38 Control Assessment Jobs - Page 2

As an Assistant Vice President - Controls Office BUK Operations, your role is crucial in supporting the mitigation of risk and protecting the bank's operational, financial, and reputational risk. You will be expected to bring your expertise in Risk, Control, and Operations to collaborate with various stakeholders across the bank and business units. Through detailed documentation of control assessments, procedures, and findings, you will work towards improving overall control effectiveness. Your responsibilities will include executing reviews to assess the effectiveness of the bank's internal controls framework in alignment with established policies, regulations, and best practices. It is imp...

As an integral part of our team at Deutsche Bank Group, you will be encouraged to excel together on a daily basis. This involves assuming responsibility, approaching tasks with a commercial mindset, displaying initiative, and fostering a collaborative work environment. Our culture is centered around shared successes and a sense of unity among our employees. Together, we embody the ethos of Deutsche Bank Group. We are committed to creating a diverse and inclusive workplace where all individuals are valued and respected. Applications from everyone are welcome as we strive to maintain a positive and fair work environment for all.,

The Central Control Capabilities function is responsible for driving Monitoring & Testing (M&T) of key controls across the business. It comprises of four groups: Control Assessment, Call Listening, Central Testing, and Strategy, Governance & Automation (SG&A). Control Assessment and Central Testing functions partner with Control Owners and Inbusiness Control Teams to conduct M&T activities for key controls in scope of the CTU. This includes control design assessment, development of tools for operational effectiveness monitoring and testing, assessment of the design of tools, execution of activities, and disposition of exceptions identified through M&T activities. Central Testing function in ...

As a Business Risk Management Control Testing Officer, you will be responsible for supervising the Investment Services Testing team in performing operational effectiveness testing of internal controls for the Investment Services business. Your role will involve overseeing the control testing program, ensuring adherence to defined methodologies, and maintaining open communication with Business Risk Management and operational stakeholders. You will also review control tests to uphold high-quality standards and meet agreed timelines. The ideal candidate for this position will have experience in control testing within a large financial services company, with knowledge of common control testing c...

As a Risk and Controls professional, you will be involved in the Audit process review, risk and control assessment, Audit, and validation focusing on key risk areas. Your responsibilities will include preparing the development of a Risk-Based Audit Plan, audit scope, and work program. You will support the team in fieldwork, review the work of team members, discuss reports with the concerned functional head, finalize reports for submission to senior management, prepare audit committee presentations, track and follow-up on implementation of audit recommendations, and provide training to new and existing team members on auditing and recent developments. It is essential for you to be adept at in...

As a SAP GRC Process Control Manager at Infosys BPM in Bangalore, you will be responsible for leading SAP GRC Process Control projects. With over 10 years of experience in SAP GRC Process Control, your expertise will be crucial in managing implementations, supporting operations, and guiding teams to ensure compliance and audit readiness. In this role, we are looking for a professional who has a deep understanding of SAP GRC Process Control, with a minimum of 1 Implementation and 1 Support project experience. You should have experience in Continuous Control Monitoring (CCM) of GRC PC and be adept at creating organization structures, regulations, business process hierarchies, and performing co...

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karntaka (IN-KA), India. As a Control Assessment, your responsibilities will involve designing and evaluating the operating effectiveness of controls, conducting control assurance testing, and providing recommendations for control automation. NTT DATA is a trusted global innovator in business and technology services, with a strong commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA serves 75% of the Fortune Global 100 companies. The company offers services such as business and technology...

Job Description/ Major Responsibilities Conduct Control Assessments and assist in IT Compliance Services delivery across different assets, including in-house applications, SaaS systems, mobile apps, technical platforms, OS, and databases. Identify control deficiencies and potential risks during assessments. Track and monitor remediation progress. Help develop and update awareness sessions/trainings and deliver mandatory trainings to keep the team informed on control requirements and best practices. Assess complex technology risks and internal controls, identifying opportunities for improvement. Contribute to audit efficiency through automation and continuous control monitoring. Minimum Requi...

NTT DATA is looking for a Control Assessment professional to join their team in Bangalore, Karnataka, India. As a Control Assessment, your responsibilities will include designing and testing control assurance, as well as providing recommendations for control automation. NTT DATA is a trusted global innovator of business and technology services with a commitment to helping clients innovate, optimize, and transform for long-term success. With a presence in more than 50 countries and a diverse team of experts, NTT DATA offers services such as business and technology consulting, data and artificial intelligence solutions, and the development and management of applications, infrastructure, and co...

Role & responsibilities : As a part of our team youll build and nurture positive working relationships with teams and clients with the intention to exceed client expectations. Ability to effectively perform the technical components of risk assessments to provide an accurate view of the clients current risk state Ability to perform end-to-end business process analyses and design Ability to gather, synthesize, and analyze data using appropriate tools and technologies Ability to assess and design internal controls by applying an understanding of internal control design frameworks and regulatory requirements Ability to understand the clients business, interpret sector trends, and learn leading p...

The Business Control Unit (BCU) is a 1st Line of Defence (1st LoD) function within the front office created during the implementation of the Three Line of Defence (3LoD) programme. Its primary objective is to support the front office in executing Non-Financial Risk framework for its business line. The primary responsibility of the candidate within the BCU would be to support the Risk and Control Assessment (RCA) process. The RCA is a key component of the Banks Non-Financial Risk (NFR) Framework to enable the effective profiling, monitoring, and management of Divisional NFR. The responsibilities would also include control testing, incident research, remediation and other ad hoc control initia...

RORG is an independent review group that provides continuous monitoring and assurance of the accuracy of the Regulatory Reporting Requirements. Its primary responsibility is to effectively challenge the rigor and accuracy of the firm's and the Bank's internal systems/processes supporting regulatory compliance. The independent verification process helps detect and identify potential issues with conformance with instructions and firm policies, data quality, and control effectiveness.Review of this information helps to identify process and reporting gaps, and will be the foundation for determining the examination activities to be conducted. RORG serves to complement the firm's other independent...

Educational Qualification - CA Experience- 10-12 years of experience in a Internal Audit role (preferably in a manufacturing company). Reporting to - Vice President - Internal Audit & Risk Management Role Purpose To oversee internal audit and risk management activities, ensuring strong internal controls, regulatory compliance, and effective identification and mitigation of business risks across the organization. Key Responsibilities Develop and execute a risk-based annual internal audit plan Oversee and manage internal audit activities across all business functions Evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes Provide recommendations ...