38 Control Assessment Jobs

Requirements 3-5 years of relevant work experience. Good understanding of Risk management practices, control assessment, and NIS,guidelines Knowledge of common information security management frameworks, such as ISO/IEC 27001, PCI DSS, SOC type 2, etc Knowledge of Cloud computing/Elastic computing across virtualized environments Excellent written and verbal communication skills and a high level of personal integrity Preferred to have work experience in FinTech's and Banks

Role Overview: You will be part of the Investment Services Testing team, responsible for conducting operational effectiveness testing of internal controls for the Investment Services business. Your role will involve supervising the Testing Team members, ensuring the control testing program runs efficiently, and maintaining effective communication with Business Risk Management and operational business stakeholders. Key Responsibilities: - Supervise the work of Testing Team members within the Business Risk Management organization - Ensure the control testing program aligns with defined methodologies and timelines - Conduct hands-on testing reviews to maintain high-quality control tests - Utili...

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will be responsible for leading SAP GRC Process Control projects. Your expertise in SAP GRC Process Control, with over 10 years of experience, will be crucial in managing implementations, supporting operations, and guiding teams to ensure compliance and audit readiness. - Lead SAP GRC Process Control projects. - Manage implementations, support operations, and ensure compliance. - Guide teams to ensure audit readiness. To excel in this role, you should have: - Deep understanding of SAP GRC Process Control. - Minimum of 1 Implementation and 1 Support project experience. - Experience in Continuous Control Monitoring (CCM) of ...

Role : Sox Audit( IC & SOX/Audit/CNC ) Exp : Min 4 years package : 20LPA Qualification : Commerce graduation + CA added advantage Location : Pune , Bangalore,Jaipur Must have : F&A process control, control testing,Internal audit,statutory audit Regards, Bhuvana 9150760085

Job Summary: The incumbent of this role in SUD Life's Internal Audit department will be responsible for planning, executing, and reporting on internal Audits. The role involves identifying risks, recommending improvements, and supporting management in strengthening internal controls. Key Functional Responsibilities: Execute the approved Audit Plan effectively. Verify sales incentive results, resolve queries in coordination with various stakeholders, identify revenue leakage, and assist management in addressing loopholes in the incentive structure. Conduct risk assessment analysis, data analysis, control assessment, process automation, process evaluations, and continuous auditing. Work closel...

As an Assistant Manager in this team, your responsibilities will include: - Assisting in planning activities, development of audit program, and execution of internal audits and IT control assessments in various areas such as IT strategy and governance, IT operations, network and infrastructure security, cloud and third-party risk, programs and projects, automation, GITCs and application controls, and regulatory/compliance requirements. - Reviewing clients" processes and controls against leading practice and industry frameworks, identifying gaps in design and execution, and communicating issues and recommendations to engagement leads and client management. - Working with the client management...

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, and validation focusing on key risk areas. Responsibilities: - Preparation in the development of Risk Based Audit Plan. - Preparation of audit scope and work program. - Supporting the team in Fieldwork. - Reviewing the work of team members. - Discussing the report with the concerned functional head. - Finalizing the report & submission to senior management. - Preparation of audit committee presentation. - Tracking and follow-up on the implementation of audit recommendations. - Training the new and existing team members on auditing and recent developments. The ideal Candidate sh...

As a Business Control Officer at Barclays, you will be spearheading the evolution of the digital landscape, driving innovation and excellence. You will utilize cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. **Key Responsibilities:** - Assess critical skills such as experience with Markets product, Markets Operations, Control assessment, and creating remediation plans. - Utilize job-specific skillsets to enhance performance in the role. **Qualification Required:** - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management. - Graduate or Post Graduate with experience in Controls, Co...

