across various jurisdictions for a range of clients
Conduct or participate in examinations of insurance companies, banks, or other financial institutions to assess compliance with market conduct standards.
Investigate consumer complaints to identify potential violations of market conduct rules.
Work with other departments to resolve consumer complaints and issues in a timely and fair manner.
Prepare reports detailing findings from examinations and audits.
Develop key risk indicators for consumer compliance and continuously monitor metrics associated with principal market conduct risks
Analyse and report on client risk frameworks to enhance market conduct and compliance management
Stay updated with industry and regulatory developments, especially concerning consumer protection enforcement actions and new regulations, to provide informed advisory services to clients.

Qualifications, Certifications and Education

Required skills and experience

MBA/PGDM/Legal qualification with a focus on Finance
6+ years of experience in Compliance/Legal roles within the financial services industry
Proficient in interpreting banking CBUAE regulations, understanding their impact on consumer business processes, and identifying consumer compliance and market conduct risks.
Strong relationship management skills, capable of fostering trust and collaboration with clients.
Extensive knowledge of banking products and services, with the ability to advise clients on best practices.

More Jobs at EY

Core Audit Manager- Bangalore

Chennai, Bengaluru

5 - 8 yrs

INR 20 - 32 Lacs

UK Payroll - Senior

Bengaluru

4 - 8 yrs

INR 3 - 8 Lacs

UK Payroll- Advanced Analyst

Bengaluru

2 - 4 yrs

INR 1 - 5 Lacs

Associate - SaT - TMT - SaT - TCF - Transaction Diligence - New Delhi

Delhi

Experience: Not specified

Salary: Not disclosed

Executive - Assurance - CHS - ASU - Audit - Audit Services - Ahmedabad

Ahmedabad, Gujarat

Experience: Not specified

Salary: Not disclosed

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.