27 Control Assessment Jobs

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. Description International Risk and Controls sits within International Card Services (ICS) which comprises of all the issuing functions across all 28 international ...

As an Auditor in this role, you will be responsible for various key activities including: - Financial examination: You will analyze financial statements and records to ensure accuracy and compliance with standards and regulations. - Risk and control assessment: Your role will involve evaluating the effectiveness of internal controls and risk management procedures, while also identifying potential fraud or inefficiencies. - Compliance: It will be your duty to ensure that the organization adheres to relevant laws, regulations, and accounting standards. - Reporting and recommendations: You will be expected to prepare detailed audit reports outlining your findings and provide recommendations to ...

As a Deputy Manager in Business Continuity & Disaster Recovery (BCDR) at our company, your primary role will be to manage and enhance our Business Continuity Management System (BCMS) and Disaster Recovery (DR) capabilities. You will be responsible for developing, implementing, and testing BCP/DR strategies in alignment with enterprise risk management and cyber resilience frameworks. Key Responsibilities: - Develop, implement, and maintain the Business Continuity and Disaster Recovery (BCDR) framework in compliance with organizational and regulatory standards. - Conduct risk assessments and business impact analyses (BIA) to identify critical processes, dependencies, and potential disruptions....

Role Overview: You will be responsible for ensuring SOX ITGC compliance by conducting controls rationalization for IT assets, supporting the design of SOX IT controls and application controls, assisting in documenting SOX IT controls, and ensuring control deficiencies are remediated. Additionally, you will contribute to the development and maintenance of IT policies, procedures, and control matrices, provide training on SOX IT control requirements, track the progress of SOX IT control execution, monitor compliance efforts, facilitate collaboration between control owners, internal audit, and external auditors, and support continuous improvement of SOX IT controls and processes. Key Responsibi...

Role Overview: As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include tasks such as supporting the delivery of Finance Risk and Control governance, improving RCA assessment, managing risk events and issues, driving effective Finance CCO Risk and Control governance, and providing quality assurance and oversight on key processes. Your excellent communication and stakeholder management skills will be essential for direct interaction with senior business partners and stakeholders. Key Responsibilities: - Support the control environ...

As a Divisional Risk and Controls Specialist, Vice President at Deutsche Bank's Private Bank in Mumbai, India, your role involves leading a team to manage non-financial risks and control mechanisms for the Private Bank. Your responsibilities will include: - Leading a team in Mumbai to handle various Non-Financial Risk management topics such as Risk and Control Assessment (RCA), Findings Management, Operational Risk Incidents Tracking/Reporting, Control Governance, oversight, testing, and remediation - Driving the RCA process to ensure accurate risk profiling for United States and Europe International - Analyzing monthly Contextual Data to determine updates required to the risk profile - Crea...

As a Business Risk Management Control Testing Officer, you will be responsible for supervising the Investment Services Testing team in conducting operational effectiveness testing of internal controls for the Investment Services business. Your role will involve overseeing the team members, ensuring the control testing program is executed efficiently, and maintaining open communication with Business Risk Management and operational business stakeholders. Key Responsibilities: - Supervise the work of the Testing Team to ensure the control testing program runs smoothly - Conduct hands-on testing reviews to ensure tests are completed to a high standard and within agreed timelines - Implement defi...

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will play a crucial role in leading SAP GRC Process Control projects. Your extensive experience of over 10 years in SAP GRC Process Control will be invaluable in overseeing implementations, providing operational support, and guiding teams to ensure compliance and audit readiness. Your key responsibilities will include: - Customizing Agent Rule Determinations, managing background jobs, and activating workflows - Converting RACM into Technical GRC PC Control Matrix - Understanding business flows and process cycles to create project execution plans based on control scoping To excel in this role, you should have: - A deep unde...

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, Audit, and validation focusing on key risk areas. Your responsibilities will include: - Preparing the development of a Risk-Based Audit Plan, audit scope, and work program. - Supporting the team in fieldwork, reviewing the work of team members. - Discussing reports with the concerned functional head, finalizing reports for submission to senior management. - Preparing audit committee presentations, tracking and following-up on implementation of audit recommendations. - Providing training to new and existing team members on auditing and recent developments. It is essential for yo...

Role Overview: As a Control Assessment professional at NTT DATA, you will be responsible for designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. Key Responsibilities: - Design and evaluate the operating effectiveness of controls. - Conduct control assurance testing. - Provide recommendations for control automation. Qualifications Required: - Bachelor's degree in a relevant field. - Experience in control assessment or related field. - Strong analytical and problem-solving skills. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helpin...

Role Overview: You will be a part of the Investment Services Testing team responsible for evaluating and testing internal controls globally to support Business Risk Management. Your role will involve assessing the effectiveness of controls and applying risk-based assurance skills to ensure compliance with regulatory requirements. Key Responsibilities: - Evaluate and test internal controls on behalf of the Investment Services business - Apply risk-based assurance skills to assess and continuously improve the banks" control environment - Perform walkthroughs and common control testing concepts such as population identification, sampling, testing, and documenting - Identify exceptions, root cau...

Job Description: You will be responsible for interpreting and disseminating Firmwide CORE Standards and Procedures to Control Managers. Additionally, you will undertake various Risk and Control Program initiatives and present the outcomes to senior stakeholders. Your role will also involve reviewing and closing out all Program and self-identified CORE hygiene items, becoming a subject matter expert in the CORE application, and providing guidance to Control Managers. Furthermore, you will support data quality analysis and reporting, assist with control issues, conduct qualitative assessments on high-risk compliance and control areas, and communicate regularly with key stakeholders. Key Respon...

