Internal Control Manager

1. Responsible for Review of SOX controls in the Company and help in making the Internal control environment more robust.
2. Understand the requirements of SOX 404 and COSO 2017 framework
3. Prepare / review various documentation for SOX – narratives, flowcharts, process templates, testing templates, and reports.
4. Handle the SOX testing process with various internal and external stake holders
5. Preparing / reviewing Sarbanes Oxley 404 / 906 certification requirements
6. Understand the business processes, industry and regulatory environment of the Company, and ensure the same is aligned to COSO framework
7. Understand business processes of the Company of Internal Audit and FCPA framework. and ensure the same is aligned to Internal Audit and FCPA framework
8. Preparing / reviewing FCPA certification requirements
9. Prepare / review various documentation for Internal Controls – narratives, flowcharts, process templates, testing templates, and reports.
10. Perform fieldwork in accordance with the approved audit program. Such as identification and testing of internal controls, analytical review, and substantive testing. Adhere to audit schedules as well as reporting to the management regarding the effectiveness of internal controls
11. Partner with all business leads to understand the processes and changes that need to be implemented, including regular interface with the business for rigorous follow up for implementation of the recommendation
12. Engage with external parties to ensure adherence to the standards, including internal and external audits
13. Understand various processes and partner with all stake holders to ensure controls are properly captured, testing and any exceptions are remediated.
14. Discuss control improvements or changes in the processes, risks that need to be factored in and suggest superiors and management on the compliance steps.
15. Perform fieldwork in accordance with the approved audit program. Such as identification and testing of internal controls, analytical review, and substantive testing. Adhere to audit schedules as well as reporting to the management regarding the effectiveness of internal controls.
16. Report to the Management on the issues, opportunities, and gaps in the processes etc, on a periodic basis.
17. Provide trainings to the teams which processed need re-alignment.

Desired Experience and Skills/Competencies:

• CA with 8+ years of experience / CPA will be an added advantage
• Experience in SOX implementation or SOX compliance is a must