17 Control Assessment Jobs

Role Overview: You will be a part of the Investment Services Testing team responsible for evaluating and testing internal controls globally to support Business Risk Management. Your role will involve assessing the effectiveness of controls and applying risk-based assurance skills to ensure compliance with regulatory requirements. Key Responsibilities: - Evaluate and test internal controls on behalf of the Investment Services business - Apply risk-based assurance skills to assess and continuously improve the banks" control environment - Perform walkthroughs and common control testing concepts such as population identification, sampling, testing, and documenting - Identify exceptions, root causes, and present issues to relevant parties - Interact and maintain relationships with internal stakeholders at various levels - Manage multiple tasks independently in a deadline-driven environment - Utilize Microsoft Office suite (Word, Excel, Outlook) effectively - Prioritize competing priorities and meet deadlines - Demonstrate intellectual curiosity, analytical skills, and critical thinking abilities Qualification Required: - Complete or partial professional qualification in an audit or related field (e.g. ACCA, ACA, CIA, CFA) - Minimum of 6 years of experience in a multinational financial services company - Good understanding of risk and controls in a financial services environment - Experience assessing the effectiveness of controls for compliance with regulatory requirements - Some familiarity with risk and control processes in securities trading, asset management, custody banking, or fund services - Knowledge of key regulations and current regulatory developments relevant to the business (Note: The additional details of the company were not provided in the Job Description),

Job Description: You will be responsible for interpreting and disseminating Firmwide CORE Standards and Procedures to Control Managers. Additionally, you will undertake various Risk and Control Program initiatives and present the outcomes to senior stakeholders. Your role will also involve reviewing and closing out all Program and self-identified CORE hygiene items, becoming a subject matter expert in the CORE application, and providing guidance to Control Managers. Furthermore, you will support data quality analysis and reporting, assist with control issues, conduct qualitative assessments on high-risk compliance and control areas, and communicate regularly with key stakeholders. Key Responsibilities: - Interpret and disseminate Firmwide CORE Standards and Procedures. - Undertake Risk and Control Program initiatives and report to senior stakeholders. - Review and close out Program and self-identified CORE hygiene items. - Provide guidance on the CORE application to Control Managers. - Support data quality analysis and reporting. - Assist with control issues, prioritize appropriately, and escalate when needed. - Conduct qualitative assessments on high-risk compliance and control areas. - Communicate regularly with key stakeholders. Qualifications Required: - Strong analytical skills with experience in data analysis. - Familiarity with Risk and Control Assessment processes. - Self-starter with multitasking abilities and independence. - Excellent organizational skills and attention to detail. - Strong interpersonal and teamwork skills. - Demonstrated initiative, ownership, and accountability. - Proficiency in oral and written communication and presentation. - Advanced knowledge of MS Office, especially MS Excel.,

If you are seeking a career with a significant impact, consider joining HSBC, one of the largest banking and financial services organizations globally. With operations in 62 countries and territories, HSBC aims to foster growth and prosperity, empowering businesses and individuals to achieve their aspirations. Currently, we are looking for a dedicated professional to fill the position of Financial Control - Governance and Control. In this role, your primary responsibilities will include: - Facilitating the creation of Root Cause Analysis (RCA) for relevant processes and ensuring global consistency in RCA scoping, risk assessment, and controls. - Supporting the maintenance of RCA and control owner continuous monitoring plans for key processes and controls within the Finance domain. - Reviewing and offering guidance on remediation to control, issue, and incident owners. - Managing secretarial activities related to risk and control governance meetings, such as scheduling, attendance tracking, and terms of reference maintenance. - Preparing for governance meetings by reviewing relevant management information and following up on emerging and outstanding issues. - Collaborating with external auditors at global and regional levels and engaging with Internal Audit/external audit leads to understand audit plans and emerging issues. - Supporting other Finance areas in interactions with external stakeholders (e.g., regulators) and internal stakeholders in Global Businesses and Global Functions. - Advising Control Owners on control identification, design, documentation, and continuous monitoring. - Maintaining key stakeholder relationships to enhance awareness of operational risk identification, assessment, mitigation, and control. To be successful in this role, you should possess: - Knowledge of finance functions like accounting, reconciliation, and reporting in the financial services sector. - Understanding of SOX, operational risk, and COSO frameworks. - Strong attention to detail, problem-solving abilities, and influencing skills. - Excellent interpersonal skills for effective communication with team members, senior management, and stakeholders in challenging situations. - CA/MBA finance qualification with 9-14 years of relevant post-qualification experience in risk and controls within a leading accounting firm or financial services industry. - Proven experience in risk and control assessments, assurance reviews, and managing SOX framework. - Ability to design efficient controls/procedures meeting internal and external audit and regulatory expectations. - Capability to anticipate, identify, and mitigate operational risk in a cost-effective manner. - Proficiency in designing and implementing standardization and automation initiatives. Join HSBC and unlock your potential for greater achievements in a dynamic and rewarding environment. Please note that any personal data provided during the application process will be handled in accordance with our Privacy Statement, available on our website. Issued By HSBC Electronic Data Processing (India) Private LTD,

