Investment Risk – Senior Risk Analyst

Job Title: Regulatory Control Senior Advisor, AVP

Corporate Title: AVP

Location: Bangalore, India

Role Overview

• As Team Leader within the Sanction Alert Investigations function, you will serve as a critical link between frontline investigators and senior management. You’ll oversee day-to-day alert handling, provide technical guidance, and ensure consistent quality across investigations. This role is ideal for a seasoned investigator ready to step into leadership, champion operational excellence, and foster team development.
• You’ll be trusted to uphold regulatory standards, support governance reporting, and act as a role model for investigative rigour and ethical decision-making.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy,

• Best in class leave policy.
• Gender neutral parental leaves
• 100% reimbursement under childcare assistance benefit (gender neutral)
• Sponsorship for Industry relevant certifications and education
• Employee Assistance Program for you and your family members
• Comprehensive Hospitalization Insurance for you and your dependents
• Accident and Term life Insurance
• Complementary Health screening for 35 yrs. and above

Your key responsibilities

Operational Leadership:

• Oversee daily workflow and alert queues, ensuring timely and accurate disposition.
• Act as first point of escalation for complex or ambiguous cases.

Quality Assurance & Coaching:

• Review investigation outputs for completeness, accuracy, and regulatory alignment.
• Provide feedback, coaching, and training to team members.

Stakeholder Coordination:

• Liaise with Compliance and Operations to resolve cross-functional queries.
• Support the Team Manager in preparing MI and contributing to governance packs.

Process Improvement:

• Identify inefficiencies and propose enhancements to alert handling procedures.
• Contribute to system tuning and false positive reduction initiatives.

Risk Awareness & Escalation:

• Stay informed on sanctions developments and emerging risks.
• Escalate potential true matches and high-risk issues in line with escalation protocols.

Your skills and experience

• Solid experience in investigations or financial crime compliance.
• Working knowledge of global sanctions regimes and screening systems.
• Excellent analytical and written communication skills.
• Demonstrated ability to coach peers and uphold quality standards.
• Comfortable navigating ambiguity and making sound judgment calls.

How we’ll support you

• Training and development to help you excel in your career.
• Coaching and support from experts in your team.
• A culture of continuous learning to aid progression.
• A range of flexible benefits that you can tailor to suit your needs.

About us and our teams

Please visit our company website for further information:

https://www.db.com/company/company.htm