Principal Officer

We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.

Qualification

• CA / CS / CMA / CFA / FRM certification from respective institutes.

OR

• Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.

Experience:

• 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
• Familiarity with capital market operations, settlement systems, and compliance processes.

Roles and Responsibilities:

• Oversee daily dealing activities and ensure compliance with all regulatory requirements.
• Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
• Monitor trading activity and implement robust internal controls.
• Drive implementation of policies, risk management systems, and operational processes in line with best practices.
• Support basic research into market trends, financial products, and business developments.
• Collaborate with internal departments including compliance, risk, and operations.
• Stay abreast of regulatory changes and assess their implications for the business.
• Play an active role in strategic initiatives, product launches, and technology adoption.