As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include enhancing the Finance Risk and Control governance, conducting Risk and Control Assessments, and ensuring timely management of risk Events, Issues, and Actions. Your role will involve collaborating with Risk Owners, Risk Stewards, and Control Owners to update and calibrate risk assessments, drive effective Finance CCO Risk and Control governance, and provide oversight on key processes and governance reporting. You will be responsible for maintaining the integrity of the control environment through process walkthroughs, active challenge to ensure compliance with risk management frameworks, and support in the monthly Account Reconciliation and Control Certificate process. To excel in this role, you should have experience in Non-Financial Risk, Operational Risk, Control Office, Audit, or Assurance Function, preferably in Finance. A background in accounting with qualifications such as ACA/ACCA or equivalent experience is required. Strong communication, stakeholder management, and analytical skills are essential for this position. Knowledge of Finance functions such as accounting, reconciliation, reporting, and regulatory reporting in the financial services sector is a must. Additionally, experience in balance sheet reconciliation, ARCC requirements, MS Excel proficiency, and familiarity with automation tools would be advantageous. Prior exposure to HSBC Helios and interaction with auditors would be beneficial. Joining HSBC means being part of a global organization that values your contributions and provides opportunities for personal and professional growth. If you are seeking a rewarding career where you can make a real impact, HSBC is the place for you. Please note that personal data shared during the application process will be handled in accordance with HSBC's Privacy Statement, available on the official website of the bank.,

As an Assistant Vice President - Controls Office BUK Operations, your role is crucial in supporting the mitigation of risk and protecting the bank's operational, financial, and reputational risk. You will be expected to bring your expertise in Risk, Control, and Operations to collaborate with various stakeholders across the bank and business units. Through detailed documentation of control assessments, procedures, and findings, you will work towards improving overall control effectiveness. Your responsibilities will include executing reviews to assess the effectiveness of the bank's internal controls framework in alignment with established policies, regulations, and best practices. It is imperative to establish and maintain key stakeholder relationships to drive the Controls agenda effectively. Your excellent relationship building, networking, negotiation, and communication skills, both written and verbal, will be highly valued in this role. As an AVP, your problem-solving skills will play a significant role in considering alternative and lateral solutions to address challenges. You will be assessed on critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, and digital and technology expertise, along with job-specific technical skills. Located in Noida, the purpose of your role is to assess the integrity and effectiveness of the bank's internal control framework to support risk mitigation and protection of operational, financial, and reputational risks. You will collaborate with stakeholders to document control assessments, procedures, and findings to enhance overall control effectiveness. Your accountabilities will also involve identifying and investigating potential weaknesses within internal controls, developing reports to communicate key findings from risk assessments, and executing reviews to ensure the effectiveness of the bank's internal controls framework. Adherence to the Barclays Controls Framework and implementing appropriate methodologies for assessing controls against the Controls Framework will be essential in your role. As an Assistant Vice President, you are expected to advise and influence decision-making, contribute to policy development, and take responsibility for operational effectiveness. Leading a team to deliver impactful work and setting objectives, coaching employees, and appraising performance will be part of your responsibilities. You will also be expected to demonstrate leadership behaviours that create an environment for colleagues to thrive and deliver excellence. Whether you have leadership responsibilities or function as an individual contributor, your role will involve collaborating on assignments, guiding team members, identifying new directions for projects, consulting on complex issues, mitigating risks, and developing new policies and procedures. You will be responsible for managing risks and strengthening controls related to your work and collaborating with other areas to support the business strategy. Your ability to engage in complex data analysis, solve problems creatively, communicate complex information effectively, and influence stakeholders to achieve outcomes will be crucial in this role. Demonstrating the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset to Empower, Challenge, and Drive, will be expected from all colleagues.,

