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Pentad Securities
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Operation Executive

Operation Executive

Pentad Securities

1 - 31 years

1 - 2 Lacs

Ernakulam

Posted:17 hours ago| Platform: Apna logo

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Skills Required

accounting billing reporting compliance certification reports tracking reconciliation management finance support audits data excel communication coordination

Work Mode

On-site

Job Type

Full Time

Job Description

We are seeking a detail-oriented and efficient Operations Executive – Broking Operations to handle day-to-day operational tasks related to accounting, billing, settlement, regulatory reporting, and tax compliance. The ideal candidate should be well-versed in broking operations and hold a valid NISM Series VII – SORM certification. Key Responsibilities: Accounting, Billing & Settlement: Manage daily trade settlement processes across exchanges (NSE, BSE, MCX, etc.) Handle client billing, margin reports, and fund pay-in/pay-out tracking Maintain reconciliation of client accounts and broker ledger Exchange Reporting: Prepare and submit daily and periodic reports to relevant stock exchanges Ensure timely and accurate compliance with SEBI and exchange mandates Monitor trade modifications, auction processes, and margin reporting MIS Preparation: Generate daily/weekly/monthly MIS reports for internal management Prepare analytical reports on brokerage, client activity, and compliance GST Compliance: Calculate monthly GST liabilities on brokerage and related services Coordinate with finance team for GST return filing and reconciliation Regulatory Compliance: Ensure all operational processes comply with SEBI and exchange guidelines Support audits and internal inspections with necessary data and reports Required Qualifications & Skills: Graduate/Postgraduate in Commerce, Finance, or related fields 1–3 years of experience in broking operations or back-office roles Strong knowledge of exchange operations, trade life cycle, and settlement Proficient in Excel and data management Good communication and coordination skills

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1.0 - 31.0 yrs

INR 1 - 2 Lacs

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Operation Executive