Financial Advisor

Role Overview

Financial Advisor

Key Responsibilities

• Build and maintain strong client relationships, acting as a trusted advisor for investment and financial planning needs.
• Assess clients’ financial objectives, risk tolerance, and time horizons to develop customized investment strategies.
• Provide guidance on asset allocation, retirement planning, tax-efficient investments, estate planning, and wealth preservation.
• Conduct regular reviews of clients’ portfolios, recommending adjustments based on market conditions, client goals, and risk profiles.
• Stay informed about financial markets, investment products, and regulatory changes to provide informed advice.
• Collaborate with portfolio managers, research analysts, and compliance teams to deliver holistic solutions.
• Prepare and present financial plans, reports, and investment performance updates to clients.
• Ensure all advisory activities comply with regulatory requirements and the firm’s internal policies.
• Support business development by identifying opportunities to expand client relationships and grow assets under management.

Skills & Competencies

• Strong understanding of investment products (mutual funds, equities, bonds, alternative investments, etc.).
• Solid knowledge of financial planning principles, wealth management, and portfolio construction.
• Excellent analytical, problem-solving, and quantitative skills.
• Exceptional communication, presentation, and interpersonal skills.
• High ethical standards with a client-first mindset.
• Ability to thrive in a fast-paced, client-focused environment.

Qualifications & Experience

• Bachelor’s degree in Finance, Economics, Accounting, or related field (Master’s/MBA preferred).
• Professional certifications such as

  CFP, CFA, or NISM Investment Advisor Level II

  (preferred).
• Minimum

  5 years of experience

  as a Financial Advisor, Investment Consultant, or Wealth Manager in an investment management or financial services firm.