As an integral part of our team at Deutsche Bank Group, you will be encouraged to excel together on a daily basis. This involves assuming responsibility, approaching tasks with a commercial mindset, displaying initiative, and fostering a collaborative work environment. Our culture is centered around shared successes and a sense of unity among our employees. Together, we embody the ethos of Deutsche Bank Group. We are committed to creating a diverse and inclusive workplace where all individuals are valued and respected. Applications from everyone are welcome as we strive to maintain a positive and fair work environment for all.,

The Central Control Capabilities function is responsible for driving Monitoring & Testing (M&T) of key controls across the business. It comprises of four groups: Control Assessment, Call Listening, Central Testing, and Strategy, Governance & Automation (SG&A). Control Assessment and Central Testing functions partner with Control Owners and Inbusiness Control Teams to conduct M&T activities for key controls in scope of the CTU. This includes control design assessment, development of tools for operational effectiveness monitoring and testing, assessment of the design of tools, execution of activities, and disposition of exceptions identified through M&T activities. Central Testing function in Citi Service Centers in India is structured along three verticals: M&T Execution, M&T Automation, and Strategy & Governance. Strategy & Governance function is responsible for defining the operating model for Central Testing in coordination with SG&A Lead, reporting into the Head of SG&A function. The Strategy & Governance C13 is accountable for managing people, budget, planning, and overseeing key activities. **Program Management:** - Develop governance structures for Central Testing function - Support in collating updates for Business Reviews, Risk & Control committees - Track KPIs/KRIs and improve adherence to established metrics - Implement Quality Control metrics for performance monitoring and remediation - Identify opportunities for streamlining and automation of processes **Expense & Headcount Management:** - Ensure robust expense management and coordinate budget process - Work on capacity planning and management for staff - Provide support for third party relationships in Central Testing **Regulatory & Internal Governance:** - Manage issue management discipline, deliverables to Auditors and Regulators - Coordinate engagement with second line, third line, and local regulators **Training & Talent Development:** - Track training completions for staff - Assess opportunity for external certification in talent development program **Qualifications and Competencies:** - 8+ years of experience in strategy, governance, or relevant roles in financial services - Strong knowledge of operational & compliance risk management framework - Analytical skills, communication, ability to challenge conventions, and identify trends - Understanding of Citigroup's businesses, products, and risk profiles - Ability to build partnerships, lead coordination, and assess risks **Education:** - Bachelor's/University degree required; Master's degree preferred Citi is an equal opportunity and affirmative action employer.,

As a Business Risk Management Control Testing Officer, you will be responsible for supervising the Investment Services Testing team in performing operational effectiveness testing of internal controls for the Investment Services business. Your role will involve overseeing the control testing program, ensuring adherence to defined methodologies, and maintaining open communication with Business Risk Management and operational stakeholders. You will also review control tests to uphold high-quality standards and meet agreed timelines. The ideal candidate for this position will have experience in control testing within a large financial services company, with knowledge of common control testing concepts such as population identification, control attribute design, and industry standard control assessment frameworks like COSO. Additionally, you should possess strong communication skills, project management experience, and the ability to multitask and prioritize competing priorities effectively. Requirements for this role include a minimum of 9 years of experience in risk and control assessment, audit, or testing within the financial services sector. You should also have proficiency in control design and operational effectiveness review, along with the ability to interact with internal stakeholders at various levels. A professional qualification in audit or a related field, familiarity with risk and control processes in financial services, and experience with GRC systems are also desirable qualifications. If you are a self-motivated professional with strong organizational skills, the ability to work independently, and a desire to develop leadership capabilities, this role offers an opportunity to contribute to Business Risk Management and enhance the control environment for the Investment Services business.,