As an Assistant Vice President, Wholesale Non Financial Risk at HSBC, your main responsibilities will include: - Leading and providing subject matter expertise (SME) support on Business Risk related matters such as risk identification, mitigation, governance, insights, and control activities for various verticals within the organization. - Actively supporting Wholesale Business Risk Senior Management in managing Conduct Risk and ensuring governance committees meet the risk governance framework requirements. - Providing guidance to first-line management regarding Risk Management framework and facilitating risk and control assessments. - Offering SME guidance in areas of primary responsibiliti...

Role Overview: You will be part of the Central Control Capabilities function, responsible for driving Monitoring & Testing (M&T) of key controls across the business. The Central Testing function is primarily based out of Citi Service Centers in India and is structured along three verticals: M&T Execution, M&T Automation, and Strategy & Governance. Key Responsibilities: - Manage governance structures for the Central Testing function, including developing management reports for various stakeholders. - Support in collating relevant updates for Monthly Business Reviews, Risk & Control governance committees, and other forums. - Track relevant KPIs/KRIs for teams within the Central Testing functio...

Your role as AVP - Controls Office BUK Operations is crucial for supporting the mitigation of risk and protecting the bank's operational, financial, and reputational risk. You will need experience in Risk, Control, and Operations, as well as collaborate with various stakeholders to enhance overall control effectiveness. Your responsibilities will include: - Detailed documentation of control assessments, procedures, and findings to improve control effectiveness. - Execution of reviews to assess the bank's internal controls framework alignment with policies, regulations, and best practices. Your success in this role will be evaluated based on your skills in risk and controls, change and transf...

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Description International Risk and Controls sits within International Card Services (ICS) which comprises of all the issuing functions across all 28 international ...

As an Auditor in this role, you will be responsible for various key activities including: - Financial examination: You will analyze financial statements and records to ensure accuracy and compliance with standards and regulations. - Risk and control assessment: Your role will involve evaluating the effectiveness of internal controls and risk management procedures, while also identifying potential fraud or inefficiencies. - Compliance: It will be your duty to ensure that the organization adheres to relevant laws, regulations, and accounting standards. - Reporting and recommendations: You will be expected to prepare detailed audit reports outlining your findings and provide recommendations to ...

As a Deputy Manager in Business Continuity & Disaster Recovery (BCDR) at our company, your primary role will be to manage and enhance our Business Continuity Management System (BCMS) and Disaster Recovery (DR) capabilities. You will be responsible for developing, implementing, and testing BCP/DR strategies in alignment with enterprise risk management and cyber resilience frameworks. Key Responsibilities: - Develop, implement, and maintain the Business Continuity and Disaster Recovery (BCDR) framework in compliance with organizational and regulatory standards. - Conduct risk assessments and business impact analyses (BIA) to identify critical processes, dependencies, and potential disruptions....

Role Overview: You will be responsible for ensuring SOX ITGC compliance by conducting controls rationalization for IT assets, supporting the design of SOX IT controls and application controls, assisting in documenting SOX IT controls, and ensuring control deficiencies are remediated. Additionally, you will contribute to the development and maintenance of IT policies, procedures, and control matrices, provide training on SOX IT control requirements, track the progress of SOX IT control execution, monitor compliance efforts, facilitate collaboration between control owners, internal audit, and external auditors, and support continuous improvement of SOX IT controls and processes. Key Responsibi...

Role Overview: As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include tasks such as supporting the delivery of Finance Risk and Control governance, improving RCA assessment, managing risk events and issues, driving effective Finance CCO Risk and Control governance, and providing quality assurance and oversight on key processes. Your excellent communication and stakeholder management skills will be essential for direct interaction with senior business partners and stakeholders. Key Responsibilities: - Support the control environ...

As a Divisional Risk and Controls Specialist, Vice President at Deutsche Bank's Private Bank in Mumbai, India, your role involves leading a team to manage non-financial risks and control mechanisms for the Private Bank. Your responsibilities will include: - Leading a team in Mumbai to handle various Non-Financial Risk management topics such as Risk and Control Assessment (RCA), Findings Management, Operational Risk Incidents Tracking/Reporting, Control Governance, oversight, testing, and remediation - Driving the RCA process to ensure accurate risk profiling for United States and Europe International - Analyzing monthly Contextual Data to determine updates required to the risk profile - Crea...

