BRM Central Testing Assistant Manager, Senior Associate

6 - 10 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

Role Overview: You will be a part of the Investment Services Testing team responsible for evaluating and testing internal controls globally to support Business Risk Management. Your role will involve assessing the effectiveness of controls and applying risk-based assurance skills to ensure compliance with regulatory requirements. Key Responsibilities: - Evaluate and test internal controls on behalf of the Investment Services business - Apply risk-based assurance skills to assess and continuously improve the banks" control environment - Perform walkthroughs and common control testing concepts such as population identification, sampling, testing, and documenting - Identify exceptions, root causes, and present issues to relevant parties - Interact and maintain relationships with internal stakeholders at various levels - Manage multiple tasks independently in a deadline-driven environment - Utilize Microsoft Office suite (Word, Excel, Outlook) effectively - Prioritize competing priorities and meet deadlines - Demonstrate intellectual curiosity, analytical skills, and critical thinking abilities Qualification Required: - Complete or partial professional qualification in an audit or related field (e.g. ACCA, ACA, CIA, CFA) - Minimum of 6 years of experience in a multinational financial services company - Good understanding of risk and controls in a financial services environment - Experience assessing the effectiveness of controls for compliance with regulatory requirements - Some familiarity with risk and control processes in securities trading, asset management, custody banking, or fund services - Knowledge of key regulations and current regulatory developments relevant to the business (Note: The additional details of the company were not provided in the Job Description),

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