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, Audit, and validation focusing on key risk areas. Your responsibilities will include preparing the development of a Risk-Based Audit Plan, audit scope, and work program. You will support the team in fieldwork, review the work of team members, discuss reports with the concerned functional head, finalize reports for submission to senior management, prepare audit committee presentations, track and follow-up on implementation of audit recommendations, and provide training to new and existing team members on auditing and recent developments. It is essential for you to be adept at interpreting regulations and their application. Requirements for this role include 2-5 years of work experience in a relevant field and a degree in B.Com/CA Inter. The remuneration for this position is open for discussion and is not a constraint for the right candidate. If you are interested in the above job profile, please upload your updated resume with a photo on our website. If shortlisted, we will revert to you to schedule an interview. Experience: 2-5 years experience Employment Type: Full-time Industry: Iron & Steel Industry Job Location: Coimbatore Date Posted: April 26, 2021,

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will be responsible for leading SAP GRC Process Control projects. With over 10 years of experience in SAP GRC Process Control, your expertise will be crucial in managing implementations, supporting operations, and guiding teams to ensure compliance and audit readiness. In this role, we are looking for a professional who has a deep understanding of SAP GRC Process Control, with a minimum of 1 Implementation and 1 Support project experience. You should have experience in Continuous Control Monitoring (CCM) of GRC PC and be adept at creating organization structures, regulations, business process hierarchies, and performing control assessments. Your responsibilities will include customization of Agent Rule Determinations, background jobs, and workflows activation, as well as converting RACM into Technical GRC PC Control Matrix. You should have a good understanding of business flows and process cycles, and be able to prepare project execution plans based on control scoping. Additionally, you will be responsible for managing the client and various stakeholders for SAP Security/GRC AC, PC related projects, mentoring team members, providing business solutions, and offering Level three support for SAP security/GRC. Your role will also involve managing incident and service requests in a ticketing tool. If you are a seasoned professional with a Bachelor's Degree and immediate availability, possessing strong skills in SAP GRC Process Control, Continuous Control Monitoring, Regulation & Requirement Management, Control Assessment, and Project Planning & Execution, we invite you to join our team at Infosys BPM and make a significant impact in leading SAP GRC Process Control projects. Regards, Daina Infosys Recruitment Team,

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karntaka (IN-KA), India. As a Control Assessment, your responsibilities will involve designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA serves 75% of the Fortune Global 100 companies. The company offers services such as business and technology consulting, data and artificial intelligence solutions, industry-specific offerings, application development, infrastructure management, and connectivity solutions. NTT DATA is at the forefront of digital and AI infrastructure services globally. If you are an exceptional, innovative, and passionate individual looking to be part of an inclusive and forward-thinking organization, NTT DATA welcomes your application. Join a team that is dedicated to driving innovation and helping clients succeed in the digital future. Visit us at us.nttdata.com for more information.,

Job Description/ Major Responsibilities Conduct Control Assessments and assist in IT Compliance Services delivery across different assets, including in-house applications, SaaS systems, mobile apps, technical platforms, OS, and databases. Identify control deficiencies and potential risks during assessments. Track and monitor remediation progress. Help develop and update awareness sessions/trainings and deliver mandatory trainings to keep the team informed on control requirements and best practices. Assess complex technology risks and internal controls, identifying opportunities for improvement. Contribute to audit efficiency through automation and continuous control monitoring. Minimum Requirements Bachelors degree in computer science, Information Systems, Accounting, or a related field. Advanced degree (Post Graduation) preferred. Professional certifications such as Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), or similar credentials preferred. Work Experience Minimum of 5 years of experience in IT audit, IT risk management, IT compliance, or a similar role. Strong understanding of SOX compliance requirements, internal control frameworks (e.g., COSO), and IT auditing standards (e.g., COBIT). Knowledge of IT systems and processes, including system development life cycle (SDLC), IT infrastructure, and cybersecurity. Knowledge of SOC Compliance (SOC1/SOC2) and skill in analyzing findings. Role & responsibilities

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karnataka, India. As a Control Assessment, your responsibilities will include designing and testing control assurance, as well as providing recommendations for control automation. NTT DATA is a trusted global innovator of business and technology services with a commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA offers services such as business and technology consulting, data and artificial intelligence solutions, and the development and management of applications, infrastructure, and connectivity. If you are an exceptional, innovative, and passionate individual looking to be part of an inclusive and forward-thinking organization, apply now to be a part of NTT DATA's team and contribute to their mission of driving digital and AI infrastructure worldwide. Visit us at us.nttdata.com for more information.,

