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MANAGER

8 - 10 years

8 - 12 Lacs

chennai

Posted:11 hours ago| Platform: Naukri logo

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Skills Required

interpersonal skills compliance process improvement analytical risk assessment ms office continuous improvement rta auditing stock broking

Work Mode

Work from Office

Job Type

Full Time

Job Description

Position Title: Manager - Internal Audit

Overview

We are seeking an experienced and detail-oriented

Internal Audit Manager

with a proven track record in auditing

Stock Broking

and /

Registrar & Share Transfer (STA) Operations

. The ideal candidate will oversee internal audit processes, verifying compliance with regulatory requirements, and provide strategic recommendations to enhance organizational efficiency.
This role requires strong analytical skills, excellent communication abilities, and the ability to lead and mentor a team of auditors while maintaining the highest standards of integrity and professionalism.

Key Responsibilities

  • Audit Planning & Strategy

  • Develop and implement internal audit plans and strategies.
  • Assist in the development of the annual audit plan.

  • Risk & Control Evaluation

  • Conduct risk assessments and identify areas of improvement.
  • Evaluate the effectiveness of internal controls and processes.
  • Identify and assess potential risks to the organization.

  • Compliance & Reporting

  • Ensure compliance with SEBI, Stock Exchanges, and Depositories regulations.
  • Prepare detailed audit reports and present findings to senior management and the Stakeholders.
  • Develop and maintain audit documentation and records.

  • Team Leadership & Collaboration

  • Lead and mentor a team of internal auditors.
  • Collaborate with various departments to address audit findings and recommendations.
  • To follow up on the implementation of audit recommendations.

  • Process Improvement & Integrity

  • Identify gaps in existing processes, controls, and compliance frameworks.
  • Provide suitable and pragmatic suggestions for improvement and effective implementation to strengthen Internal Controls.
  • To maintain confidentiality, accuracy, and integrity of audit information.
  • Participate in continuous improvement initiatives to enhance organizational efficiency.
  • Uphold the highest standards of professional ethics and integrity.

Requirements & Skills

  • Education & Experience

  • Bachelor s degree in accounting / finance (preferably BCom (CS)).
  • Certified professional with valid NISM accreditation or equivalent regulatory certification
  • Minimum of 10 years of experience in internal auditing of Stock Broking and / RTA activities
  • Preferred age: 35+

  • Technical & Professional Skills

  • Excellent analytical and problem-solving skills.
  • Strong knowledge of regulatory requirements, Operations - Front & Back end and industry standards.
  • Proficient in MS Office.
  • Experience in risk assessment and internal control evaluation.

  • Leadership & Interpersonal Skills

  • Proven ability to lead and manage a team.
  • Strong communication and presentation skills.
  • Ability to work independently and collaboratively.
  • Strong organizational and time management skills.
  • Ability to manage multiple projects and meet timelines.
  • Strong interpersonal skills with the ability to build relationships.

  • Personal Attributes

  • Detail-oriented with a high level of accuracy.
  • Proactive, self-motivated, and committed to excellence.
  • Continuous learning mindset with willingness to stay updated on industry trends.
  • High ethical standards and integrity.

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