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Description
Department: Legal & Compliance Location: Mumbai Position Overview We are seeking an experienced and proactive Senior Legal & Compliance Manager to lead legal and regulatory initiatives across NBFC and fintech operations. The role requires strong expertise in contract management, regulatory liaison, investor grievance handling, litigation support, and compliance with SEBI, RBI, and other financial regulations. Key Responsibilities Draft, review, and negotiate legal documents including loan agreements, co-lending agreements, NDAs, service provider/vendor contracts, joint venture agreements, disclaimers, privacy policies, and terms & conditions. Ensure ongoing compliance with SEBI, RBI, and other relevant legal frameworks. Represent the company in legal proceedings, regulatory inspections, and arbitration/litigation matters as required. Address investor complaints and coordinate with regulatory bodies for timely and accurate responses. Oversee regulatory filings and legal documentation for NBFC-related activities and licensing. Manage intellectual property filings, including trademark applications and oppositions. Track legal risks and analyze the impact of regulatory changes on business operations. Support internal audit, inspection readiness, and legal process improvements. Candidate Profile Bachelor's degree in Law (LLB); Master's degree (LLM) and/or CS (executive) preferred. 8-10 years of relevant experience in NBFC, fintech. Solid understanding of financial regulations, corporate law, and securities law. Hands-on experience in handling regulatory interfaces with SEBI, RBI, stock exchanges, and tribunals. Strong legal drafting, negotiation, and analytical skills. Proficiency in legal documentation, compliance tracking, and Microsoft Office tools. (ref:iimjobs.com) Show more Show less