Role & responsibilities : As a part of our team youll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations. Ability to effectively perform the technical components of risk assessments to provide an accurate view of the clients current risk state Ability to perform end-to-end business process analyses and design Ability to gather, synthesize, and analyze data using appropriate tools and technologies Ability to assess and design internal controls by applying an understanding of internal control design frameworks and regulatory requirements Ability to understand the clients business, interpret sector trends, and learn leading practices Ability to effectively interact with colleagues and clients of varying backgrounds to effectively serve clients Ability to enhance quality and efficiency of recommended conduct risk solutions by applying relevant frameworks, conducting research, and performing analyses Ability to conduct internal audits by leveraging approved processes and methodologies Ability to set the stage for a successful assessment of clients internal audit processes and controls by collecting and organizing data Ability to enhance quality of assurance engagements by identifying risks, performing testing, researching governing regulations, and developing reports Ability to leverage industry leading tools and frameworks to increase effectiveness of ORM solutions Ability to form a core technology and data risk skillset through proactively conducting research, and participating to internal and external initiatives Ability to leverage industry leading frameworks, methods, and tools to increase effectiveness of technology and data risk solutions Preferred Candidate Profile : CA (0-1 years experience) MBA – Finance (with 3+ years of relevant experience) BBM / BBA / B. Com (with 5+ years of relevant experience) Experience in Advanced Analytics and ERP is preferred

The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initiatives and projects. Working closely with teams in and out of the division to understand risks impacting the group on a dynamic basis. Job Description The BCU team is principally responsible for: Identification and mitigation of non-financial risks (regulatory, conduct and systemic) Supporting the operations of an efficient supervisory and conduct framework. Ensuring the governance and remediation of a business audit portfolio Driving Change the Bank initiatives to support the control framework. In addition to working closely with the business heads, the groups reach and interaction is broad, including engagement with the Corporate Relationship Management (Coverage) Divisional Control Officer (DCO) and those functions forming the 2nd and 3rd LoD, for example Compliance, Anti Financial Crime (AFC), Non-Financial Risk Management (NFRM), Legal, Group Audit and others. This role will be to support the Global BCU function in various capacities. Your key responsibilities The Candidate within the team would be primarily responsible for RCA and would be required to: - Collate and analyse contextual data and relevant data triggers (including read across from other assessments) to inform an accurate and up to date view of the Risk Profile as well as Emerging Risks. Update the Inherent Risk, Control Suite & Residual Risk rating and supporting rationale, liaising with Risk Types SMEs in their business. Consider the combined effectiveness of individual Key Controls, leveraging available Control Guardrail information, individual Control certification & assessment from Control Owners, and individual Control Assurance results for Control Suite ratings. Coordinating and incorporating Anti-Financial Crime and Compliance risk assessments within the business Risk Profile Coordinating and participating in quarterly US/ annual global RCA workshop to ensure Risks are discussed and mitigation decisions are documented in the RCA tool. Creating monthly RCA snapshot in the tool as a point-in-time Risk Profile for the division and coordinating capture of unresolved 2nd LoD challenges and obtain sign off from Risk Assessor. Candidate would also be responsible for: - Support Non-Financial Risk Councils (NFRCs). Support validation of DMA (Designated Market Activities) perimeter. Ensuring control inventory for Coverage is kept up to date. Support all aspects of Front Office Operational Risk Framework from an RCA perspective. Provide support for audit reviews and compliance testing. Creation and delivery of senior management reporting to support decision making. Provide analytical support to the BCU team and senior management decision making. Manage ad-hoc tasks as and when required. Your skills and experience MBA in Finance from a premier institution with relevant experience Work experience in banking domain working on regulatory projects/ operational risk management. Strong interpersonal and excellent verbal and written communication skills. Experience in conducting and driving meetings with senior stakeholders. Able to work as part of a global team. Experience in managing the RCA process would be preferable. Strong computer skills, particularly in dealing with high volume of data, management of databases and Excel. Advanced exposure PowerPoint is must. Strong analytical skills and ability to formulate clearly and present information in a compelling manner. Confident to question the status quo business practice / existing control framework.