As a Business Risk Management Control Testing Officer, you will be responsible for supervising the Investment Services Testing team in conducting operational effectiveness testing of internal controls for the Investment Services business. Your role will involve overseeing the team members, ensuring the control testing program is executed efficiently, and maintaining open communication with Business Risk Management and operational business stakeholders. Key Responsibilities: - Supervise the work of the Testing Team to ensure the control testing program runs smoothly - Conduct hands-on testing reviews to ensure tests are completed to a high standard and within agreed timelines - Implement defi...

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will play a crucial role in leading SAP GRC Process Control projects. Your extensive experience of over 10 years in SAP GRC Process Control will be invaluable in overseeing implementations, providing operational support, and guiding teams to ensure compliance and audit readiness. Your key responsibilities will include: - Customizing Agent Rule Determinations, managing background jobs, and activating workflows - Converting RACM into Technical GRC PC Control Matrix - Understanding business flows and process cycles to create project execution plans based on control scoping To excel in this role, you should have: - A deep unde...

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, Audit, and validation focusing on key risk areas. Your responsibilities will include: - Preparing the development of a Risk-Based Audit Plan, audit scope, and work program. - Supporting the team in fieldwork, reviewing the work of team members. - Discussing reports with the concerned functional head, finalizing reports for submission to senior management. - Preparing audit committee presentations, tracking and following-up on implementation of audit recommendations. - Providing training to new and existing team members on auditing and recent developments. It is essential for yo...

Role Overview: As a Control Assessment professional at NTT DATA, you will be responsible for designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. Key Responsibilities: - Design and evaluate the operating effectiveness of controls. - Conduct control assurance testing. - Provide recommendations for control automation. Qualifications Required: - Bachelor's degree in a relevant field. - Experience in control assessment or related field. - Strong analytical and problem-solving skills. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helpin...

Role Overview: You will be a part of the Investment Services Testing team responsible for evaluating and testing internal controls globally to support Business Risk Management. Your role will involve assessing the effectiveness of controls and applying risk-based assurance skills to ensure compliance with regulatory requirements. Key Responsibilities: - Evaluate and test internal controls on behalf of the Investment Services business - Apply risk-based assurance skills to assess and continuously improve the banks" control environment - Perform walkthroughs and common control testing concepts such as population identification, sampling, testing, and documenting - Identify exceptions, root cau...

Job Description: You will be responsible for interpreting and disseminating Firmwide CORE Standards and Procedures to Control Managers. Additionally, you will undertake various Risk and Control Program initiatives and present the outcomes to senior stakeholders. Your role will also involve reviewing and closing out all Program and self-identified CORE hygiene items, becoming a subject matter expert in the CORE application, and providing guidance to Control Managers. Furthermore, you will support data quality analysis and reporting, assist with control issues, conduct qualitative assessments on high-risk compliance and control areas, and communicate regularly with key stakeholders. Key Respon...

If you are seeking a career with a significant impact, consider joining HSBC, one of the largest banking and financial services organizations globally. With operations in 62 countries and territories, HSBC aims to foster growth and prosperity, empowering businesses and individuals to achieve their aspirations. Currently, we are looking for a dedicated professional to fill the position of Financial Control - Governance and Control. In this role, your primary responsibilities will include: - Facilitating the creation of Root Cause Analysis (RCA) for relevant processes and ensuring global consistency in RCA scoping, risk assessment, and controls. - Supporting the maintenance of RCA and control ...

As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include enhancing the Finance Risk and Control governance, conducting Risk and Control Assessments, and ensuring timely management of risk Events, Issues, and Actions. Your role will involve collaborating with Risk Owners, Risk Stewards, and Control Owners to update and calibrate risk assessments, drive effective Finance CCO Risk and Control governance, and provide oversight on key processes and governance reporting. You will be responsible for maintaining the integrity of the cont...