Compliance Officer

Job Description

Role: Compliance Officer Candidate shall be responsible for: Any other tasks/responsibilities as may be assigned from time to time. Ability to liaise and interact with regulators. Ability to manage Audits. Ensuring 100% compliance across all existing and new products that the company manages. Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc. Should be aware of the latest regulatory requirements on all products. Support and guide in the implementation of new products as required by the company. Developing training material and doing training session. Supporting new technology initiatives and participation in new projects. Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system. Drafting and vetting of legal agreements/ contracts/ MOU/ notices to support the business and products team. Work on any other compliance matters as assigned from time to time. Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects Should have good drafting and communication skills.se Role Requirement: Qualification: Graduation + CA / MBA CS preferred but not mandatory. Experience: Minimum 3 + years of relevant experience Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred Show more Show less