RORG is an independent review group that provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the rigor and accuracy of the firm's and the Bank's internal systems/processes supporting regulatory compliance. The independent verification process helps detect and identify potential issues with conformance with instructions and firm policies, data quality, and control effectiveness.Review of this information helps to identify process and reporting gaps, and will be the foundation for determining the examination activities to be conducted. RORG serves to complement the firm's other independent risk-management infrastructure and internal audit function. JOB SUMMARY AND RESPONSBILITIES Develop an understanding of firm's regulatory reporting requirements including Capital Planning processes and controls supporting the reporting process and systems Conduct independent reviews of the various regulatory reports filed by the Firm including verification of the regulatory instructions, data accuracy/ aggregation and reporting compliance Assess design adequacy and operating effectiveness of controls Raise action items and independently validate remediation plans Provide effective challenge of stakeholder process(es) and outcomes Liaise across relevant business, technology to prioritize risks, challenge decisions, assumptions and drive appropriate risk response Develop and maintain effective and constructive stakeholder relationships PREFERRED QUALICIATION Attention to detail and possesses strong excel, analytical & organizational skills Proactive, strong interpersonal, written and verbal communication skills Ability to operate in a fast-paced environment with high sense of urgency/ multi-tasking skills Interest in developing a solid understanding of financial markets/ products and regulatory reporting landscape Keen to learn, adopt new skills and identify and make improvements to systems and processes BASIC QUALIFICATION Chartered Accountants/ Certified Public Accountant/ equivalent degree with 3-6 years of experience Public or internal audit experience with exposure in Financial Services sector Quality Assurance experience Understanding of U.S. Regulatory Reporting

Educational Qualification - CA Experience- 10-12 years of experience in a Internal Audit role (preferably in a manufacturing company). Reporting to - Vice President - Internal Audit & Risk Management Role Purpose To oversee internal audit and risk management activities, ensuring strong internal controls, regulatory compliance, and effective identification and mitigation of business risks across the organization. Key Responsibilities Develop and execute a risk-based annual internal audit plan Oversee and manage internal audit activities across all business functions Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes Provide recommendations to improve the efficiency and effectiveness of operations Prepare and present audit findings and reports to senior management and the audit committee Monitor the implementation of audit recommendations and corrective actions Ensure compliance with internal policies, legal and regulatory standards Liaise with external auditors and regulatory bodies as required Lead, mentor, and develop the internal audit team Stay updated on industry trends, audit tools, and best practices Conduct internal audits at manufacturing locations Review and monitor Statutory compliance of the company Follow-up for implementation of audit recommendation Coordination and support business team for process improvement, cost reduction, bridging control gaps etc Identification and Assessment of Risks and preparation of Risk Register Follow-up for implementation of Risk Mitgation plan Regular monitoring of Risk Status and reporting Key Result Areas (KRAs) Internal Audit Planning & Strategy Develop and execute a risk-based annual audit plan Align audit activities with organizational objectives and regulatory requirements Reviwing the internal controls framework for all the process and applicable functions Co ordinate, review and discuss the work of Internal audit firms engaged Actively identify opportunities for automation of process and controls Risk Management & Control Assessment Evaluate the effectiveness of internal controls and risk management processes Recommend improvements for identified risks and gaps Getting the IFC tested and present report of testing Operational & Financial Audits Oversee audits across departments including finance, IT, operations, procurement, etc. Ensure compliance with applicable laws, policies, and procedures Compliance & Regulatory Assurance Monitor adherence to statutory regulations, standards, and internal policies Liaise with external auditors and regulatory bodies Audit Reporting & Recommendations Present audit findings and actionable recommendations to the Audit Committee and senior management Track and report follow-up actions on audit issues Fraud Detection & Investigations Conduct special audits or investigations in case of suspected fraud or irregularities Technical Skills and Knowledge CA equivalent professional certification Minimum 10-12 years of internal audit experience, with at least 5 years in a leadership role Strong understanding of risk management, internal control frameworks, and audit methodologies Proven ability to influence and engage stakeholders at all levels Excellent analytical, communication, and interpersonal skills Experience of implementing Enterprise Risk Management COSO framework in manufacturing company Command over spoken and written English language Ability to articulate issues and draft internal audit reports Report writing and presentation skills Data analytics, audit analytics SAP and MS excel deep working knowledge a must Willingness to travel in india and overseas