If you are seeking a career with a significant impact, consider joining HSBC, one of the largest banking and financial services organizations globally. With operations in 62 countries and territories, HSBC aims to foster growth and prosperity, empowering businesses and individuals to achieve their aspirations. Currently, we are looking for a dedicated professional to fill the position of Financial Control - Governance and Control. In this role, your primary responsibilities will include: - Facilitating the creation of Root Cause Analysis (RCA) for relevant processes and ensuring global consistency in RCA scoping, risk assessment, and controls. - Supporting the maintenance of RCA and control ...

As a Financial Control - Governance and Control professional at HSBC, you will play a crucial role in supporting the control environment for Financial Reporting, Tax, and Treasury risks. Your responsibilities will include enhancing the Finance Risk and Control governance, conducting Risk and Control Assessments, and ensuring timely management of risk Events, Issues, and Actions. Your role will involve collaborating with Risk Owners, Risk Stewards, and Control Owners to update and calibrate risk assessments, drive effective Finance CCO Risk and Control governance, and provide oversight on key processes and governance reporting. You will be responsible for maintaining the integrity of the cont...

As an Assistant Vice President - Controls Office BUK Operations, your role is crucial in supporting the mitigation of risk and protecting the bank's operational, financial, and reputational risk. You will be expected to bring your expertise in Risk, Control, and Operations to collaborate with various stakeholders across the bank and business units. Through detailed documentation of control assessments, procedures, and findings, you will work towards improving overall control effectiveness. Your responsibilities will include executing reviews to assess the effectiveness of the bank's internal controls framework in alignment with established policies, regulations, and best practices. It is imp...

As an integral part of our team at Deutsche Bank Group, you will be encouraged to excel together on a daily basis. This involves assuming responsibility, approaching tasks with a commercial mindset, displaying initiative, and fostering a collaborative work environment. Our culture is centered around shared successes and a sense of unity among our employees. Together, we embody the ethos of Deutsche Bank Group. We are committed to creating a diverse and inclusive workplace where all individuals are valued and respected. Applications from everyone are welcome as we strive to maintain a positive and fair work environment for all.,

The Central Control Capabilities function is responsible for driving Monitoring & Testing (M&T) of key controls across the business. It comprises of four groups: Control Assessment, Call Listening, Central Testing, and Strategy, Governance & Automation (SG&A). Control Assessment and Central Testing functions partner with Control Owners and Inbusiness Control Teams to conduct M&T activities for key controls in scope of the CTU. This includes control design assessment, development of tools for operational effectiveness monitoring and testing, assessment of the design of tools, execution of activities, and disposition of exceptions identified through M&T activities. Central Testing function in ...

As a Business Risk Management Control Testing Officer, you will be responsible for supervising the Investment Services Testing team in performing operational effectiveness testing of internal controls for the Investment Services business. Your role will involve overseeing the control testing program, ensuring adherence to defined methodologies, and maintaining open communication with Business Risk Management and operational stakeholders. You will also review control tests to uphold high-quality standards and meet agreed timelines. The ideal candidate for this position will have experience in control testing within a large financial services company, with knowledge of common control testing c...

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, Audit, and validation focusing on key risk areas. Your responsibilities will include preparing the development of a Risk-Based Audit Plan, audit scope, and work program. You will support the team in fieldwork, review the work of team members, discuss reports with the concerned functional head, finalize reports for submission to senior management, prepare audit committee presentations, track and follow-up on implementation of audit recommendations, and provide training to new and existing team members on auditing and recent developments. It is essential for you to be adept at in...

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will be responsible for leading SAP GRC Process Control projects. With over 10 years of experience in SAP GRC Process Control, your expertise will be crucial in managing implementations, supporting operations, and guiding teams to ensure compliance and audit readiness. In this role, we are looking for a professional who has a deep understanding of SAP GRC Process Control, with a minimum of 1 Implementation and 1 Support project experience. You should have experience in Continuous Control Monitoring (CCM) of GRC PC and be adept at creating organization structures, regulations, business process hierarchies, and performing co...

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karntaka (IN-KA), India. As a Control Assessment, your responsibilities will involve designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA serves 75% of the Fortune Global 100 companies. The company offers services such as business and technology...

Job Description/ Major Responsibilities Conduct Control Assessments and assist in IT Compliance Services delivery across different assets, including in-house applications, SaaS systems, mobile apps, technical platforms, OS, and databases. Identify control deficiencies and potential risks during assessments. Track and monitor remediation progress. Help develop and update awareness sessions/trainings and deliver mandatory trainings to keep the team informed on control requirements and best practices. Assess complex technology risks and internal controls, identifying opportunities for improvement. Contribute to audit efficiency through automation and continuous control monitoring. Minimum Requi...

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karnataka, India. As a Control Assessment, your responsibilities will include designing and testing control assurance, as well as providing recommendations for control automation. NTT DATA is a trusted global innovator of business and technology services with a commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA offers services such as business and technology consulting, data and artificial intelligence solutions, and the development and management of applications, infrastructure, and co...

Role & responsibilities : As a part of our team youll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations. Ability to effectively perform the technical components of risk assessments to provide an accurate view of the clients current risk state Ability to perform end-to-end business process analyses and design Ability to gather, synthesize, and analyze data using appropriate tools and technologies Ability to assess and design internal controls by applying an understanding of internal control design frameworks and regulatory requirements Ability to understand the clients business, interpret sector trends, and learn leading p...

The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initia...